Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AB Private Credit Investors Corp See All Filings	D	2017-09-26 15:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634452 Filed Document 0000902664-17-003752 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:00:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Care2.com, Inc. See All Filings	C	2017-09-26 14:56:45 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001716813 Filed Document 0001665160-17-000424 Accepted Date 2017-09-26 14:56:45 UTC Type of Offering C Security Offered Amount 7,407 Security Offered Type Common Stock State CALIFORNIA
Denver MSA Multifamily II DST See All Filings	D/A	2017-09-26 14:55:41 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, Cambridge Investment Research, Lion Street Financial, LLC, Sagepoint Financial, Inc, Woodbury Financial Services, Inc, Sandlapper Securities, LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC, 1st Global Capital Corporation, H.D Vest Investment Securities, Inc, Vanderbilt Securities, LLC, H.D Vest Investment Securities, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Cambridge Investment Research, Concorde Investment Services, LLC, Cambridge Investment Research, Royal Alliance Associates, Inc, Silver Portal Capital LLC, Cambridge Investment Research, Questar Capital Corp, Cambridge Investment Research, First Allied Securites, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cetera Financial Specialists LLC, Investacorp, Inc, Independence Capital Corporation, 1st Global Capital Corporation, FSC Securities Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cambridge Investment Research, Cambridge Investment Research, Kovack Securities, Inc, Parkland Securities, LLC, Pro Equities Inc, Cetera Advisors, LLC, Royal Alliance Associates, Inc, Cetera Advisor Networks, LLC, Emmerson Equity LLC, Kovack Securities, Inc, Ibn Financial Services, Inc, 1st Global Capital Corporation, DFPG Investments, Inc, Voya Financial Advisors, Cambridge Investment Research, Woodbury Financial Services, Inc., Voya Financial Advisors, Questar Capital, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Woodbury Financial Services, Inc., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Ameritas Investment Corp, Ameritas Investment Corp, Sagepoint Financial, Inc, Primex Prime Electronic Execution Inc, Triad Advisors, Inc., Private Client Services LLC, 1st Global Capital Corporation, FSC Securities Corporation, Lincoln Financial Advisors, Parkland Securities, LLC, 1st Global Capital Corporation, Silver Portal Capital LLC, Pro Equities, Inc, 1st Global Capital Corporation, Cambridge Investment Research, H.D Vest Investment Securities Inc, Wealthforge Securities LLC, and Silver Portal Capital LLC CIK Number 0001710485 Filed Document 0001710485-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:55:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lemon Tree Passage Inc. See All Filings	1-A	2017-09-26 14:53:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001713621 Filed Document 0001713621-17-000002 Accepted Date 2017-09-26 14:53:29 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PACIFIC TRADEWINDS FUND LTD See All Filings	D/A	2017-09-26 14:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214729 Filed Document 0001659828-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATMOSPHERIC PLASMA SOLUTIONS, INC. See All Filings	D	2017-09-26 14:32:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647390 Filed Document 0001647390-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:32:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Dallas Multifamily DST See All Filings	D/A	2017-09-26 14:31:32 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, Sigma Financial Corporation, Silver Portal Capital, LLC, Concorde Investment Services, LLC, 1st Global Capital Corporation, lndependent Financial Group, LLC, lndependent Financial Group, LLC, lndependent Financial Group, LLC, Colorado Financial Service Corp, Ausdal Financial Partners, lnc., Triad Advisors, lnc., Questar Capital Corporation, 1st Global Capital Corporation, Concorde lnvestment Services, LLC, Centaurus Financial, lnc., Voya Financial Advisors, Commonwealth Financial Network, Commonwealth Financial Network, Colorado Financial Service Corp, Voya Financial Advisors, Centaurus Financial, Inc, Centaurus Financial, Inc, Voya Financial Advisors, WealthForge LLC, Emerson Equity LLC, JRL Capital Corporation, Emerson Equity LLC, 1st Global Capital Corporation, Questar Capital, Triad Advisors, Inc, 1st Global Capital Corporation, and Independent Financial Group, LLC CIK Number 0001698656 Filed Document 0001703605-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:31:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Riverdale Multifamily DST See All Filings	D/A	2017-09-26 14:26:31 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors, 1st Global Capital Corporation, Lincoln Financial Advisors, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Investacorp, Inc, Concorde Investment Services, LLC, National Securities Corp, FSC Securities Corporation, Centaurus Financial, Inc, Parkland Securities, LLC, and 1st Global Capital Corporation CIK Number 0001703605 Filed Document 0001703605-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:26:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KNOW Brands, Inc. See All Filings	D	2017-09-26 14:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708060 Filed Document 0001708060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:22:32 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartPay Fund I, LLC See All Filings	D	2017-09-26 14:14:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717853 Filed Document 0001140361-17-036444 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:14:39 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Construction Opportunity Partners No. 1, LLC See All Filings	D/A	2017-09-26 14:07:19 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers RBC Capital Markets, Inc. CIK Number 0001544563 Filed Document 0001544563-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 14:07:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 195 Malden MA LP See All Filings	D	2017-09-26 14:06:51 UTC
Amount To Be Raised $26,100,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, Alexander Jeffers, and Amber Clarke CIK Number 0001717565 Filed Document 0001717565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:06:51 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plutus Partners, LLC See All Filings	D	2017-09-26 14:04:47 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001717936 Filed Document 0001717936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:04:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Flex Ventures m1 LLC See All Filings	D	2017-09-26 14:02:55 UTC
Amount To Be Raised $1,999,997 Associated Brokers / Dealers N/A CIK Number 0001716367 Filed Document 0001715745-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:02:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Finance CORP See All Filings	D/A	2017-09-26 13:54:35 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001342287 Filed Document 0001654954-17-008814 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:54:35 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Parallaxes Capital Opportunity Fund I, L.P. See All Filings	D	2017-09-26 13:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717586 Filed Document 0000950103-17-009183 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:51:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHWEST CONSTRUCTION FUND, LLC See All Filings	D/A	2017-09-26 13:45:50 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001684598 Filed Document 0001684598-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 13:45:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2017-09-26 13:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0000899140-17-000593 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tarukino Holdings, Inc. See All Filings	D	2017-09-26 13:40:25 UTC
Amount To Be Raised $8,391,238 Associated Brokers / Dealers N/A CIK Number 0001717487 Filed Document 0001717487-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:40:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KINGSTOWN PARTNERS L.P. See All Filings	D/A	2017-09-26 13:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins, Thomas P. Kikis, Steven Jafarzadeh, and David Yazdan Jr. CIK Number 0001458424 Filed Document 0001495673-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mint I Investments, a Series of Mint Capital, LP See All Filings	D	2017-09-26 13:37:37 UTC
Amount To Be Raised $830,500 Associated Brokers / Dealers N/A CIK Number 0001710322 Filed Document 0001715745-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:37:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DHD-27-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2017-09-26 13:33:58 UTC
Amount To Be Raised $191,000 Associated Brokers / Dealers N/A CIK Number 0001714587 Filed Document 0001715745-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:33:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Investment Fund Ltd. See All Filings	D/A	2017-09-26 13:33:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0000899140-17-000592 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:33:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Investments LP See All Filings	D/A	2017-09-26 13:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0000899140-17-000591 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:32:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2017-09-26 13:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0000899140-17-000590 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies QP Ltd. See All Filings	D/A	2017-09-26 13:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0000899140-17-000589 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2017-09-26 13:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-17-000588 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:30:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESTMENT FUND LP See All Filings	D/A	2017-09-26 13:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-17-000587 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2017-09-26 13:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-17-000586 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-DHD-27-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2017-09-26 13:25:34 UTC
Amount To Be Raised $191,000 Associated Brokers / Dealers N/A CIK Number 0001714587 Filed Document 0001715745-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MUZ-13-Fund, a series of AX-JeJr-Funds, LLC See All Filings	D	2017-09-26 13:22:23 UTC
Amount To Be Raised $323,602 Associated Brokers / Dealers N/A CIK Number 0001715743 Filed Document 0001715745-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:22:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GetNoble Inc. See All Filings	D	2017-09-26 13:16:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694880 Filed Document 0001694880-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:16:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kingstown Partners Offshore Ltd See All Filings	D/A	2017-09-26 13:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal New York Opportunities Fund, LP See All Filings	D/A	2017-09-26 13:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, John W. Akkerman, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001685030 Filed Document 0001140361-17-036430 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Part of the Plan Ltd Liability Co See All Filings	D/A	2017-09-26 13:07:41 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001646128 Filed Document 0001646128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:07:41 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CommonView Capital Fund I GP Investors, LP See All Filings	D	2017-09-26 12:57:59 UTC
Amount To Be Raised $11,680,000 Associated Brokers / Dealers N/A CIK Number 0001717869 Filed Document 0001717864-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:57:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SellSwipe, Inc. See All Filings	D	2017-09-26 12:47:56 UTC
Amount To Be Raised $112,499 Associated Brokers / Dealers Azurest Partners LLC CIK Number 0001717833 Filed Document 0001717833-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
AFG Growth Partners LP See All Filings	D/A	2017-09-26 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456044 Filed Document 0000919574-17-006925 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SON-32-Fund, a series of AX-BaRs-Funds, LLC See All Filings	D	2017-09-26 12:36:59 UTC
Amount To Be Raised $66,785 Associated Brokers / Dealers N/A CIK Number 0001688915 Filed Document 0001715745-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:36:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonView Capital Fund I LP See All Filings	D	2017-09-26 12:36:43 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001717864 Filed Document 0001717864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:36:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aluma Safety, Inc See All Filings	D	2017-09-26 12:34:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717903 Filed Document 0001445866-17-001349 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:34:32 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Equinox, Inc. See All Filings	D/A	2017-09-26 12:31:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638797 Filed Document 0001638797-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:31:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PLUSTICK PARTNERS (QP), LP See All Filings	D/A	2017-09-26 12:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627234 Filed Document 0000919574-17-006923 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:22:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
True Capital Ventures II, LLC - Series E See All Filings	D/A	2017-09-26 12:16:36 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717879 Filed Document 0001717879-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Presidium Jacksonville Partner, LLC See All Filings	D	2017-09-26 12:13:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001713609 Filed Document 0001140361-17-036407 Exclusions or Exemptions 506c Accepted Date 2017-09-26 12:13:50 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PLUSTICK PARTNERS, LP See All Filings	D/A	2017-09-26 12:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564799 Filed Document 0000919574-17-006921 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:11:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WESTERN INVESTMENT MANAGEMENT HIGH INCOME SENIOR LOANS LIMITED PARTNERSHIP See All Filings	D/A	2017-09-26 12:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483037 Filed Document 0001483037-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sparkling Cocktail Corp. See All Filings	D	2017-09-26 12:04:30 UTC
Amount To Be Raised $14,137,495 Associated Brokers / Dealers N/A CIK Number 0001717727 Filed Document 0001717727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:04:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WESTERN INVESTMENT MANAGEMENT NATIONAL TAX EXEMPT LIMITED PARTNERSHIP See All Filings	D/A	2017-09-26 11:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452485 Filed Document 0001452485-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PPE Utica #2, L.P. See All Filings	D	2017-09-26 11:52:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001690589 Filed Document 0001690589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:52:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity