|
|
D |
2017-09-27 15:06:02 UTC |
- Amount To Be Raised
- $624,421
- Associated Brokers / Dealers
- IBK Capital Corp.
- CIK Number
- 0001254742
- Filed Document
- 0001553350-17-001060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 15:06:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 15:03:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619640
- Filed Document
- 0001619640-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 15:03:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 15:01:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717995
- Filed Document
- 0000919574-17-006935
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 15:01:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:56:38 UTC |
- Amount To Be Raised
- $6,857,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717988
- Filed Document
- 0001717988-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:56:38 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:52:21 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695915
- Filed Document
- 0001209191-17-054114
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 14:52:21 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:51:19 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651166
- Filed Document
- 0001104659-17-059177
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:51:19 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:49:22 UTC |
- Amount To Be Raised
- $151,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704385
- Filed Document
- 0001704385-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:49:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 14:46:02 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693355
- Filed Document
- 0001693355-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:46:02 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:45:55 UTC |
- Amount To Be Raised
- $14,345,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699710
- Filed Document
- 0001699710-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:45:55 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:44:53 UTC |
- Amount To Be Raised
- $47,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717773
- Filed Document
- 0001015325-17-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:44:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:44:12 UTC |
- Amount To Be Raised
- $5,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681285
- Filed Document
- 0001681285-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 14:44:12 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:36:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684215
- Filed Document
- 0001685435-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:36:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 14:32:56 UTC |
- Amount To Be Raised
- $1,845,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702094
- Filed Document
- 0001715745-17-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:32:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 14:24:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714490
- Filed Document
- 0001714490-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:24:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 14:14:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594312
- Filed Document
- 0001594312-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:14:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND
See All Filings
|
D/A |
2017-09-27 14:13:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594295
- Filed Document
- 0001594295-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:13:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:12:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CircleUp
- CIK Number
- 0001715091
- Filed Document
- 0001715091-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:12:49 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:12:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464740
- Filed Document
- 0001464740-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:12:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:11:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464742
- Filed Document
- 0001464742-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:11:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:09:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464743
- Filed Document
- 0001464743-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:09:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sound Point CLO Equity Fund-A Series of Taylor Insurance Series LP
See All Filings
|
D/A |
2017-09-27 14:08:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669944
- Filed Document
- 0001669944-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:08:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:08:32 UTC |
- Amount To Be Raised
- $4,640,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718006
- Filed Document
- 0001718006-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 14:08:32 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:08:12 UTC |
- Amount To Be Raised
- $2,707,802
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687038
- Filed Document
- 0001687038-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:08:12 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 14:08:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692938
- Filed Document
- 0001692938-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:08:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Taylor Insurance Series LP -- Relative Value Strategies Series
See All Filings
|
D/A |
2017-09-27 14:07:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617839
- Filed Document
- 0001617839-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:07:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 14:05:21 UTC |
- Amount To Be Raised
- $3,450,000
- Associated Brokers / Dealers
- Toney Edward
- CIK Number
- 0001717919
- Filed Document
- 0001717919-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 14:05:21 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 13:58:51 UTC |
- Amount To Be Raised
- $1,033,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694439
- Filed Document
- 0001715745-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:58:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 13:55:53 UTC |
- Amount To Be Raised
- $4,255,710
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717872
- Filed Document
- 0001717872-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:55:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 13:50:36 UTC |
- Amount To Be Raised
- $5,069,430
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568752
- Filed Document
- 0001144204-17-049955
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:50:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-27 13:49:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001579804
- Filed Document
- 0001579804-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:49:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 13:47:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001579805
- Filed Document
- 0001579805-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:47:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 13:44:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685435
- Filed Document
- 0001685435-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:44:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 13:44:20 UTC |
- Amount To Be Raised
- $67,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675165
- Filed Document
- 0001675165-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 13:44:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
C |
2017-09-27 13:42:40 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $100,000
- CIK Number
- 0001718026
- Filed Document
- 0001665160-17-000437
- Accepted Date
- 2017-09-27 13:42:40 UTC
- Type of Offering
- C
- Security Offered Amount
- 100
- Security Offered Type
- Common Stock
- State
- NEW YORK
|
|
|
D |
2017-09-27 13:38:43 UTC |
- Amount To Be Raised
- $56,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713536
- Filed Document
- 0001715745-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:38:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 13:31:42 UTC |
- Amount To Be Raised
- $123,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714618
- Filed Document
- 0001715745-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:31:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 13:31:18 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505039
- Filed Document
- 0001505039-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:31:18 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-27 13:30:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718068
- Filed Document
- 0001465818-17-000056
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 13:30:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 13:30:27 UTC |
- Amount To Be Raised
- $928,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717435
- Filed Document
- 0001702436-17-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 13:30:27 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2017-09-27 13:30:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653373
- Filed Document
- 0000935836-17-000473
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:30:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 13:21:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717932
- Filed Document
- 0000950103-17-009249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:21:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-27 13:18:31 UTC |
- Amount To Be Raised
- $928,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702436
- Filed Document
- 0001702436-17-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 13:18:31 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2017-09-27 13:14:52 UTC |
- Amount To Be Raised
- $963,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706074
- Filed Document
- 0001715745-17-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:14:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-27 13:14:52 UTC |
- Amount To Be Raised
- $10,825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718001
- Filed Document
- 0001718001-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:14:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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C |
2017-09-27 13:10:01 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001716906
- Filed Document
- 0001665160-17-000434
- Accepted Date
- 2017-09-27 13:10:01 UTC
- Type of Offering
- C
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- NEW YORK
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D |
2017-09-27 13:05:04 UTC |
- Amount To Be Raised
- $5,239,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717150
- Filed Document
- 0001717150-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:05:04 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2017-09-27 13:04:26 UTC |
- Amount To Be Raised
- $3,691,000
- Associated Brokers / Dealers
- H.C. WAINWRIGHT & CO., LLC
- CIK Number
- 0001017491
- Filed Document
- 0001140361-17-036569
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 13:04:26 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2017-09-27 13:01:18 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715745
- Filed Document
- 0001715745-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 13:01:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-09-27 13:00:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John Sampietro, Blake Haase, and Steven Fletcher
- CIK Number
- 0001694673
- Filed Document
- 0001685622-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-09-27 13:00:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-09-27 12:59:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684953
- Filed Document
- 0001684953-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-27 12:59:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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