Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gotham Hedged Value Strategies (US), LLC See All Filings	D/A	2017-10-11 13:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496336 Filed Document 0001496336-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 13:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZPower, LLC See All Filings	D	2017-10-11 13:06:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 13:06:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Geofortis LLC See All Filings	D	2017-10-11 13:04:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 13:04:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D/A	2017-10-11 12:59:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:59:59 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2017-10-11 12:59:12 UTC
Amount To Be Raised $87,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:59:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raven Holdings II, L.P. See All Filings	D	2017-10-11 12:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719214 Filed Document 0001315863-17-000823 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:37:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CVA Investment Fund, LP See All Filings	D/A	2017-10-11 12:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622223 Filed Document 0001622223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:26:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Fund IV, L.P. See All Filings	D/A	2017-10-11 12:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705215 Filed Document 0001705215-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Feeder Fund IV, L.P. See All Filings	D/A	2017-10-11 12:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705217 Filed Document 0001705217-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreamCoin Labs, Inc. See All Filings	D	2017-10-11 12:02:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001718875 Filed Document 0001718875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 12:02:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Return Logic, Inc. See All Filings	D	2017-10-11 11:52:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001667157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:52:11 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-10-11 11:48:13 UTC
Amount To Be Raised $7,759,310 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-011485 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:48:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Intersection Impact Fund I, LLC See All Filings	D	2017-10-11 11:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715157 Filed Document 0001715157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:45:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Biltmore Investors, LLC See All Filings	D	2017-10-11 11:37:24 UTC
Amount To Be Raised $10,900,000 Associated Brokers / Dealers N/A CIK Number 0001719215 Filed Document 0001719215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:37:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W3LL PEOPLE, INC. See All Filings	D	2017-10-11 11:31:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NA CIK Number 0001718320 Filed Document 0001718320-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:31:54 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER INVESTMENT FUND LTD See All Filings	D/A	2017-10-11 11:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001237185 Filed Document 0001237185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHA Ultra-Short Duration Trust See All Filings	D/A	2017-10-11 11:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617549 Filed Document 0001617549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core River Haus Apartments LLC See All Filings	D/A	2017-10-11 11:16:07 UTC
Amount To Be Raised $5,810,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001714272 Filed Document 0001714272-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:16:07 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1620 Workwear, Inc. See All Filings	D/A	2017-10-11 11:14:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687050 Filed Document 0001687050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:14:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MHA Intermediate Duration Trust See All Filings	D/A	2017-10-11 11:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617552 Filed Document 0001617552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Transport Income Fund Feeder LLC See All Filings	D	2017-10-11 11:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718743 Filed Document 0001718743-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 11:11:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silbo Inc See All Filings	D	2017-10-11 10:59:26 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001691048 Filed Document 0001691048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:59:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cape Ann Global Developing Markets Fund See All Filings	D/A	2017-10-11 10:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655270 Filed Document 0001655270-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHA Short Duration Trust See All Filings	D/A	2017-10-11 10:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617551 Filed Document 0001617551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:49:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2017-10-11 10:36:20 UTC
Amount To Be Raised $1,104,300 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:36:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PLATO FUND LP See All Filings	D/A	2017-10-11 10:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2017-10-11 10:34:25 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:34:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Idelic Inc. See All Filings	D	2017-10-11 10:27:06 UTC
Amount To Be Raised $1,306,340 Associated Brokers / Dealers N/A CIK Number 0001719014 Filed Document 0001719014-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-11 10:27:06 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LKCM Headwater II Sidecar Partnership, L.P. See All Filings	D/A	2017-10-11 10:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713995 Filed Document 0001496191-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:26:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellerophon Therapeutics, Inc. See All Filings	D	2017-10-11 10:25:04 UTC
Amount To Be Raised $23,437,050 Associated Brokers / Dealers Theodore Wang CIK Number 0001600132 Filed Document 0001600132-17-000114 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:25:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Mining Finance Fund Ltd See All Filings	D/A	2017-10-11 10:23:55 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001620417 Filed Document 0001012975-17-000743 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:23:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chatham Asset Private Debt & Strategic Capital Fund, LP See All Filings	D	2017-10-11 10:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719185 Filed Document 0000919574-17-007230 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:23:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2017-10-11 10:23:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001496191-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2017-10-11 10:21:07 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000875729-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:21:07 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Mining Finance Fund LLC See All Filings	D/A	2017-10-11 10:21:06 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers M.D. Sass Securities LLC CIK Number 0001620418 Filed Document 0001012975-17-000742 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:21:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Technology Partnership, L.P. See All Filings	D/A	2017-10-11 10:21:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001496191-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:21:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2017-10-11 10:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCCARTHY INVESTMENT COMPANY, LLC See All Filings	D/A	2017-10-11 10:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586327 Filed Document 0001140361-17-038114 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:13:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Pruco Life Variable Contract Account M-2 See All Filings	D/A	2017-10-11 10:11:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534407 Filed Document 0001534406-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:11:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2nd Skull, Inc. See All Filings	D	2017-10-11 10:10:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Not Applicable CIK Number 0001641888 Filed Document 0001641888-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:10:30 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Pruco Life Variable Contract Account M See All Filings	D/A	2017-10-11 10:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534406 Filed Document 0001534406-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMONFUND STRATEGIC SOLUTIONS EQUITY FUND LLC See All Filings	D/A	2017-10-11 10:08:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001532154 Filed Document 0001532154-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:08:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Investor Fund, LP See All Filings	D/A	2017-10-11 10:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 10:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Long Short Fund, L.P. See All Filings	D/A	2017-10-11 09:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525853 Filed Document 0001525853-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 09:50:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beyond Commerce See All Filings	D	2017-10-11 09:48:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Boustead Securities LLC CIK Number 0001386049 Filed Document 0001445866-17-001406 Exclusions or Exemptions 506c Accepted Date 2017-10-11 09:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X-10 LP See All Filings	D	2017-10-11 09:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718651 Filed Document 0001718651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 09:47:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala P2 Fund Ltd. See All Filings	D/A	2017-10-11 09:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588678 Filed Document 0001140361-17-038110 Exclusions or Exemptions 506b Accepted Date 2017-10-11 09:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Real Property Income Fund, L.P. See All Filings	D/A	2017-10-11 09:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001531454 Filed Document 0001718125-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 09:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JDBI MHPI, LLC See All Filings	D	2017-10-11 09:45:40 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001719188 Filed Document 0001719188-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 09:45:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-11 09:44:31 UTC
Amount To Be Raised $18,000,147 Associated Brokers / Dealers Kevin Bachler CIK Number 0001135856 Filed Document 0001135856-17-000306 Exclusions or Exemptions 506b Accepted Date 2017-10-11 09:44:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund