Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blaze Bioscience, Inc. See All Filings	D	2017-10-10 13:57:23 UTC
Amount To Be Raised $18,105,620 Associated Brokers / Dealers N/A CIK Number 0001532854 Filed Document 0001532854-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:57:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lotus Fund Ltd. See All Filings	D	2017-10-10 13:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR CAPITAL MARKETS, LLC CIK Number 0001718988 Filed Document 0001718988-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Storion Energy, Inc. See All Filings	D	2017-10-10 13:53:56 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001652139 Filed Document 0001652139-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:53:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Emso Agave Fund SPC See All Filings	D/A	2017-10-10 13:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686533 Filed Document 0001686533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellrock Intelligence, Inc. See All Filings	D	2017-10-10 13:46:22 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659900 Filed Document 0001659900-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:46:22 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GEMS Fund 4, L.P. See All Filings	D/A	2017-10-10 13:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642402 Filed Document 0001642402-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:45:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D/A	2017-10-10 13:42:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:42:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Journey Fund I, LP See All Filings	D/A	2017-10-10 13:42:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001685426 Filed Document 0001685426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Engage Therapeutics, Inc. See All Filings	D	2017-10-10 13:42:12 UTC
Amount To Be Raised $23,600,000 Associated Brokers / Dealers LifeSci Capital LLC CIK Number 0001719075 Filed Document 0001555710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:42:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Make School Inc. See All Filings	D	2017-10-10 13:33:21 UTC
Amount To Be Raised $10,549,993 Associated Brokers / Dealers N/A CIK Number 0001706173 Filed Document 0001553246-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:33:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CWS MUSEUM PLACE RESIDENTIAL, L.P. See All Filings	D	2017-10-10 13:29:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719140 Filed Document 0001719140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:29:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SWAN VALLEY MEDICAL, INC See All Filings	D/A	2017-10-10 13:23:25 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001358856 Filed Document 0001358856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:23:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
DPL Holding Corp See All Filings	D	2017-10-10 13:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546651 Filed Document 0000895345-17-000303 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:22:14 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS GROWTH FUND III LP See All Filings	D/A	2017-10-10 13:21:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000925824 Filed Document 0000935836-17-000494 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:21:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG MVP Plus SG Holdings III, L.P. See All Filings	D/A	2017-10-10 13:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589788 Filed Document 0001589788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXICURE, INC. See All Filings	D	2017-10-10 13:19:13 UTC
Amount To Be Raised $52,572,575 Associated Brokers / Dealers Katalyst Securities LLC and Benjamin & Jerold Brokerage I, LLC CIK Number 0001698530 Filed Document 0001698530-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:19:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Materials, Inc. See All Filings	D	2017-10-10 13:16:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:16:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXICURE, INC. See All Filings	D	2017-10-10 13:14:20 UTC
Amount To Be Raised $43,090,544 Associated Brokers / Dealers N/A CIK Number 0001698530 Filed Document 0001698530-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:14:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AG MVP Plus SG III, L.P. See All Filings	D/A	2017-10-10 13:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589755 Filed Document 0001589755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proof Of Work Fund LP See All Filings	D	2017-10-10 13:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718546 Filed Document 0001718546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Asia VII, L.P. See All Filings	D	2017-10-10 13:09:03 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001719116 Filed Document 0001719116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:09:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Unikrn Bermuda Ltd See All Filings	D	2017-10-10 13:05:20 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001718925 Filed Document 0001718925-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-10 13:05:20 UTC Type of Offering D Industry Other Technology Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Other
DocToMe, Inc. See All Filings	D/A	2017-10-10 13:05:14 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001707127 Filed Document 0001707127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:05:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BetterSkills, Inc. See All Filings	D	2017-10-10 13:02:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001683409 Filed Document 0001683409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:02:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Immersive Capital, L.P. See All Filings	D/A	2017-10-10 13:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687032 Filed Document 0001687032-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LACM EMII, L.P. See All Filings	D/A	2017-10-10 12:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001655268 Filed Document 0001655268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lifescape LLC See All Filings	D	2017-10-10 12:51:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:51:50 UTC Type of Offering D Industry Computers Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
PBATHW, LLC See All Filings	D	2017-10-10 12:51:31 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001704104 Filed Document 0001704104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:51:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Phoenix Fund VIII Blocker, LLC See All Filings	D	2017-10-10 12:51:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001719001 Filed Document 0001719001-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-10 12:51:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2017-10-10 12:47:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001590956 Filed Document 0001590956-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:47:21 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SuperdopeTV, Inc. See All Filings	C	2017-10-10 12:47:20 UTC
Financial Interest The intermediary will receive a number of shares of Series Seed Preferred Stock of the issuer that is equal to 2% (two percent) of the total number of shares of Series Seed Preferred Stock sold by the issuer in in the Offering. Filing Platform First Democracy VC Offering Amount $570,000 CIK Number 0001718518 Filed Document 0001718518-17-000001 Accepted Date 2017-10-10 12:47:20 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Preferred Stock State CALIFORNIA
Neuroflow, Inc. See All Filings	D	2017-10-10 12:44:46 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001717634 Filed Document 0001717634-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:44:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Section Capital III, LP See All Filings	D/A	2017-10-10 12:43:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Brighton House Associates, LLC, Rafael Solis, Equus Financial Consulting LLC, and GT Securities, Inc. CIK Number 0001692562 Filed Document 0001692562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:43:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forestline Partners, L.P. See All Filings	D/A	2017-10-10 12:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687120 Filed Document 0000919574-17-007195 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Charlotte's Closet, LLC See All Filings	C	2017-10-10 12:31:52 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,000,000 CIK Number 0001717800 Filed Document 0001669191-17-000145 Accepted Date 2017-10-10 12:31:52 UTC Type of Offering C Security Offered Amount 3,571 Security Offered Type Other State NEW YORK
Healthcare Portfolio III DST See All Filings	D	2017-10-10 12:30:13 UTC
Amount To Be Raised $29,121,480 Associated Brokers / Dealers Robert S. Smith CIK Number 0001718527 Filed Document 0001714749-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:30:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
North Fourth Fund, LP See All Filings	D	2017-10-10 12:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715330 Filed Document 0001715330-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:29:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&R REAL ESTATE FUND II, LP See All Filings	D	2017-10-10 12:29:44 UTC
Amount To Be Raised $2,587,500 Associated Brokers / Dealers N/A CIK Number 0001658478 Filed Document 0001658478-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:29:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instevent, Inc. See All Filings	D	2017-10-10 12:29:17 UTC
Amount To Be Raised $1,846,261 Associated Brokers / Dealers N/A CIK Number 0001553246 Filed Document 0001553246-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:29:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ribon Therapeutics, Inc. See All Filings	D	2017-10-10 12:26:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001660410 Filed Document 0001660410-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:26:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Twisted Tiger Trading Partners, LP See All Filings	D/A	2017-10-10 12:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685780 Filed Document 0001718599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:22:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild GQ Systematic International Fund, Ltd. See All Filings	D	2017-10-10 12:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719054 Filed Document 0001719054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1992 Co-Invest (Offshore) L.P. See All Filings	D	2017-10-10 12:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708263 Filed Document 0000899140-17-000622 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:20:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Credit Fund, L.P. See All Filings	D/A	2017-10-10 12:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-17-000621 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:19:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halo Lifestyle LLC See All Filings	D	2017-10-10 12:16:13 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001719122 Filed Document 0001719122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:16:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rothschild GQ Systematic Fund, LP See All Filings	D	2017-10-10 12:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719055 Filed Document 0001719055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:14:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Brook International Alpha Ltd See All Filings	D/A	2017-10-10 12:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612187 Filed Document 0001612185-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
David Capital Partners Fund, LP See All Filings	D/A	2017-10-10 12:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532695 Filed Document 0001532695-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:09:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3G Fund CP, LLC See All Filings	D/A	2017-10-10 12:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687634 Filed Document 0001144204-17-051831 Exclusions or Exemptions 506c Accepted Date 2017-10-10 12:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Brook International Alpha Fund, LP See All Filings	D/A	2017-10-10 11:59:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612185 Filed Document 0001612185-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:59:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity