Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lyxor Global Arbitrage Fund Ltd See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001421612 Filed Document 0001140361-15-015439 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Concentrated Equity Fund, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457693 Filed Document 0001393725-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor Diversified Fund Ltd See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542695 Filed Document 0001140361-15-015441 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CHESTNUT RIDGE PARTNERS LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173744 Filed Document 0000919574-15-003570 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle 3X Mining LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001639500 Filed Document 0001639500-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Brookfield Capital Partners IV L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, John Jerrod Stelli, Barclays Capital Inc., and Shinhan Investment Corporation CIK Number 0001636230 Filed Document 0001636230-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CrossChx, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $15,100,000 Associated Brokers / Dealers N/A CIK Number 0001639542 Filed Document 0001639542-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $139,639,699 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
FQR Alternatives II, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC and Citigroup Global Markets Inc. CIK Number 0001306355 Filed Document 0001140361-15-015457 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Macro, LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638550 Filed Document 0001638550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bradford Pointe Sponsor, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001635723 Filed Document 0001635723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Palma Investments II, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $61,371,202 Associated Brokers / Dealers N/A CIK Number 0001637682 Filed Document 0001637682-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nemus Bioscience, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001516551 Filed Document 0001140361-15-015370 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GlobalWorx, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,999,950 Associated Brokers / Dealers N/A CIK Number 0001578479 Filed Document 0001578479-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Chenavari European Structured Credit Master Fund LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574715 Filed Document 0001574715-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENCY COMMERCIAL ASSOCIATES LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $22,904,400 Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001160739 Filed Document 0001140361-15-015414 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Sandler Plus Offshore Fund Ltd See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542699 Filed Document 0001140361-15-015445 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari European Opportunistic Credit Master Fund LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574714 Filed Document 0001574714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV MICRO CAP FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIRE CAPITAL PARTNERS III, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $325,675,000 Associated Brokers / Dealers AQUEDUCT CAPITAL GROUP, LLC, VCP ADVISORS LLC, CV BROKERAGE, INC, and XT CAPITAL PARTNERS, LLC CIK Number 0001573920 Filed Document 0001573920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA OHA Credit Fund Segregated Portfolio See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639461 Filed Document 0001639461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Rancho Cordova Hotel, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,147,362 Associated Brokers / Dealers N/A CIK Number 0001639576 Filed Document 0001639576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SFM GLOBAL STRATEGIES LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297933 Filed Document 0001297933-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: WNTN Dedicated Investor Fund Ltd See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001605041 Filed Document 0001140361-15-015281 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA OHA Credit Fund LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639460 Filed Document 0001639460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumio, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $100,531,216 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC Felt LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639556 Filed Document 0001639556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MyFlickList, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001639381 Filed Document 0001639381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beaconfire LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639288 Filed Document 0000919574-15-003574 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $4,430,799 Associated Brokers / Dealers Jason Burlie and John Sanford CIK Number 0001135856 Filed Document 0001135856-15-000149 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Point 406 Ventures III, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001638971 Filed Document 0001638971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SIMCOE PARTNERS L P See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC and Robotti & Company, LLC CIK Number 0001220336 Filed Document 0000919574-15-003586 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Donald Smith Value Fund, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001467221 Filed Document 0000945621-15-000172 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zelman Capital, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001545121 Filed Document 0001387131-15-001292 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Searchlight Minerals Corp. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001084226 Filed Document 0001144204-15-022675 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Habitworks, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,098,016 Associated Brokers / Dealers N/A CIK Number 0001639419 Filed Document 0001639419-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
exacly inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001613904 Filed Document 0001613904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CENTRUE FINANCIAL CORP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers William Ernest Burgess III and Charles R. Crowley CIK Number 0001019650 Filed Document 0001019650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FCO MA MI LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001638642 Filed Document 0000950172-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV EMERGING MARKETS SMALL CAP EQUITY FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484877 Filed Document 0001393725-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transomic Technologies, Inc. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,515,600 Associated Brokers / Dealers N/A CIK Number 0001539876 Filed Document 0001539876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FC Portland Investments, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001639466 Filed Document 0001140361-15-015318 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Bares Mid/Large Cap Series See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639559 Filed Document 0001639559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV INTERNATIONAL SMALL CAP EQUITY FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518911 Filed Document 0001393725-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,001,847 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
101 Sanchez Associates, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001639548 Filed Document 0001639548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acion Offshore Fund See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001639161 Filed Document 0001639161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clovis Point I, LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001639505 Filed Document 0001639505-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aterra Energy Corporation, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Tony Bruno CIK Number 0001639452 Filed Document 0001639452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Agile EndoSurgery, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001505798 Filed Document 0001543089-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity