Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ResearchConnection, Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638787 Filed Document 0001638787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COGNITION THERAPEUTICS INC See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised $13,654,891 Associated Brokers / Dealers N/A CIK Number 0001455365 Filed Document 0001455365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
H OFFSHORE FUND, LTD. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439712 Filed Document 0000919574-15-003504 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senet Offshore Fund Ltd See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638988 Filed Document 0000919574-15-003509 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSG FUND LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001277984 Filed Document 0001277984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAROLINA BANK HOLDINGS INC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $15,112,500 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001127160 Filed Document 0001144204-15-022237 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Liquid Loan Opportunities Trust See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. Morgan Institutional Investments Inc. ("JPMII"), and JPMorgan Distribution Services, Inc. ("JPMDS") CIK Number 0001516865 Filed Document 0000899140-15-000400 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Investment Management Private Access Platform, LLC See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605183 Filed Document 0001144204-15-023228 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certified Recycling Investment, Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $13,514,000 Associated Brokers / Dealers N/A CIK Number 0001638941 Filed Document 0001393725-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Milliner Macro Fund L.P. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539463 Filed Document 0000943663-15-000130 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andatee China Marine Fuel Services Corp See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Burnham Securities CIK Number 0001469606 Filed Document 0001144204-15-022299 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CHINA Revenue or Assets $Over $100,000,000 Type of Security Equity
ArtBanc International Ltd., Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001541237 Filed Document 0001541237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NVoicePay, Inc. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001467867 Filed Document 0001467867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Level Solar Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $5,000,007 Associated Brokers / Dealers N/A CIK Number 0001639473 Filed Document 0001639473-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Identified Technologies Corp See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $2,016,570 Associated Brokers / Dealers N/A CIK Number 0001639013 Filed Document 0001639013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Shift Labs, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639079 Filed Document 0001639079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MORTGAGE OPPORTUNITIES FUND I, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495442 Filed Document 0001495442-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Happy Gangster, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $1,287,750 Associated Brokers / Dealers N/A CIK Number 0001638961 Filed Document 0001638961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eximis Surgical LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001639137 Filed Document 0001639137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ManhattanCanna Fund, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638863 Filed Document 0001638863-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
I HEART FOODS CORP. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001638873 Filed Document 0001638873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynx (Bermuda) Ltd. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547288 Filed Document 0001315863-15-000356 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MABVAX THERAPEUTICS HOLDINGS, INC. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc. and Axiom Capital Management, Inc. CIK Number 0001109196 Filed Document 0001415889-15-001295 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maven Marketing, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001638966 Filed Document 0001638966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mendon Capital QP Ltd. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639145 Filed Document 0001639145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZocDoc Inc See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $1,507,500 Associated Brokers / Dealers N/A CIK Number 0001417902 Filed Document 0001417902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HIDDEN HILLS APARTMENTS, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639087 Filed Document 0001639087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SalesLoft, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $10,150,000 Associated Brokers / Dealers N/A CIK Number 0001616286 Filed Document 0001616286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001502725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SSS Maryland Project One, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001639115 Filed Document 0001639115-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Venture Capital Investment Partners 2014, L.L.C. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001629419 Filed Document 0001629419-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
rift.IO, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594365 Filed Document 0001594365-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VergePointe Income Opportunity Fund LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001640229 Filed Document 0000896595-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MHC Mid-Towne, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001639205 Filed Document 0001446933-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Round Table Global Macro Fund, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mischler Financial Group, Inc. CIK Number 0001487764 Filed Document 0000902664-15-002098 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Gold Plus Fund, L.L.C. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573753 Filed Document 0001140361-15-014851 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Livongo Health, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $19,999,999 Associated Brokers / Dealers N/A CIK Number 0001639225 Filed Document 0000913849-15-000107 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Structured Income Fund I, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488232 Filed Document 0001488232-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ClearView Social, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001637181 Filed Document 0001637181-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Soma-Fund, a series of AngelList-500-Funds, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001639123 Filed Document 0001639123-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Industrial Partners Fund I, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001638865 Filed Document 0001638865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VergePointe Capital Income Opportunity Fund, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001640229 Filed Document 0000896595-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ANGEL OAK PARTNERS FUND I, LLC See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463491 Filed Document 0001463491-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Peloton Technology, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $16,956,502 Associated Brokers / Dealers N/A CIK Number 0001577490 Filed Document 0001577490-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Omni Secured Lending Fund II LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001640116 Filed Document 0001640116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wine Hooligans LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001638791 Filed Document 0001638791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Watermark Medical Holdings, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001573917 Filed Document 0001181431-15-005701 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GreenMarbles, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001639074 Filed Document 0001639074-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
First Eagle Multi-Asset Absolute Return Fund (QP), LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001583978 Filed Document 0000919574-15-003468 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund