Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ViZn Energy Systems, Inc See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Massive Interactive, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001481218 Filed Document 0001199835-15-000097 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Gemphire Therapeutics Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638287 Filed Document 0001638287-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Netshoes (Cayman) Ltd. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $44,999,816 Associated Brokers / Dealers N/A CIK Number 0001562767 Filed Document 0001562767-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pluribus Labs, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637714 Filed Document 0000935836-15-000209 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EAGLE GLOBAL L P See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039450 Filed Document 0001039450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ViewsIQ Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001637635 Filed Document 0001637635-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPOINT QUALIFIED FUND LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318388 Filed Document 0001012975-15-000256 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOWBIRD PARTNERS LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142738 Filed Document 0001142738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janchor Partners Pan-Asian Fund See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545884 Filed Document 0001545884-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAHAM GLOBAL INVESTMENT FUND II SPC LTD See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE and MULTIPLE CIK Number 0001269194 Filed Document 0000941031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
Sanchez Production Partners LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001362705 Filed Document 0001362705-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Really Simple Software, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $9,724,800 Associated Brokers / Dealers N/A CIK Number 0001572933 Filed Document 0001572933-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flinders Resources Ltd See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $197,154 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0001140361-15-014139 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc. CIK Number 0001403973 Filed Document 0001403973-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Atlanta Land Fund, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $70,677,889 Associated Brokers / Dealers N/A CIK Number 0001588896 Filed Document 0001588896-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Realty Capital Fund V (Partnership B), LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001484009 Filed Document 0001484009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WPCM Knoxville Landings Holdings, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001637430 Filed Document 0001637430-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001403972 Filed Document 0001403972-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BONAPARTE PARTNERS LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142747 Filed Document 0001142747-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAR INVESTMENT PARTNERS LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066867 Filed Document 0001066867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSB Bancshares, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $6,500,026 Associated Brokers / Dealers N/A CIK Number 0001637856 Filed Document 0001637856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Digerati, Inc. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605404 Filed Document 0001605404-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461219 Filed Document 0001461219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
BECKER DRAPKIN PARTNERS, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.H. Darbie & Co., Inc. CIK Number 0001451721 Filed Document 0001451721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Compellon Inc See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $3,852,591 Associated Brokers / Dealers N/A CIK Number 0001557728 Filed Document 0001557728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flatwater Bancshares, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001631582 Filed Document 0001140361-15-014063 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
KEYWISE GREATER CHINA FUND LTD See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401873 Filed Document 0001401873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Vascular Care Montgomery, LLLP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $1,196,594 Associated Brokers / Dealers N/A CIK Number 0001638899 Filed Document 0001461373-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Massive Interactive, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,289,772 Associated Brokers / Dealers N/A CIK Number 0001481218 Filed Document 0001199835-15-000096 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Resonate Core, LP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638104 Filed Document 0001638104-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riri LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001638517 Filed Document 0001638497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540085 Filed Document 0001012975-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESOF Domestic Feeder L.P. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637980 Filed Document 0001140361-15-014253 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONTRACT CAPITAL INC. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001638504 Filed Document 0001638504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PCPC 1, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NA CIK Number 0001638481 Filed Document 0001638481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Buttonwood Alpha QP Fund LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001603879 Filed Document 0001603879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reverse Mortgage Investment Trust Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $46,861,230 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001600343 Filed Document 0001600343-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MX Orthopedics, Corp. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,114,950 Associated Brokers / Dealers N/A CIK Number 0001533910 Filed Document 0001533910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Capital Fund II, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $54,000,000 Associated Brokers / Dealers N/A CIK Number 0001558688 Filed Document 0001558688-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $5,110,913 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002841 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
HLH, LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sanchez Production Partners LP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001362705 Filed Document 0001362705-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Compound Fund, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001638740 Filed Document 0001638740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brazil Buyout Coinvestment, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507264 Filed Document 0001181431-15-005548 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAD Oregon LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638040 Filed Document 0001638040-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ATTUNITY LTD See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AxcessNet LLC CIK Number 0000893821 Filed Document 0001178913-15-001170 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Dougherty Evergreen Income Fund LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001637945 Filed Document 0001637945-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Company Rum, LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001637776 Filed Document 0001637624-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity