Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Theano Ventures LLC See All Filings	D	2017-09-12 13:47:53 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001716772 Filed Document 0001716772-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-12 13:47:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Harpeth Financial Services, LLC See All Filings	D/A	2017-09-12 13:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498276 Filed Document 0001498276-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:44:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
FINN HILL 3050, LLC See All Filings	D	2017-09-12 13:42:27 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001716809 Filed Document 0001716809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:42:27 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
SBRE IV LLC See All Filings	D	2017-09-12 13:41:48 UTC
Amount To Be Raised $10,592,500 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716763 Filed Document 0001716763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:41:48 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 326, LLC See All Filings	D	2017-09-12 13:33:53 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716316 Filed Document 0001716318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:33:53 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PatientFirst Finance, LLC See All Filings	D	2017-09-12 13:33:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716702 Filed Document 0001715598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:33:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Homebot, Inc. See All Filings	D	2017-09-12 13:32:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001716377 Filed Document 0001716377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:32:07 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Antero Fund, LP See All Filings	D	2017-09-12 13:26:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716641 Filed Document 0001716641-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:26:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Performing Capital, LP See All Filings	D/A	2017-09-12 13:25:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585151 Filed Document 0001585151-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:25:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTC Africa S.A. See All Filings	D	2017-09-12 13:19:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:19:44 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Underground Cellar, a series of Jason's Syndicate, LLC See All Filings	D	2017-09-12 13:10:25 UTC
Amount To Be Raised $221,000 Associated Brokers / Dealers N/A CIK Number 0001707485 Filed Document 0001711546-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 324, LLC See All Filings	D	2017-09-12 13:02:10 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716318 Filed Document 0001716318-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 13:02:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
BT Select Fund II LP See All Filings	D	2017-09-12 12:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677592 Filed Document 0001677592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:59:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Global Ex U.S. Index Fund, LP See All Filings	D/A	2017-09-12 12:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001568698 Filed Document 0001611220-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:57:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synspira, LLC See All Filings	D	2017-09-12 12:57:02 UTC
Amount To Be Raised $3,240,142 Associated Brokers / Dealers N/A CIK Number 0001716536 Filed Document 0001716536-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:57:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hack-ER-1, a series of Hack-ER-VC, LLC See All Filings	D	2017-09-12 12:54:26 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001715744 Filed Document 0001711546-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:54:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SJF-15-Fund, a series of Sun Room Funds, LLC See All Filings	D	2017-09-12 12:51:13 UTC
Amount To Be Raised $122,000 Associated Brokers / Dealers N/A CIK Number 0001713537 Filed Document 0001711546-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ABM-13-PR-Fund, a series of AX-ST-Funds, LLC See All Filings	D	2017-09-12 12:46:40 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001716313 Filed Document 0001711546-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:46:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marine III, a series of Marine Layer Investments, LP See All Filings	D	2017-09-12 12:44:06 UTC
Amount To Be Raised $375,670 Associated Brokers / Dealers N/A CIK Number 0001711546 Filed Document 0001711546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:44:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIAM Tactical Bond Fund, LP See All Filings	D/A	2017-09-12 12:43:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001611220 Filed Document 0001611220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:43:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOXFIRE INVESTMENTS 2, LLC See All Filings	D	2017-09-12 12:41:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers RKCA CIK Number 0001716764 Filed Document 0001716764-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:41:04 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Synedgen, Inc. See All Filings	D	2017-09-12 12:37:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001471618 Filed Document 0001471618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:37:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
I-V Access Technology, Inc. See All Filings	D/A	2017-09-12 12:36:31 UTC
Amount To Be Raised $2,511,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:36:31 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sendera Woodbury Investments LLC See All Filings	D	2017-09-12 12:35:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001716740 Filed Document 0001716740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:35:44 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Midwest Center for Day Surgery, LLC See All Filings	D	2017-09-12 12:22:43 UTC
Amount To Be Raised $33,000 Associated Brokers / Dealers N/A CIK Number 0001716686 Filed Document 0001716716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:22:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Brule River LLC See All Filings	D	2017-09-12 12:22:42 UTC
Amount To Be Raised $47,234,459 Associated Brokers / Dealers N/A CIK Number 0001716486 Filed Document 0001716486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:22:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bright Locker, Inc. See All Filings	C	2017-09-12 12:19:44 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001607566 Filed Document 0001665160-17-000400 Accepted Date 2017-09-12 12:19:44 UTC Type of Offering C Security Offered Amount 2,994 Security Offered Type Common Stock State TEXAS
Floafers, LLC See All Filings	D	2017-09-12 12:05:58 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001716496 Filed Document 0001716496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:05:58 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SFBC, LLC See All Filings	D	2017-09-12 12:05:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001716766 Filed Document 0001716766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:05:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Denver MSA Multifamily II DST See All Filings	D/A	2017-09-12 12:05:04 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, Cambridge Investment Research, Lion Street Financial, LLC, Sagepoint Financial, Inc, Woodbury Financial Services, Inc, Sandlapper Securities, LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC, 1st Global Capital Corporation, H.D Vest Investment Securities, Inc, Vanderbilt Securities, LLC, H.D Vest Investment Securities, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Cambridge Investment Research, Concorde Investment Services, LLC, Cambridge Investment Research, Royal Alliance Associates, Inc, Silver Portal Capital LLC, Cambridge Investment Research, Questar Capital Corp, Cambridge Investment Research, First Allied Securites, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cetera Financial Specialists LLC, Investacorp, Inc, Independence Capital Corporation, 1st Global Capital Corporation, FSC Securities Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cambridge Investment Research, Cambridge Investment Research, Kovack Securities, Inc, Parkland Securities, LLC, Pro Equities Inc, Cetera Advisors, LLC, Royal Alliance Associates, Inc, Cetera Advisor Networks, LLC, Emmerson Equity LLC, Kovack Securities, Inc, Ibn Financial Services, Inc, 1st Global Capital Corporation, DFPG Investments, Inc, Voya Financial Advisors, Cambridge Investment Research, Woodbury Financial Services, Inc., Voya Financial Advisors, Questar Capital, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Woodbury Financial Services, Inc., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Ameritas Investment Corp, Ameritas Investment Corp, Sagepoint Financial, Inc, Primex Prime Electronic Execution Inc, Triad Advisors, Inc., Private Client Services LLC, and 1st Global Capital Corporation CIK Number 0001710485 Filed Document 0001710485-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 12:05:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BRUZIV INVESTMENTS II, LLC See All Filings	D	2017-09-12 11:59:18 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001716037 Filed Document 0001716037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:59:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Multicoin Diversified Fund I, LP See All Filings	D/A	2017-09-12 11:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712879 Filed Document 0001712879-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:43:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMETOWN FINANCIAL GROUP INC See All Filings	D	2017-09-12 11:39:31 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001037653 Filed Document 0001037653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:39:31 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Dering Hall, Inc. See All Filings	D	2017-09-12 11:36:52 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001631094 Filed Document 0001231919-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:36:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-Portland 121, LP See All Filings	D/A	2017-09-12 11:35:36 UTC
Amount To Be Raised $7,332,966 Associated Brokers / Dealers Joseph Ondris, Richard Goodwin, Jennifer Lander, Gerald Hast, Todd Gottel, Michael Ihrie, Bennett Knapp Ely, and Troy Sutton CIK Number 0001712785 Filed Document 0001712785-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:35:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Romulus Invictus Special Opportunity L.P. See All Filings	D	2017-09-12 11:34:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714476 Filed Document 0001714477-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:34:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romulus Vyome Special Opportunity II L.P. See All Filings	D	2017-09-12 11:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714477 Filed Document 0001714477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MAR-43-Fund, a series of AX-PeLs-Funds, LLC See All Filings	D	2017-09-12 11:31:14 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001715224 Filed Document 0001716594-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:31:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-NOMA, LP See All Filings	D/A	2017-09-12 11:27:42 UTC
Amount To Be Raised $14,979,328 Associated Brokers / Dealers Joseph Ondris, Walte Parker, Todd Gottel, Charles Huffington, Bob Koslowski, Kathy Scanlon, Marc Seeherman, Stephen Sumner, Taher Gilani, Azam Jaber, Bobby K Cowand, Brian Smith, Javier Larrea, Ted R Burkhart, and Richard Goodwin CIK Number 0001715093 Filed Document 0001715093-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:27:42 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-MTE-15-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2017-09-12 11:26:19 UTC
Amount To Be Raised $207,999 Associated Brokers / Dealers N/A CIK Number 0001716307 Filed Document 0001716594-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:26:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PMY-17-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-09-12 11:24:35 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001714208 Filed Document 0001716594-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:24:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RHY-11-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-09-12 11:22:34 UTC
Amount To Be Raised $307,975 Associated Brokers / Dealers N/A CIK Number 0001704048 Filed Document 0001716594-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/GSO Special Situations Fund LP See All Filings	D/A	2017-09-12 11:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001491382 Filed Document 0001651353-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:22:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ABQ-12-Fund-PR, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-09-12 11:20:55 UTC
Amount To Be Raised $201,052 Associated Brokers / Dealers N/A CIK Number 0001715864 Filed Document 0001716594-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:20:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BQW-16-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-09-12 11:19:03 UTC
Amount To Be Raised $138,000 Associated Brokers / Dealers N/A CIK Number 0001713511 Filed Document 0001716594-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CHI-28-PR-Fund, a series of AX-AbVc-Funds, LLC See All Filings	D	2017-09-12 11:15:14 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001716594 Filed Document 0001716594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:15:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIG Capital Investments, LLC See All Filings	D/A	2017-09-12 11:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570213 Filed Document 0000897069-17-000461 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8425 AHERN LLC See All Filings	D	2017-09-12 11:00:12 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001716706 Filed Document 0001716706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 11:00:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverdale Multifamily DST See All Filings	D/A	2017-09-12 10:46:41 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors, 1st Global Capital Corporation, Lincoln Financial Advisors, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Investacorp, Inc, Concorde Investment Services, LLC, National Securities Corp, FSC Securities Corporation, Centaurus Financial, Inc, Parkland Securities, LLC, and 1st Global Capital Corporation CIK Number 0001703605 Filed Document 0001703605-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-09-12 10:46:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fractal Industries, Inc. See All Filings	D/A	2017-09-12 10:33:59 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001649674 Filed Document 0001649674-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 10:33:59 UTC Type of Offering D/A Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other