Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCOPIA LONG LLC See All Filings	D/A	2017-09-15 16:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315533 Filed Document 0000919574-17-006777 Exclusions or Exemptions 506b Accepted Date 2017-09-15 16:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GuestOf, Inc. See All Filings	C	2017-09-15 16:00:39 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $600,000 CIK Number 0001716130 Filed Document 0001716130-17-000001 Accepted Date 2017-09-15 16:00:39 UTC Type of Offering C Security Offered Amount 400,000 Security Offered Type Preferred Stock State PENNSYLVANIA
AxInfra US II LP See All Filings	D	2017-09-15 15:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716753 Filed Document 0001716753-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:59:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCA-Central Florida, LLC See All Filings	D/A	2017-09-15 15:58:51 UTC
Amount To Be Raised $158,554 Associated Brokers / Dealers N/A CIK Number 0001716716 Filed Document 0001717091-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:58:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
I-5 HOLDINGS LTD. See All Filings	D	2017-09-15 15:53:33 UTC
Amount To Be Raised $2,047,500 Associated Brokers / Dealers N/A CIK Number 0001714776 Filed Document 0001183740-17-000166 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:53:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALTINVEST, LLC See All Filings	D	2017-09-15 15:49:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716398 Filed Document 0001716398-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-15 15:49:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Videonet Holding Corp. See All Filings	D	2017-09-15 15:49:04 UTC
Amount To Be Raised $1,307,000 Associated Brokers / Dealers None CIK Number 0001711530 Filed Document 0001096906-17-000603 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:49:04 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NPB Manager Fund, SPC-Segregated Portfolio 102 See All Filings	D/A	2017-09-15 15:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618895 Filed Document 0001507943-17-000106 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:48:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redknee Solutions Inc. See All Filings	D	2017-09-15 15:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714921 Filed Document 0001714921-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:43:19 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1500 RR PORTFOLIO LLC See All Filings	D	2017-09-15 15:42:57 UTC
Amount To Be Raised $11,225,000 Associated Brokers / Dealers N/A CIK Number 0001717180 Filed Document 0001717180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:42:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DiversyFund, Inc. See All Filings	D/A	2017-09-15 15:40:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001716191 Filed Document 0001716191-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-15 15:40:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NuCurrent, Inc. See All Filings	D/A	2017-09-15 15:39:29 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Laurence Kent Hayward CIK Number 0001622253 Filed Document 0000897069-17-000468 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:39:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caldera Apartments, LLC See All Filings	D	2017-09-15 15:34:48 UTC
Amount To Be Raised $21,653,000 Associated Brokers / Dealers N/A CIK Number 0001716676 Filed Document 0001716676-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-15 15:34:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAND MOUNTAIN BANCSHARES INC See All Filings	D	2017-09-15 15:34:22 UTC
Amount To Be Raised $5,619,208 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001380993 Filed Document 0000927089-17-000324 Exclusions or Exemptions 506c Accepted Date 2017-09-15 15:34:22 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DiversyFund, Inc. See All Filings	D	2017-09-15 15:22:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001716191 Filed Document 0001716191-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-15 15:22:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Westwind Forest Fund LLC See All Filings	D	2017-09-15 15:20:55 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001717097 Filed Document 0001717097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:20:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
16 PIONEER OF THE NILE/STAGE MAGIC, LLC See All Filings	D	2017-09-15 15:20:38 UTC
Amount To Be Raised $276,000 Associated Brokers / Dealers N/A CIK Number 0001717099 Filed Document 0001717099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:20:38 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Sugar Creek Hollow Fund LLC See All Filings	D	2017-09-15 15:19:52 UTC
Amount To Be Raised $1,655,000 Associated Brokers / Dealers N/A CIK Number 0001717076 Filed Document 0001717076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:19:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cumulus Fund VI LLC See All Filings	D	2017-09-15 15:18:44 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001717133 Filed Document 0001717133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:18:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fortezza Pine Creek, LLC See All Filings	D	2017-09-15 15:13:41 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001716994 Filed Document 0001716994-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:13:41 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
16 FLATTER/SEEKING GABRIELLE, LLC See All Filings	D	2017-09-15 15:12:44 UTC
Amount To Be Raised $982,000 Associated Brokers / Dealers N/A CIK Number 0001717066 Filed Document 0001717066-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:12:44 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Tuscan Ridge Offshore Fund Ltd See All Filings	D	2017-09-15 15:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717122 Filed Document 0001717122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:08:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Smart-RIA Ventures, LLC See All Filings	D	2017-09-15 15:05:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001667414 Filed Document 0001667414-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:05:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Penobscot Valley, LLC See All Filings	D	2017-09-15 15:05:11 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001717157 Filed Document 0001717157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:05:11 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Jiko Group, Inc. See All Filings	D/A	2017-09-15 15:01:13 UTC
Amount To Be Raised $9,397,598 Associated Brokers / Dealers N/A CIK Number 0001682244 Filed Document 0001682244-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 15:01:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Albany Road Real Estate Fund II LLC See All Filings	D	2017-09-15 14:58:31 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001715671 Filed Document 0001715671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stichting Administratiekantoor MP CPI Quality See All Filings	D	2017-09-15 14:58:20 UTC
Amount To Be Raised $273,626 Associated Brokers / Dealers N/A CIK Number 0001717155 Filed Document 0001717155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:58:20 UTC Type of Offering D Industry Other Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Other
CF NET LEASE PORTFOLIO III DST See All Filings	D/A	2017-09-15 14:57:11 UTC
Amount To Be Raised $45,322,000 Associated Brokers / Dealers CANTOR FITZGERALD & CO. CIK Number 0001697501 Filed Document 0001697501-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:57:11 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
16 NOBLE MISSION/CAST CALL, LLC See All Filings	D	2017-09-15 14:57:10 UTC
Amount To Be Raised $282,000 Associated Brokers / Dealers N/A CIK Number 0001717064 Filed Document 0001717064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:57:10 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Orbis Health Solutions, LLC See All Filings	D/A	2017-09-15 14:54:07 UTC
Amount To Be Raised $10,000,020 Associated Brokers / Dealers N/A CIK Number 0001475823 Filed Document 0001475823-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:54:07 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEM Liquid Markets Fund A, LP See All Filings	D/A	2017-09-15 14:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511222 Filed Document 0001458849-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:40:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Client 4 Life Group, LLC See All Filings	D	2017-09-15 14:39:30 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001716961 Filed Document 0001716961-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:39:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
16 QUALITY ROAD/KITTY WINE, LLC See All Filings	D	2017-09-15 14:38:56 UTC
Amount To Be Raised $238,200 Associated Brokers / Dealers N/A CIK Number 0001717054 Filed Document 0001717054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:38:56 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
CF NET LEASE PORTFOLIO II DST See All Filings	D/A	2017-09-15 14:33:53 UTC
Amount To Be Raised $45,322,000 Associated Brokers / Dealers CANTOR FITZGERALD & CO. CIK Number 0001697509 Filed Document 0001697509-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:33:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Intermediate Bond Fund LP See All Filings	D	2017-09-15 14:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese Hernandez, and Kirk Kashevaroff CIK Number 0001715261 Filed Document 0001140361-17-035645 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Community Solar, LLC See All Filings	D	2017-09-15 14:31:05 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001717101 Filed Document 0001717101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:31:05 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Provista Diagnostics Inc. See All Filings	D	2017-09-15 14:29:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001539252 Filed Document 0001439539-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:29:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series R2 See All Filings	D	2017-09-15 14:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710320 Filed Document 0001710320-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:21:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pak'd, Inc. See All Filings	D	2017-09-15 14:20:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673222 Filed Document 0001673222-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:20:06 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
nChannel, Inc. See All Filings	D/A	2017-09-15 14:18:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001547669 Filed Document 0001547669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:18:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Element Digital Fund Ltd. See All Filings	D	2017-09-15 14:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715078 Filed Document 0001715078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Lighting Technologies, LLC See All Filings	D	2017-09-15 14:15:38 UTC
Amount To Be Raised $196,052,899 Associated Brokers / Dealers N/A CIK Number 0001716989 Filed Document 0001140361-17-035641 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:15:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Techotel, Inc. See All Filings	C/A	2017-09-15 14:15:17 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $107,000 CIK Number 0001640709 Filed Document 0001640709-17-000006 Accepted Date 2017-09-15 14:15:17 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
iSee, Inc. See All Filings	D	2017-09-15 14:12:36 UTC
Amount To Be Raised $2,736,986 Associated Brokers / Dealers N/A CIK Number 0001716222 Filed Document 0001716222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:12:36 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIOWISH TECHNOLOGIES INTERNATIONAL INC. See All Filings	D	2017-09-15 14:08:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581101 Filed Document 0001581101-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:08:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bancroft Woods, LLC See All Filings	D	2017-09-15 14:03:07 UTC
Amount To Be Raised $10,525,000 Associated Brokers / Dealers N/A CIK Number 0001671543 Filed Document 0001192482-17-000250 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:03:07 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CustomMade, Inc See All Filings	D	2017-09-15 14:01:51 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001716879 Filed Document 0001716879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:01:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GEF STL FUND (A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP) See All Filings	D/A	2017-09-15 13:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459225 Filed Document 0001458849-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patience DC Holdings III, LP See All Filings	D	2017-09-15 13:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716932 Filed Document 0001716932-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:54:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element Digital Fund Ltd. See All Filings	D	2017-09-15 13:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715078 Filed Document 0001715078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:53:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund