Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prologis European Properties Fund II, FCP-FIS See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589134 Filed Document 0001589134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AlphaCredit Subordinated Debt Fund, LLC See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573765 Filed Document 0000935836-15-000240 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melody Capital Partners FDB Credit Fund LLC See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001638581 Filed Document 0000950142-15-000746 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Hutchin Hill, Ltd. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001639416 Filed Document 0001639416-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
3TEN8, Inc. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $1,676,065 Associated Brokers / Dealers N/A CIK Number 0001638487 Filed Document 0001638487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MassRoots, Inc. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001589149 Filed Document 0001589149-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kavi Global Opportunity Offshore Fund, Ltd See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639602 Filed Document 0001639600-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GORDON ASSOCIATES LP See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001015165 Filed Document 0001315863-15-000362 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEA 15 Opportunity Fund, L.P. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001629795 Filed Document 0001629795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
American Brewing Company, Inc. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579823 Filed Document 0001579823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
West Hill Strategic Bond Fund, LP See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639658 Filed Document 0000913849-15-000113 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCM SELECT MANAGERS FUND LP See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001144738 Filed Document 0001144738-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFORMATION SYSTEMS ASSOCIATES, INC. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001396536 Filed Document 0001264931-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Santiago Gold Fund, LP See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546792 Filed Document 0001546792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview Liquid Credit Strategies Domestic, L.P. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634247 Filed Document 0000902664-15-002210 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Fund L P See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Securities America Inc., Triad Advisors, Auto Club Trust, FSB, and LPL Financial LLC CIK Number 0001006455 Filed Document 0001292046-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lazard MENA Equity Fund See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001639725 Filed Document 0001639725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Dngs-Fund, a series of AngelList-FkKa-Funds, LLC See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639603 Filed Document 0001639603-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peppertree Capital International Fund QP, LP See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626308 Filed Document 0001626308-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Artifact Technologies Inc. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592995 Filed Document 0001592995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Bybrook Capital Fund Ltd See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639543 Filed Document 0000902664-15-002203 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KSL Capital Partners IV, L.P. See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001625404 Filed Document 0001625404-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP TE Fund, L.P. See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Andrew Linbeck, Luke A. Powell, Fred L. Williams, Jr., Fieldpoint Private Securities LLC, and Gregory A. Reid CIK Number 0001540932 Filed Document 0001540932-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LOAN CO OF SAN DIEGO A CALIFORNIA LP See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206550 Filed Document 0001206550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Trevali Mining Corp See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $826,696 Associated Brokers / Dealers N/A CIK Number 0001402948 Filed Document 0001062993-15-001999 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hapten Sciences, Inc. See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001526465 Filed Document 0001526465-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Montgomery Street Hotel GDM, LP See All Filings	D	2015-04-15 00:00:00 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers N/A CIK Number 0001639722 Filed Document 0001382963-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, Ltd. See All Filings	D/A	2015-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-15-002208 Exclusions or Exemptions 506b Accepted Date 2015-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV AUSTRALIA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488476 Filed Document 0001393725-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $12,766,372 Associated Brokers / Dealers MIP Global, Inc. and Stillpoint Capital, LLC CIK Number 0001497598 Filed Document 0000898432-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Powur, PBC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639406 Filed Document 0001078782-15-000579 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HYGIEIA INC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lyxor/QIM Fund Ltd. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422511 Filed Document 0001140361-15-015424 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Mortgage Opportunity II, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC CIK Number 0001476194 Filed Document 0000943663-15-000134 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,441,068 Associated Brokers / Dealers N/A CIK Number 0001518913 Filed Document 0001518913-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Matrix Office, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers none CIK Number 0001639110 Filed Document 0001639110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICC Holdings, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $37,262,504 Associated Brokers / Dealers Michael C. Gruber CIK Number 0001639093 Filed Document 0001639093-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MKP OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001170874 Filed Document 0000902664-15-002199 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC Texas Storage Portfolio III, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639503 Filed Document 0001639503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jello Labs, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $30,766,535 Associated Brokers / Dealers N/A CIK Number 0001591800 Filed Document 0001591800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SINEWAVE VENTURES FUND I, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639533 Filed Document 0001639533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finding Neverland USA LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001641163 Filed Document 0001144204-15-027058 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Indus India Fund, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638935 Filed Document 0000919574-15-003596 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectacle Brewing, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001638573 Filed Document 0001638573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SR22 Carlsbad Oaks Distribution, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001638675 Filed Document 0001638675-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AQR MULTI-STYLE OFFSHORE FUND, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635509 Filed Document 0001635509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THREE S FUND, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001106931 Filed Document 0001106931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IBIS Global Media Fund II See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605073 Filed Document 0000902664-15-002194 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pecan Management LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001638549 Filed Document 0001140361-15-015296 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Value Equity Trust See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund