Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lord Abbett Short Duration Credit Trust See All Filings	D/A	2017-09-13 11:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001653088 Filed Document 0001653088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
rSports, Inc. See All Filings	D	2017-09-13 11:47:39 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001716630 Filed Document 0001716630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:47:39 UTC Type of Offering D Industry Computers Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Glenobey Prospect Partners See All Filings	D/A	2017-09-13 11:36:34 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001702436 Filed Document 0001702436-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-09-13 11:36:34 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Drink Up LLC See All Filings	D/A	2017-09-13 11:32:05 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Curt Kufner CIK Number 0001685108 Filed Document 0001685108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:32:05 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
RespireRx Pharmaceuticals Inc. See All Filings	D	2017-09-13 11:30:35 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0000849636 Filed Document 0000849636-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:30:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LGT Alpha Generix Global Return Segregated Portfolio of Crown Alternative Investments SPC See All Filings	D	2017-09-13 11:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716852 Filed Document 0001716852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Basin Long-Short Fund LP See All Filings	D	2017-09-13 11:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716527 Filed Document 0001716527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:26:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FTF Funding Vehicle II, LLC See All Filings	D	2017-09-13 11:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716881 Filed Document 0001716881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:23:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SWYCH INC. See All Filings	D	2017-09-13 11:15:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001660404 Filed Document 0001660404-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:15:37 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Investments Rated, LLC See All Filings	D/A	2017-09-13 11:07:36 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001712619 Filed Document 0001712619-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shamana Global Macro Fund LP See All Filings	D/A	2017-09-13 11:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652700 Filed Document 0000919574-17-006721 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LOFT ORBITAL SOLUTIONS INC. See All Filings	D	2017-09-13 11:02:55 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001716900 Filed Document 0001716900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 11:02:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Basket Savings, Inc. See All Filings	D	2017-09-13 10:58:24 UTC
Amount To Be Raised $5,950,025 Associated Brokers / Dealers N/A CIK Number 0001716756 Filed Document 0001716756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:58:24 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Trilogy Investment Funds PLC-Trilogy Emerging Wealth Fund See All Filings	D/A	2017-09-13 10:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trilogy Global Advisors International LLP CIK Number 0001557952 Filed Document 0000919574-17-006719 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:57:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
EWING MORRIS OPPORTUNITIES TRUST FUND See All Filings	D/A	2017-09-13 10:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621232 Filed Document 0001405086-17-000200 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Athletic Brewing Co LLC See All Filings	D	2017-09-13 10:53:22 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001716855 Filed Document 0001716855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:53:22 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Fixed Income Opportunities Fund, LP See All Filings	D/A	2017-09-13 10:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647418 Filed Document 0001647418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncora Medical, Inc. See All Filings	D	2017-09-13 10:41:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001716472 Filed Document 0001716472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:41:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Multi-Asset Absolute Return Custom Fund, LP See All Filings	D/A	2017-09-13 10:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA and John Palmer CIK Number 0001621986 Filed Document 0001621986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macrosynergy Argentina Fund Ltd See All Filings	D	2017-09-13 10:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716326 Filed Document 0001315863-17-000741 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:39:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
36ONE US FEEDER LP See All Filings	D/A	2017-09-13 10:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678316 Filed Document 0001678316-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam BlueScale Fund, LP See All Filings	D/A	2017-09-13 10:37:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559737 Filed Document 0001559737-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHG Funding I, LLC See All Filings	D	2017-09-13 10:28:22 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001715907 Filed Document 0001715907-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:28:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-09-13 10:19:53 UTC
Amount To Be Raised $2,858,259 Associated Brokers / Dealers Gordon Chisholm, David Fisher, Richard Martin, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-17-000281 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:19:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NuPower Development LLC See All Filings	D	2017-09-13 10:01:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716730 Filed Document 0001716730-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 10:01:42 UTC Type of Offering D Industry Other Energy Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
CF THE LEX INVESTORS LLC See All Filings	D	2017-09-13 09:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CFI Opportunity Fund III CIK Number 0001716407 Filed Document 0001716407-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 09:52:08 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Prime Title Agency LLC See All Filings	D	2017-09-13 09:51:40 UTC
Amount To Be Raised $44,100 Associated Brokers / Dealers N/A CIK Number 0001716184 Filed Document 0001209191-17-052529 Exclusions or Exemptions 506b Accepted Date 2017-09-13 09:51:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Saba Capital CEF Opportunities 2 Onshore, L.P. See All Filings	D/A	2017-09-13 09:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683728 Filed Document 0000902664-17-003588 Exclusions or Exemptions 506b Accepted Date 2017-09-13 09:07:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gametime United Inc. See All Filings	D	2017-09-13 09:06:34 UTC
Amount To Be Raised $9,999,980 Associated Brokers / Dealers N/A CIK Number 0001641569 Filed Document 0001641569-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 09:06:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital CEF Opportunities 2 Offshore, Ltd. See All Filings	D/A	2017-09-13 09:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683717 Filed Document 0000902664-17-003587 Exclusions or Exemptions 506b Accepted Date 2017-09-13 09:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Cobalt Corp. See All Filings	D	2017-09-13 08:59:24 UTC
Amount To Be Raised $484,011 Associated Brokers / Dealers N/A CIK Number 0001716400 Filed Document 0001716400-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 08:59:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Togetherwork Holdings, LLC See All Filings	D	2017-09-13 08:31:53 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001705601 Filed Document 0001705601-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 08:31:53 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Synthetic Biologics, Inc. See All Filings	D	2017-09-13 08:20:57 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0000894158 Filed Document 0001144204-17-047782 Exclusions or Exemptions 506b Accepted Date 2017-09-13 08:20:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2017-09-13 08:10:35 UTC
Amount To Be Raised $13,008,645 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001636781-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 08:10:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M7 European Real Estate Investment Partners IV LP See All Filings	D	2017-09-13 07:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716453 Filed Document 0001716453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 07:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts PLC - MW Eureka SRI Fund See All Filings	D/A	2017-09-13 06:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684384 Filed Document 0000902664-17-003581 Exclusions or Exemptions 506b Accepted Date 2017-09-13 06:08:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campaign Monitor Holdings (UK) Ltd See All Filings	D/A	2017-09-12 21:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0000899140-17-000573 Exclusions or Exemptions 506b Accepted Date 2017-09-12 21:18:59 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, LLC See All Filings	D	2017-09-12 19:39:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:39:54 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Cove Capital II-B, LP See All Filings	D	2017-09-12 19:23:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001716117 Filed Document 0001716117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:23:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4DReplay,Inc. See All Filings	D	2017-09-12 19:12:45 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001716423 Filed Document 0001716423-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-12 19:12:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OREGON PACIFIC BANCORP See All Filings	D	2017-09-12 19:12:40 UTC
Amount To Be Raised $2,023,850 Associated Brokers / Dealers N/A CIK Number 0001216128 Filed Document 0001216128-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:12:40 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FINTECH COLLECTIVE, LLC See All Filings	D	2017-09-12 19:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716292 Filed Document 0001716292-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:12:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SP SYCAMORE LLC See All Filings	D	2017-09-12 18:54:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001716422 Filed Document 0001716422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:54:03 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
70 Million Resources, Inc. See All Filings	D	2017-09-12 18:46:04 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001716822 Filed Document 0001716822-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:46:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rani Therapeutics, LLC See All Filings	D	2017-09-12 18:31:24 UTC
Amount To Be Raised $126,450,000 Associated Brokers / Dealers Joseph Gunnar & Co. LLC CIK Number 0001644130 Filed Document 0001644130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:31:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aegon High Yield Fund, a series of Aegon AM Funds, LLC See All Filings	D	2017-09-12 18:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716663 Filed Document 0001587342-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:20:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Michaelson Capital Overseas Special Finance Fund II, L.P. See All Filings	D	2017-09-12 18:19:57 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713204 Filed Document 0001382963-17-000152 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities III Segregated Portfolio See All Filings	D/A	2017-09-12 18:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588829 Filed Document 0001588829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:18:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Fund XXII - Plan Asset Allocation LP See All Filings	D	2017-09-12 18:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716434 Filed Document 0001716434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:14:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Michaelson Capital Special Finance Fund II, L.P. See All Filings	D	2017-09-12 18:13:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713183 Filed Document 0001382963-17-000151 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:13:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund