Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TYHEE GOLD CORP See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $531,137 Associated Brokers / Dealers JACOB SECURITIES INC. CIK Number 0001178428 Filed Document 0001183740-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Four Points Multi-Strategy Fund, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001482445 Filed Document 0000919574-15-003553 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lindene, Ltd. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572441 Filed Document 0001192482-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symbiosis Health Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,253,525 Associated Brokers / Dealers N/A CIK Number 0001565524 Filed Document 0000897069-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Puerto Rico Opportunities Fund, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001639566 Filed Document 0001140361-15-015328 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verition Partners Fund LLC See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603383 Filed Document 0001603383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADCARE HEALTH SYSTEMS, INC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Institutional Securities Corporation CIK Number 0001004724 Filed Document 0001004724-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-15-003541 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL LONG OPPORTUNITIES, LTD. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588941 Filed Document 0000919574-15-003539 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSIGNIA VINTAGE OFFSHORE FUND L P See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363349 Filed Document 0001363349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Parallel Partners III - MS, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001620045 Filed Document 0001574690-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VAXum, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers 0 CIK Number 0001513388 Filed Document 0001513388-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEG Private Opportunities Fund II, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001598043 Filed Document 0001598043-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivy Funding Eleven, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001639421 Filed Document 0001639421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Savile Row MLP III, LLC See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Marbridge Energy Finance Fund II LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639054 Filed Document 0000902664-15-002186 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemoglobin Oxygen Therapeutics LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615647 Filed Document 0001615647-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pallet 17 Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001638695 Filed Document 0001638695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIGER GLOBAL, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349098 Filed Document 0000919574-15-003545 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0000945621-15-000150 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MicroVAX, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $297,500 Associated Brokers / Dealers 0 CIK Number 0001513387 Filed Document 0001513387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Neofocal Systems, Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $9,060,000 Associated Brokers / Dealers N/A CIK Number 0001630844 Filed Document 0001630844-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
US CONCRETE INC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001073429 Filed Document 0001209191-15-033740 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Immunome Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,062,500 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
815 Perry, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638018 Filed Document 0001638018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Internet Stream Network, Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638888 Filed Document 0001638888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EXCO RESOURCES INC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $511,250,000 Associated Brokers / Dealers N/A CIK Number 0000316300 Filed Document 0000316300-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Portfolio Advisors Real Estate Fund V, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001567332 Filed Document 0000902664-15-002162 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $89,157 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vision Hospitality Properties IV, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001638960 Filed Document 0001638960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
EastBay Offshore Fund, Ltd. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZIA UMAR NAEEM CIK Number 0001609395 Filed Document 0000919574-15-003556 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graycliff Private Equity Partners III LP See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639336 Filed Document 0000950172-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOTTELY HARBOR INVESTMENTS, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA - No sales compensation has been or will be received in exchange for limited partner interests. CIK Number 0001639356 Filed Document 0001639356-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Riverside Strategic Capital Fund I-A, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001638132 Filed Document 0001638132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevis High Income Fund, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001494034 Filed Document 0000919574-15-003551 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Up Games, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001595142 Filed Document 0001595142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Portfolio Advisors Credit Strategies Fund (Offshore), L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572953 Filed Document 0000902664-15-002161 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, Joseph A Ondris, Curt Ladd, and Bobby Kyle Cowand CIK Number 0001624217 Filed Document 0001624217-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHENAVARI EUROPEAN OPPORTUNISTIC CREDIT FUND Ltd See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574624 Filed Document 0001574624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001573585-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Partners III, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001574690 Filed Document 0001574690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PrimeRevenue, Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001639334 Filed Document 0001639334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VHX Corp See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001527356 Filed Document 0001527356-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TIGER GLOBAL, LTD. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457208 Filed Document 0000919574-15-003537 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMTC Portfolio Company, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-15-000329 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Environmental Quality Intelligence, Ltd See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers BROKERBANK SECURITIES, INC. CIK Number 0001632037 Filed Document 0001181431-15-005788 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Ombitron, Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001571887 Filed Document 0001571887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt