Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SDP Flagship Fund, L.P. See All Filings	D/A	2017-10-17 14:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622306 Filed Document 0001622306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spheryx, Inc. See All Filings	D	2017-10-17 14:50:07 UTC
Amount To Be Raised $1,000,034 Associated Brokers / Dealers N/A CIK Number 0001630562 Filed Document 0001239944-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:50:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Owls Nest Partners Fund, LP See All Filings	D	2017-10-17 14:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719144 Filed Document 0001719144-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:46:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Special Opportunities SPC Closed-End Segregated Portfolio 3 See All Filings	D	2017-10-17 14:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717260 Filed Document 0001717260-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynsun Hongbo Investment, LLC See All Filings	D	2017-10-17 14:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Wayne Beardsley CIK Number 0001719791 Filed Document 0001719791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:37:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finisterre Multi-Strategy Fund ICAV See All Filings	D	2017-10-17 14:34:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719270 Filed Document 0001315863-17-000833 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:34:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Performa (US) Intermediate Bond Fund, a series of Performa (US) Series Fund, L.P. See All Filings	D/A	2017-10-17 14:31:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686544 Filed Document 0001686544-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:31:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winton Fund Ltd See All Filings	D/A	2017-10-17 14:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001388465 Filed Document 0000943663-17-000221 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alicanto Minerals Ltd See All Filings	D	2017-10-17 14:14:56 UTC
Amount To Be Raised $1,729,717 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001680785 Filed Document 0001534122-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:14:56 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Performa (US) Intermediate Bond Fund, a series of Performa (US) Series Fund, L.P. See All Filings	D/A	2017-10-17 14:11:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686544 Filed Document 0001686544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:11:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Connect, Inc. See All Filings	D/A	2017-10-17 14:10:28 UTC
Amount To Be Raised $38,088,281 Associated Brokers / Dealers N/A CIK Number 0001534970 Filed Document 0001534970-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:10:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gridless Power Corp See All Filings	D	2017-10-17 14:02:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001555710 Filed Document 0001555710-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:02:31 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CAPTIVA VERDE LAND CORP See All Filings	D/A	2017-10-17 14:00:10 UTC
Amount To Be Raised $229,980 Associated Brokers / Dealers N/A CIK Number 0001712294 Filed Document 0001183740-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-10-17 14:00:10 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Biderly Ltd Co See All Filings	D	2017-10-17 13:58:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718945 Filed Document 0001718945-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:58:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
MoonSail Partners LP See All Filings	D/A	2017-10-17 13:55:16 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001719853 Filed Document 0001719853-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SPI Westpoint 264, LLC See All Filings	D	2017-10-17 13:53:00 UTC
Amount To Be Raised $13,000 Associated Brokers / Dealers N/A CIK Number 0001719740 Filed Document 0001719740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:53:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOI Centerra CY, LLC See All Filings	D	2017-10-17 13:50:52 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001719679 Filed Document 0001719679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:50:52 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FMC GlobalSat Holdings, Inc. See All Filings	D	2017-10-17 13:48:55 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001719881 Filed Document 0001213900-17-010633 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:48:55 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Best Food Trucks, Inc. See All Filings	C	2017-10-17 13:46:10 UTC
Financial Interest The Intermediary to receive Simple Agreement for Future Equity (Crowd SAFE) Units in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Crowd SAFE Units issued in the Offering. Filing Platform First Democracy VC Offering Amount $250,000 CIK Number 0001719326 Filed Document 0001719326-17-000001 Accepted Date 2017-10-17 13:46:10 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
M33 Growth I L.P. See All Filings	D	2017-10-17 13:31:42 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001718621 Filed Document 0001718621-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:31:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Portfolio Funding VI, LLC See All Filings	D	2017-10-17 13:29:27 UTC
Amount To Be Raised $4,635,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001718549 Filed Document 0001718549-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:29:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Acadian Diversified Alpha Equity Fund See All Filings	D	2017-10-17 13:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001698260 Filed Document 0001698260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriArc Asset 5 LP See All Filings	D	2017-10-17 13:17:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702720 Filed Document 0001702720-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:17:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CYBER RECONNAISSANCE, INC. See All Filings	D	2017-10-17 13:17:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687171 Filed Document 0001687171-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:17:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
30 60 90 Corp See All Filings	D	2017-10-17 13:11:35 UTC
Amount To Be Raised $2,639,958 Associated Brokers / Dealers N/A CIK Number 0001664977 Filed Document 0001664977-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:11:35 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Datalot Holdings, L.P. See All Filings	D	2017-10-17 12:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719600 Filed Document 0000950103-17-010024 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:56:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Midas Overland Park, LLC See All Filings	D	2017-10-17 12:55:40 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001719735 Filed Document 0001719735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:55:40 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Red Hawk Ranch Properties LLC See All Filings	D	2017-10-17 12:48:34 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001719913 Filed Document 0001719913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:48:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Edisun Microgrids, Inc. See All Filings	C	2017-10-17 12:45:59 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001593780 Filed Document 0001593780-17-000003 Accepted Date 2017-10-17 12:45:59 UTC Type of Offering C Security Offered Amount 31,396 Security Offered Type Preferred Stock State CALIFORNIA
CORNERSTONE SMR INC See All Filings	D	2017-10-17 12:37:29 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001218417 Filed Document 0001218417-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:37:29 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Wind Talker Innovations, Inc. See All Filings	D	2017-10-17 12:36:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719255 Filed Document 0001719255-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 12:36:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
EASTBAY FOCUS FUND, LP See All Filings	D/A	2017-10-17 12:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623036 Filed Document 0000919574-17-007324 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEAF SPC See All Filings	D/A	2017-10-17 12:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687640 Filed Document 0001687640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:25:40 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Syntiant Corp. See All Filings	D	2017-10-17 12:16:52 UTC
Amount To Be Raised $5,059,996 Associated Brokers / Dealers N/A CIK Number 0001718728 Filed Document 0001718728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:16:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BMO Investments II (Ireland) PLC See All Filings	D/A	2017-10-17 12:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551213 Filed Document 0000892712-17-000719 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chickadee, LLC See All Filings	D	2017-10-17 12:12:38 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001719897 Filed Document 0001719897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:12:38 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Providence Endeavors, LLC See All Filings	D	2017-10-17 12:11:46 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001719787 Filed Document 0001719787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:11:46 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2017-10-17 12:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001588889-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAXA INC See All Filings	D	2017-10-17 12:01:28 UTC
Amount To Be Raised $3,327,349 Associated Brokers / Dealers N/A CIK Number 0001600862 Filed Document 0001600862-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:01:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund See All Filings	D/A	2017-10-17 11:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001619878 Filed Document 0001619878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mark's Watches, Inc. See All Filings	D	2017-10-17 11:53:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Mark's Watches, Inc. CIK Number 0001719873 Filed Document 0001719873-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:53:21 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3G Capital Partners L.P. See All Filings	D/A	2017-10-17 11:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589624 Filed Document 0001589624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:48:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDG Fund-6 LLC See All Filings	D/A	2017-10-17 11:39:35 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001688020 Filed Document 0001688020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abvious, LLC See All Filings	D	2017-10-17 11:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719557 Filed Document 0001719557-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:39:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2017-10-17 11:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0000841776-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:38:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SlipChip Corp See All Filings	D	2017-10-17 11:38:01 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001584751 Filed Document 0001584751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:38:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AHL Alpha (Cayman) Ltd See All Filings	D/A	2017-10-17 11:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2017-10-17 11:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradise Valley Assisted Living, LLC See All Filings	D	2017-10-17 11:29:15 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001719870 Filed Document 0001719870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:29:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Crestline Specialty Lending (US), L.P. See All Filings	D/A	2017-10-17 11:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622570 Filed Document 0000902664-17-004021 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity