Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carolina Capital Reserve Fund I LLC See All Filings	D/A	2016-11-10 12:26:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624451 Filed Document 0001624451-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-10 12:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BROADSTONE INVESTORS IV, L.L.C. See All Filings	D	2016-11-10 12:13:23 UTC
Amount To Be Raised $5,205,200 Associated Brokers / Dealers N/A CIK Number 0001689105 Filed Document 0000932440-16-000523 Exclusions or Exemptions 506c Accepted Date 2016-11-10 12:13:23 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
JAG Partnership See All Filings	D	2016-11-10 11:42:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678537 Filed Document 0001678537-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-10 11:42:23 UTC Type of Offering D Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Daya CNS, LLC See All Filings	D	2016-11-10 10:59:39 UTC
Amount To Be Raised $228,310 Associated Brokers / Dealers N/A CIK Number 0001689400 Filed Document 0001689400-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-10 10:59:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Addison NC, LLC See All Filings	D	2016-11-09 15:55:31 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Monarch Bay Securities LLC CIK Number 0001689306 Filed Document 0001689306-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-09 15:55:31 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTX SPV 28 - UBER LIMITED PARTNERSHIP See All Filings	D/A	2016-11-09 15:49:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685445 Filed Document 0001685445-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-09 15:49:47 UTC Type of Offering D/A Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hawaiian Ola Brewing Corp See All Filings	D	2016-11-09 13:48:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674519 Filed Document 0001674519-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-09 13:48:14 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
3G Fund 8K-2, LLC See All Filings	D	2016-11-09 12:42:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689648 Filed Document 0001144204-16-132676 Exclusions or Exemptions 506c Accepted Date 2016-11-09 12:42:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI KFB VI, LLC See All Filings	D	2016-11-09 11:57:08 UTC
Amount To Be Raised $15,815,809 Associated Brokers / Dealers N/A CIK Number 0001689443 Filed Document 0001689443-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-09 11:57:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SAFE HARBOR EQUITY DISTRESSED DEBT FUND 2, L.P. See All Filings	D	2016-11-08 17:06:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001685329 Filed Document 0001685329-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-08 17:06:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DURIG CAPITAL GENERAL PARTNER, INC See All Filings	D	2016-11-08 15:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001646964 Filed Document 0001646964-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-08 15:55:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2016-11-08 14:52:15 UTC
Amount To Be Raised $670,710 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-11-08 14:52:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-08 14:49:12 UTC
Amount To Be Raised $197,336 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-11-08 14:49:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-08 14:43:52 UTC
Amount To Be Raised $131,250 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-11-08 14:43:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-08 14:37:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-08 14:37:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-08 14:32:16 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-08 14:32:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-08 14:23:41 UTC
Amount To Be Raised $562,843 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-08 14:23:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KB St. Louis Dialysis Portfolio, DST See All Filings	D	2016-11-08 12:16:03 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001689509 Filed Document 0001689509-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-08 12:16:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
iCross Fund 3 LLC See All Filings	D	2016-11-08 11:56:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-16-000008 Exclusions or Exemptions 506c Accepted Date 2016-11-08 11:56:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Value Partners Intelligent Funds-China Convergence Fund See All Filings	D	2016-11-08 10:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners CIK Number 0001574865 Filed Document 0001574865-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-08 10:07:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUE PARTNERS TAIWAN FUND See All Filings	D	2016-11-08 09:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners and Centenium Advisors, LLC CIK Number 0001431910 Filed Document 0001431910-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-08 09:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerate-IT Ventures Fund I, L.P. See All Filings	D	2016-11-07 17:53:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001643058 Filed Document 0001643058-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-07 17:53:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diagenesis, LLC See All Filings	D	2016-11-07 17:32:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689478 Filed Document 0001689478-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 17:32:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Third Friday Total Return Fund, L.P. See All Filings	D/A	2016-11-07 14:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-07 14:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Fixed Income Spectrum Fund, L.P. See All Filings	D	2016-11-07 13:28:54 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001610555 Filed Document 0001610555-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-11-07 13:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D/A	2016-11-07 12:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582538-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-07 12:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Confluence Pharmaceuticals LLC See All Filings	D	2016-11-07 11:29:06 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001689048 Filed Document 0001689048-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 11:29:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
KB Texas Dialysis Portfolio, DST See All Filings	D	2016-11-07 11:28:11 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001689262 Filed Document 0001689262-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-07 11:28:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
KB Texas Dialysis Portfolio, DST See All Filings	D	2016-11-07 11:28:10 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001689262 Filed Document 0001689262-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 11:28:10 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
CJS Technology Select Fund III See All Filings	D/A	2016-11-07 10:54:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CJS Technology Select Fund III CIK Number 0001689274 Filed Document 0001689274-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-07 10:54:26 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
FROST Group, Inc. See All Filings	D	2016-11-04 18:06:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655506 Filed Document 0001655506-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-04 18:06:28 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Fund, Ltd. See All Filings	D/A	2016-11-04 16:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001428497 Filed Document 0001371836-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-04 16:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MORPHOGENESIS INC See All Filings	D	2016-11-04 14:51:55 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers TBD CIK Number 0001252142 Filed Document 0001252142-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-04 14:51:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WoVo Identity Solutions, LLC See All Filings	D	2016-11-04 14:02:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688953 Filed Document 0001688953-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-04 14:02:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CJS Technology Select Fund III See All Filings	D	2016-11-04 13:55:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CJS Technology Select Fund III CIK Number 0001689274 Filed Document 0001689274-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-04 13:55:03 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CRISPR Therapeutics AG See All Filings	D	2016-11-04 13:31:19 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001674416 Filed Document 0001674416-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-04 13:31:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Baluch Brothers Development, LLC See All Filings	D	2016-11-04 13:02:35 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001687823 Filed Document 0001687823-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-04 13:02:35 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Sagittarii Fund, LLC See All Filings	D/A	2016-11-04 11:26:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644001 Filed Document 0001209191-16-148350 Exclusions or Exemptions 506c Accepted Date 2016-11-04 11:26:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Liberty Leaf Holdings Ltd. See All Filings	D	2016-11-03 20:49:38 UTC
Amount To Be Raised $87,543 Associated Brokers / Dealers N/A CIK Number 0001689231 Filed Document 0001689231-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-03 20:49:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
GTCR Onvoy Holdings LLC See All Filings	D	2016-11-03 19:08:14 UTC
Amount To Be Raised $7,831,510 Associated Brokers / Dealers N/A CIK Number 0001671070 Filed Document 0001140361-16-084803 Exclusions or Exemptions 506c Accepted Date 2016-11-03 19:08:14 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AltaThera Pharmaceuticals, LLC See All Filings	D	2016-11-03 15:46:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers M Barc Investment Group, Inc. CIK Number 0001604121 Filed Document 0001604121-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-03 15:46:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prairie Crest AG Tech Fund I, LP See All Filings	D	2016-11-03 13:42:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688744 Filed Document 0001688744-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-03 13:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioscience Americas, LLC See All Filings	D/A	2016-11-03 12:55:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001648864 Filed Document 0001566114-16-000151 Exclusions or Exemptions 506c Accepted Date 2016-11-03 12:55:01 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Legal Robot, Inc. See All Filings	D	2016-11-03 12:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684055 Filed Document 0001684055-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-03 12:32:37 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
KB Cleveland Dialysis, DST See All Filings	D	2016-11-03 11:17:15 UTC
Amount To Be Raised $5,230,000 Associated Brokers / Dealers N/A CIK Number 0001689128 Filed Document 0001689128-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-03 11:17:15 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Hot Creek Investors Limited Partnership See All Filings	D/A	2016-11-03 10:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001654954-16-003408 Exclusions or Exemptions 506c Accepted Date 2016-11-03 10:47:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Turtle Bay Hawaii Fund, LLC See All Filings	D	2016-11-03 09:51:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689164 Filed Document 0001213900-16-017919 Exclusions or Exemptions 506c Accepted Date 2016-11-03 09:51:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
CTA Choice FRT See All Filings	D/A	2016-11-03 07:42:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581252 Filed Document 0001581252-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-03 07:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Value Partners China A-Share Select Fund See All Filings	D	2016-11-03 06:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626048 Filed Document 0001626048-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-03 06:35:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRIA II, LLC See All Filings	D	2016-11-02 20:35:38 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001689153 Filed Document 0001689153-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-02 20:35:38 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity