Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BNY SERIES TRUST See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442695 Filed Document 0000945621-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidAlts Omega Fund See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001604557 Filed Document 0001604557-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAX Labs, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001520049 Filed Document 0001520049-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Heat Corp See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001493613 Filed Document 0001493613-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alianza Inc See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $6,644,400 Associated Brokers / Dealers N/A CIK Number 0001373175 Filed Document 0001373175-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Marker Yext I, L.P. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001555369 Filed Document 0001555369-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property ASP Fund See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367597 Filed Document 0001625257-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo RM I (Americas), L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $13,401,882 Associated Brokers / Dealers N/A CIK Number 0001638284 Filed Document 0001638284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wrapmail, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers na CIK Number 0001509957 Filed Document 0001509957-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MFG Tuscany, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $10,017,000 Associated Brokers / Dealers N/A CIK Number 0001636321 Filed Document 0001636321-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hadron Fund See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-15-002070 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pur Hydroponic Solutions, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers None CIK Number 0001635525 Filed Document 0001213900-15-002498 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DRAGONEER GLOBAL FUND II, L.P. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621298 Filed Document 0001621302-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
What's Up Moms LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001638912 Filed Document 0001638912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Money Americas Corp. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001632777 Filed Document 0001632777-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Vesta Energy Corp. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $400,930 Associated Brokers / Dealers N/A CIK Number 0001518722 Filed Document 0001518722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
liwwa, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638312 Filed Document 0001638312-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Equilibrium Stock Fund, L.P. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461536 Filed Document 0001315863-15-000348 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Oak Marsh Global Opportunities Fund, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638574 Filed Document 0001140361-15-014643 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc. CIK Number 0001459082 Filed Document 0001459082-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $372,788 Associated Brokers / Dealers Kirk Penland, Danny Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-15-000143 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Varde Credit Partners, L.P. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565560 Filed Document 0000950142-15-000708 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASPIANX LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $6,010,000 Associated Brokers / Dealers N/A CIK Number 0001638699 Filed Document 0001015325-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Wean Capital LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598937 Filed Document 0001598937-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sosnowski Fund, LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001462729 Filed Document 0001315863-15-000350 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc. CIK Number 0001403972 Filed Document 0001403973-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Hospitality Fund, LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627040 Filed Document 0001627040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Surfing Donkey Cocktail Co. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001638760 Filed Document 0001638760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LENSVECTOR, INC. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $14,610,542 Associated Brokers / Dealers N/A CIK Number 0001382016 Filed Document 0001446933-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mibblio, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638779 Filed Document 0001638779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BNY SERIES OFFSHORE FUND SPC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442708 Filed Document 0000945621-15-000140 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001507943-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBCRE Partners I, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001637380 Filed Document 0001637380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL BUSINESS CENTER INC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001279734 Filed Document 0001461859-15-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Settlement Services Capital Region LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001347146 Filed Document 0001347146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VARDE INVESTMENT PARTNERS LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452534 Filed Document 0000950142-15-000710 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARRETT PRODUCTIONS LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $340,500 Associated Brokers / Dealers None CIK Number 0001425363 Filed Document 0000950156-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BFG INVESTMENT HOLDINGS, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639575 Filed Document 0001639575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Falcon Point High Yield Fund LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001404716 Filed Document 0000935836-16-000857 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD MANAGEMENT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $195,700 Associated Brokers / Dealers N/A CIK Number 0001423624 Filed Document 0001423624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 77, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001636774 Filed Document 0001636774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hospitalists Now, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $8,439,788 Associated Brokers / Dealers N/A CIK Number 0001443918 Filed Document 0001443918-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FantasyHub LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601318 Filed Document 0001601318-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FF Trading, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569827 Filed Document 0001569827-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THINKING CAPITAL GROUP LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601634 Filed Document 0001601634-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oh Baby Foods, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001583516 Filed Document 0001583516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367594 Filed Document 0001625257-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LP Operating, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property