Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HealthWiz, Inc. See All Filings	D	2017-09-08 13:27:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716554 Filed Document 0001716554-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-08 13:27:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aben Resources Ltd. See All Filings	D	2017-09-08 13:25:56 UTC
Amount To Be Raised $134,400 Associated Brokers / Dealers N/A CIK Number 0000873612 Filed Document 0001183740-17-000157 Exclusions or Exemptions 506b Accepted Date 2017-09-08 13:25:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SpotCrowd Inc. See All Filings	D	2017-09-08 13:13:10 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001716502 Filed Document 0001716502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 13:13:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2017-09-08 13:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Advisors LLC, CAIS Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley CIK Number 0001292004 Filed Document 0001292004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 13:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Technology Managers Fund #1 LLC See All Filings	D/A	2017-09-08 13:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555266 Filed Document 0001555266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 13:06:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HINES REALTY INCOME FUND LLC See All Filings	D	2017-09-08 13:01:56 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HInes Securities, Commonwealth Financial Network, and Somerset Securities Inc CIK Number 0001716352 Filed Document 0001716352-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-08 13:01:56 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
157 SEA12WA LLC See All Filings	D	2017-09-08 12:48:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001716276 Filed Document 0001716276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:48:54 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Daily Scholar, LLC See All Filings	D/A	2017-09-08 12:43:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001695568 Filed Document 0001695568-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-08 12:43:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Abrams Capital Partners II, L.P. See All Filings	D/A	2017-09-08 12:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292420 Filed Document 0001140361-17-034895 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Ascent Secondary Fund, LP See All Filings	D	2017-09-08 12:41:39 UTC
Amount To Be Raised $46,331,016 Associated Brokers / Dealers N/A CIK Number 0001713864 Filed Document 0001713864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:41:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFS Group, Inc. See All Filings	D	2017-09-08 12:40:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers IFS Securities, Inc. CIK Number 0001716390 Filed Document 0001716390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:40:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners I, L.P. See All Filings	D/A	2017-09-08 12:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292421 Filed Document 0001140361-17-034893 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Masters Multi-Strategy Fund #1 LLC See All Filings	D/A	2017-09-08 12:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544266 Filed Document 0001544266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Direct Finance I LP See All Filings	D	2017-09-08 12:33:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001716510 Filed Document 0001716510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:33:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanook Energy Fund, LP See All Filings	D/A	2017-09-08 12:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618445 Filed Document 0001315863-17-000734 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nanook Energy Fund Ltd See All Filings	D/A	2017-09-08 12:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618439 Filed Document 0001315863-17-000733 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aero Credit Opportunities Fund I, LP See All Filings	D	2017-09-08 12:28:55 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001716058 Filed Document 0001716058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:28:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NANOPHOTONICA, INC. See All Filings	D	2017-09-08 12:26:36 UTC
Amount To Be Raised $1,794,521 Associated Brokers / Dealers N/A CIK Number 0001512937 Filed Document 0001512937-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:26:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GOLD HOLDINGS, LLC See All Filings	D	2017-09-08 12:24:25 UTC
Amount To Be Raised $75,885,150 Associated Brokers / Dealers N/A CIK Number 0001716234 Filed Document 0001716234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:24:25 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harlan Special Opportunities Fund III LP See All Filings	D/A	2017-09-08 12:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683456 Filed Document 0000945621-17-000351 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONTRA INC. See All Filings	D	2017-09-08 12:13:57 UTC
Amount To Be Raised $8,049,993 Associated Brokers / Dealers N/A CIK Number 0001618301 Filed Document 0001618301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:13:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Global Opportunities Ltd See All Filings	D/A	2017-09-08 12:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683432 Filed Document 0001683432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:13:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CK Diversified Fund LLC See All Filings	D/A	2017-09-08 12:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558319 Filed Document 0000945621-17-000350 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greystar Growth & Income Fund (892), LP See All Filings	D	2017-09-08 12:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716484 Filed Document 0001716484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 12:03:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Karya Futures Fund LLC Series B See All Filings	D/A	2017-09-08 11:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC, Alternative Asset Investment Management Securities, LLC, Young America Capital, LLC, Mann Mann Jensen Partners LP, and Bhargava Capital CIK Number 0001557705 Filed Document 0001557705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:54:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Greystar Growth & Income Fund (QFPF), LP See All Filings	D	2017-09-08 11:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716465 Filed Document 0001716465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Karya Futures Fund LLC Series A See All Filings	D/A	2017-09-08 11:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC, Alternative Asset Investment Management Securities, LLC, Young America Capital, LLC, Mann Mann Jensen Partners LP, and Bhargava Capital CIK Number 0001557704 Filed Document 0001557704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Private Market Impact Fund I, L.P. See All Filings	D	2017-09-08 11:41:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665991 Filed Document 0001665991-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:41:46 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Asia 3 Private Investors Offshore, L.P. See All Filings	D	2017-09-08 11:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001710775 Filed Document 0001710775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:37:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsec Institutional Fund II, Ltd. See All Filings	D	2017-09-08 11:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716534 Filed Document 0001716534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:20:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Asia 3 Private Investors, LLC See All Filings	D	2017-09-08 11:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001710773 Filed Document 0001710773-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Futurestay, Inc. See All Filings	D	2017-09-08 11:13:29 UTC
Amount To Be Raised $999,994 Associated Brokers / Dealers N/A CIK Number 0001625942 Filed Document 0001625942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:13:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Capital Partners Lending Fund, LLC See All Filings	D	2017-09-08 11:05:41 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001715893 Filed Document 0001144204-17-047176 Exclusions or Exemptions 506c Accepted Date 2017-09-08 11:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Cadre Access Offshore LP See All Filings	D	2017-09-08 11:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001716007 Filed Document 0001715960-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-08 11:05:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadre Access LP See All Filings	D	2017-09-08 11:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001715960 Filed Document 0001715960-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-08 11:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDCM Strategic Capital Fund I, L.P. See All Filings	D	2017-09-08 11:02:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715847 Filed Document 0000902664-17-003544 Exclusions or Exemptions 506b Accepted Date 2017-09-08 11:02:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstart Partners LP See All Filings	D/A	2017-09-08 10:49:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001666315 Filed Document 0000919574-17-006658 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:49:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Khrom Investments Fund, LP See All Filings	D/A	2017-09-08 10:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586094 Filed Document 0001586094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gar76 See All Filings	D	2017-09-08 10:46:18 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:46:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2017-09-08 10:44:07 UTC
Amount To Be Raised $2,964,691 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:44:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Castlerigg Merger Arbitrage Enhanced Fund, Ltd. See All Filings	D	2017-09-08 10:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716396 Filed Document 0001013594-17-000667 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage Enhanced Fund, L.P. See All Filings	D	2017-09-08 10:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716409 Filed Document 0001013594-17-000666 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Boston Fund, LP See All Filings	D/A	2017-09-08 10:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488529 Filed Document 0001488529-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:22:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UroCure LLC See All Filings	D	2017-09-08 10:20:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001716455 Filed Document 0001716455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:20:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Program II US LP See All Filings	D	2017-09-08 10:18:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001712930 Filed Document 0001712930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:18:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2017-09-08 10:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588382 Filed Document 0001715838-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Loan Fund, Ltd. See All Filings	D/A	2017-09-08 10:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641541 Filed Document 0001715838-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC See All Filings	D/A	2017-09-08 10:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001647291 Filed Document 0001715838-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:04:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, Ltd. See All Filings	D/A	2017-09-08 10:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0001715838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-08 10:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D/A	2017-09-08 09:58:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0001715838-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-08 09:58:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity