Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Private Market Opportunity - Vista Fund I, LLC See All Filings	D/A	2017-10-13 14:20:27 UTC
Amount To Be Raised $15,325,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001712389 Filed Document 0001140361-17-038625 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTHELIUM INC. See All Filings	D	2017-10-13 14:18:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718174 Filed Document 0001718174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:18:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
US Biologic, Inc. See All Filings	D	2017-10-13 14:12:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001719577 Filed Document 0001719577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:12:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
DREP III MSI Holdings, LLC See All Filings	D	2017-10-13 14:10:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001719268 Filed Document 0001719340-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:10:50 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NeoChrimata Capital See All Filings	D	2017-10-13 14:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Benedetto CIK Number 0001719356 Filed Document 0001719356-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 14:05:14 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PhaseCapital Dynamic Risk Allocation Fund Ltd. See All Filings	D/A	2017-10-13 14:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635432 Filed Document 0001140361-17-038616 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drake Real Estate Partners Fund III (USA), LLC See All Filings	D	2017-10-13 14:04:47 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001719340 Filed Document 0001719340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:04:47 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PhaseCapital Dynamic Risk Allocation Fund LP See All Filings	D/A	2017-10-13 14:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542859 Filed Document 0001140361-17-038615 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focus Senior Housing Fund I LP See All Filings	D/A	2017-10-13 14:01:31 UTC
Amount To Be Raised $312,000,000 Associated Brokers / Dealers N/A CIK Number 0001705586 Filed Document 0001705586-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:01:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TIDAL PETROLEUM INC See All Filings	D	2017-10-13 14:00:54 UTC
Amount To Be Raised $11,233,600 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-13 14:00:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Encore GP Investment Fund, LLC See All Filings	D/A	2017-10-13 13:58:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WealthForge Securitites, LLC CIK Number 0001682685 Filed Document 0001682685-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Techotel, Inc. See All Filings	C/A	2017-10-13 13:57:48 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $428,000 CIK Number 0001640709 Filed Document 0001640709-17-000009 Accepted Date 2017-10-13 13:57:48 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
Streamside Partners LLC See All Filings	D	2017-10-13 13:55:15 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001719368 Filed Document 0001719368-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:55:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Hamilton Thorne Ltd. See All Filings	D	2017-10-13 13:55:08 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001551146 Filed Document 0001551146-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:55:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ZeroDB, Inc. See All Filings	D	2017-10-13 13:52:16 UTC
Amount To Be Raised $4,381,000 Associated Brokers / Dealers N/A CIK Number 0001719170 Filed Document 0001719170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:52:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cadence Global Equity Fund L.P. See All Filings	D	2017-10-13 13:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719456 Filed Document 0001719456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
AminAg LLC See All Filings	D	2017-10-13 13:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718182 Filed Document 0001718182-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:47:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STEWARD PARTNERS HOLDINGS LLC See All Filings	D/A	2017-10-13 13:46:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001691501 Filed Document 0001691501-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:46:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CarLotz, Inc. See All Filings	D	2017-10-13 13:43:32 UTC
Amount To Be Raised $12,000,966 Associated Brokers / Dealers N/A CIK Number 0001517739 Filed Document 0001015325-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:43:32 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Mountain Ventures Limited Partnership See All Filings	1-A/A	2017-10-13 13:34:52 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001712949 Filed Document 0001144204-17-052388 Accepted Date 2017-10-13 13:34:52 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $6,532,166 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
Rio Grande Film, LLC See All Filings	D	2017-10-13 13:33:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001719604 Filed Document 0001719604-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:33:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vector Legal Method, Inc. See All Filings	D/A	2017-10-13 13:32:13 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers N/A CIK Number 0001667020 Filed Document 0001667020-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:32:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Belfry Fund, L.P. - Core Portfolio See All Filings	D/A	2017-10-13 13:31:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687201 Filed Document 0001719222-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:31:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access HealthNet Holdings, Inc. See All Filings	D	2017-10-13 13:19:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001719334 Filed Document 0001042167-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:19:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
VP 70, LLC See All Filings	D	2017-10-13 13:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719350 Filed Document 0001719350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Kerrville RREAF L.P. See All Filings	D	2017-10-13 13:14:45 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001719607 Filed Document 0001719603-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:14:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROUBAIX FUND, L.P. See All Filings	D	2017-10-13 13:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599168 Filed Document 0001599168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omnyway, Inc. See All Filings	D	2017-10-13 13:07:16 UTC
Amount To Be Raised $14,230,996 Associated Brokers / Dealers N/A CIK Number 0001613016 Filed Document 0001288649-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:07:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Olympus Growth Fund VII, L.P. See All Filings	D	2017-10-13 13:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719390 Filed Document 0001719390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 13:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPPAL, LLC See All Filings	D	2017-10-13 12:58:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719351 Filed Document 0001719351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:58:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Princeville Global II Affiliated Partners, L.P. See All Filings	D	2017-10-13 12:57:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719360 Filed Document 0001719360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Novaria, LLC See All Filings	D/A	2017-10-13 12:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622234 Filed Document 0001622234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DCT Holdings, LLC See All Filings	D	2017-10-13 12:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719527 Filed Document 0001719527-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 12:44:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Teadora, Inc. See All Filings	D	2017-10-13 12:38:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719441 Filed Document 0001719441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:38:06 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FD Special Opportunities III, LLC See All Filings	D	2017-10-13 12:34:05 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001719603 Filed Document 0001719603-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:34:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Legerdemain Partners, LLC See All Filings	D	2017-10-13 12:33:21 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers None CIK Number 0001718343 Filed Document 0001718343-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:33:21 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Northern Lights Royalties III LP See All Filings	D	2017-10-13 12:30:53 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001719559 Filed Document 0001719559-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 12:30:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OFF ROAD CAPITAL PARTNERS, LP See All Filings	D/A	2017-10-13 12:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OLD CITY SECURITIES, LLC CIK Number 0001686783 Filed Document 0001686783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amansa Fund, L.P. See All Filings	D/A	2017-10-13 12:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462028 Filed Document 0001622041-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOMO, INC. See All Filings	D/A	2017-10-13 12:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505952 Filed Document 0001505952-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:07:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mach Innovation Fund, LP See All Filings	D	2017-10-13 12:05:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719388 Filed Document 0001719388-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 12:05:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amansa Feeder, Ltd See All Filings	D/A	2017-10-13 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502693 Filed Document 0001622041-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund V LP See All Filings	D/A	2017-10-13 11:41:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Timothy Nobles CIK Number 0001699602 Filed Document 0001708870-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:41:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CARTHOOK INC. See All Filings	D	2017-10-13 11:39:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642411 Filed Document 0001642411-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:39:16 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Energy Income Fund V LP See All Filings	D/A	2017-10-13 11:35:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Gary Gilbert CIK Number 0001699602 Filed Document 0001708870-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:35:59 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Strategic Energy Income Fund V LP See All Filings	D/A	2017-10-13 11:28:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699602 Filed Document 0001708870-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:28:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AQR Liquidity Fund, L.P. See All Filings	D/A	2017-10-13 11:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454448 Filed Document 0001655903-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access HealthNet Holdings, Inc. See All Filings	D	2017-10-13 11:22:02 UTC
Amount To Be Raised $1,464,359 Associated Brokers / Dealers N/A CIK Number 0001719334 Filed Document 0001042167-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:22:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Hudson Investors LLC See All Filings	D	2017-10-13 11:21:17 UTC
Amount To Be Raised $17,767,500 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001716169 Filed Document 0001716169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:21:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bascom Value Added Apartment Investors IV, LLC See All Filings	D	2017-10-13 11:19:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001712991 Filed Document 0001712991-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-13 11:19:17 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity