Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ike Partners, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550302 Filed Document 0001465818-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
TOCQUEVILLE BULLION RESERVE LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Funding Trust, Series SPL-I See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001640010 Filed Document 0001640010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
PARADIGM INVESTORS (QP), L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448147 Filed Document 0001565743-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Global Dividend Growth Fund QP, L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570412 Filed Document 0000945621-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $9,113,245 Associated Brokers / Dealers Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-15-000163 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring Global Partners VII-B, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $399,500,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., and VCP Advisors LLC CIK Number 0001637907 Filed Document 0001637907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quarry DC LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,996,000 Associated Brokers / Dealers N/A CIK Number 0001640144 Filed Document 0001640144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners VII (Strategic), L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001637903 Filed Document 0001637903-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MVM IV LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HUDSON PARTNERS SECURITIES LLC and M2O PRIVATE FUND ADVISORS LLC CIK Number 0001617430 Filed Document 0001617430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Auburnmost Limited Partnership See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639661 Filed Document 0001639661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WM Capital Partners XLVII, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001640064 Filed Document 0001640064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Onsomble Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001532314 Filed Document 0001532314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Thirteen Partners, LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-15-002278 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund Ltd. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520728 Filed Document 0000919574-15-003687 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rebel Industries, L.L.C. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511024 Filed Document 0000902664-15-002280 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoveMark EP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001639468 Filed Document 0001639468-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BASSO INVESTORS LTD See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459687 Filed Document 0001459687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ribbit Founder Fund III, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001637439 Filed Document 0001637439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DECORIST, INC. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $4,471,948 Associated Brokers / Dealers N/A CIK Number 0001639282 Filed Document 0001639282-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALIXTO GLOBAL OFFSHORE FUND, LTD. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606177 Filed Document 0000919574-15-003682 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Capital Partners Principle KKDZ-AM Fund, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001639448 Filed Document 0000895345-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axe-Houghton Associate Investment Fund See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555730 Filed Document 0001555730-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carrick Capital Partners II Co-Investment Fund, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001640092 Filed Document 0001640092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLWORKS MEDIA LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $21,000 Associated Brokers / Dealers N/A CIK Number 0001640224 Filed Document 0001640224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $6,553,796 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000162 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kalytera Therapeutics, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001639643 Filed Document 0001639643-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ACW Ex-U.S. Small Cap Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628187 Filed Document 0001628187-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners VII, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., and VCP Advisors LLC CIK Number 0001637906 Filed Document 0001637906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MDP HC HOLDINGS, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $310,067,546 Associated Brokers / Dealers N/A CIK Number 0001639951 Filed Document 0001639027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CC ARB West, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574847 Filed Document 0001574847-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One World Lab, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,344,280 Associated Brokers / Dealers N/A CIK Number 0001626244 Filed Document 0001626244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-15-000327 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Jerrick Ventures, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001628379 Filed Document 0001213900-15-002897 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Greenspring Global Partners VII-D, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001637905 Filed Document 0001637905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GYNESONICS, INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001341675 Filed Document 0001341675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nowsta, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001640146 Filed Document 0001640146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Revenew, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,878,895 Associated Brokers / Dealers N/A CIK Number 0001587762 Filed Document 0001587762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Inception Partners LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001639959 Filed Document 0001639959-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vision Lab LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001640175 Filed Document 0001639873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Supramed, Inc. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fetching Girl, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622128 Filed Document 0001622128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $147,165,000 Associated Brokers / Dealers N/A CIK Number 0000800459 Filed Document 0000800459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL146 See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC CIK Number 0001640005 Filed Document 0001640005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ARB SIF I, Ltd. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518609 Filed Document 0001518609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPI International Holdings, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528094 Filed Document 0001315863-15-000367 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Inceptive Group LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $333,332 Associated Brokers / Dealers N/A CIK Number 0001640022 Filed Document 0001640022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Laurel Abele Cedar Ridge Holdings, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001639929 Filed Document 0001639929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AUXILIO INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001011432 Filed Document 0001011432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity