Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UNYQ DESIGN, INC. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001611041 Filed Document 0001611041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akanda, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,599,999 Associated Brokers / Dealers N/A CIK Number 0001638905 Filed Document 0001638905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Mezzanine Fund IV-B, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638225 Filed Document 0001638223-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
520 Broadway Parallel REIT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001638839 Filed Document 0001638839-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518237 Filed Document 0001518237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glendale Heritage LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001638273 Filed Document 0001638273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Cortex Global Fund Offshore, Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574663 Filed Document 0001315863-15-000343 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Bear # 1 Joint Venture See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,098,500 Associated Brokers / Dealers N/A CIK Number 0001638656 Filed Document 0001638656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Oak Forest IL Self Storage, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,316,000 Associated Brokers / Dealers N/A CIK Number 0001630637 Filed Document 0001630637-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Audax Mezzanine Fund IV-A, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638223 Filed Document 0001638223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Uptown Ltd Liability Co See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001638824 Filed Document 0001638824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fairwood Peninsula Energy Corp See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $29,700,297 Associated Brokers / Dealers N/A CIK Number 0001620325 Filed Document 0001140361-15-014491 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
590 Partners, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001574752 Filed Document 0000899140-15-000385 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN URANIUM CORP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $12,228 Associated Brokers / Dealers N/A CIK Number 0001639420 Filed Document 0001183740-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Montegra Capital Income Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001475332 Filed Document 0001475332-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Delfin LNG Holdings, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001619102 Filed Document 0001140361-15-014489 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
West Side Student Loan Fund LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638532 Filed Document 0001638532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Group Opportunistic Fund LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Neuberger Berman LLC CIK Number 0001107982 Filed Document 0000899140-15-000380 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookline Value Investment Fund, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookline Securities, LLC CIK Number 0001496581 Filed Document 0001496581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Roost Shared Storage, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638127 Filed Document 0001638127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DEL TACO SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $25,675,000 Associated Brokers / Dealers N/A CIK Number 0001636693 Filed Document 0001140361-15-014617 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puissance Capital Partners LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636687 Filed Document 0000919574-15-003410 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQUIMO LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Discipline & Diversification, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637631 Filed Document 0001637631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Genesis Capital Partners Onshore Fund LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637701 Filed Document 0001637701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Prudence Crandall Fund III, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-15-002063 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
STEELPOINTE EB-5, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers Trevor Saliba and Daniel S. Weil CIK Number 0001635144 Filed Document 0001621575-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Verdis Hedged Strategies Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398397 Filed Document 0000945621-15-000157 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symphony Healthcare Value Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0000919574-15-003403 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Trend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001440755 Filed Document 0001625257-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. 50 Fund, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633742 Filed Document 0001633742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZERONINES TECHNOLOGY INC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001637127-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAI M&M Investors Fund, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632263 Filed Document 0001315863-15-000336 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
West Side Student Loan Offshore Fund Ltd See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638372 Filed Document 0001638372-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CartoDB Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $7,496,260 Associated Brokers / Dealers N/A CIK Number 0001638859 Filed Document 0001638859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Health Properties, L.L.C. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575246 Filed Document 0001575246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Via Transportation, Inc. See All Filings	D	2015-04-05 00:00:00 UTC
Amount To Be Raised $26,814,979 Associated Brokers / Dealers N/A CIK Number 0001603015 Filed Document 0001603015-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hummingbird Resources plc See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $1,172,507 Associated Brokers / Dealers N/A CIK Number 0001507450 Filed Document 0001507450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
J.P. Morgan U.S. Corporate Finance Institutional Offshore Investors V L.P. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604728 Filed Document 0001604728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CARTEL EQUITY FUND, LLC See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $4,970,000 Associated Brokers / Dealers N/A CIK Number 0001567624 Filed Document 0001567624-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greatist, Inc. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001638392 Filed Document 0001638392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SLSF III, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638733 Filed Document 0001638733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RCP-MSC, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $30,325,000 Associated Brokers / Dealers N/A CIK Number 0001636445 Filed Document 0001636445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Carrhae Capital Fund Ltd See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596222 Filed Document 0000902664-15-002031 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riceland Investment Group, L.P. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001638697 Filed Document 0001638697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $27,602,482 Associated Brokers / Dealers Scott Holton and William Holton CIK Number 0001135856 Filed Document 0001135856-15-000135 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rithmio, Inc. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001612439 Filed Document 0001612439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Cedar Street Offshore Fund, Ltd. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462116 Filed Document 0001462116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVIC EAGLE, INC. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001636405 Filed Document 0001362118-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
OmniM2M, lLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638731 Filed Document 0001638731-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity