Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ABOUTONE, INC. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001513110 Filed Document 0001382963-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GFBC, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,611,740 Associated Brokers / Dealers N/A CIK Number 0001499329 Filed Document 0001499329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holly Lakes MM, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640372 Filed Document 0001640355-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Opportunity Transformation Investments, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001570730 Filed Document 0001209191-15-035634 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
KWK OPPORTUNITY FUND LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460392 Filed Document 0001548317-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Workings Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $12,375,000 Associated Brokers / Dealers N/A CIK Number 0001639729 Filed Document 0001639729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor I QP Fund LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404197 Filed Document 0001140361-15-016292 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Brewing & Distilling Company, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531125 Filed Document 0001531125-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Life Solution, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $9,136,632 Associated Brokers / Dealers N/A CIK Number 0001529125 Filed Document 0001529125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lakeshore Capital I LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001578105 Filed Document 0001578105-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOCURITY HOLDINGS, INC. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Nancy Cass CIK Number 0001639681 Filed Document 0001639681-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Co-Investment Fund I, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001640046 Filed Document 0001640046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ELIZABETH PARK CAPITAL, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas McDonald Partners, LLC and Inverness Securities, LLC CIK Number 0001456279 Filed Document 0000909012-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Splitter X, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548176 Filed Document 0001548176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAGE Ventures LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639969 Filed Document 0001639969-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
LoanHero, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $999,824 Associated Brokers / Dealers N/A CIK Number 0001636564 Filed Document 0001636564-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Pacific Partners Fund (Delaware), L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold and Simon Fischer CIK Number 0001574344 Filed Document 0001507943-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $253,857 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novus Via, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001572625 Filed Document 0001572625-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Old Ironsides Energy Fund II-A, LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,081,000,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001620273 Filed Document 0001620273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimension Therapeutics, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $64,999,986 Associated Brokers / Dealers N/A CIK Number 0001592288 Filed Document 0001592288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ARCM Distressed Energy Opportunities US Feeder Fund Ltd. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $63,500,000 Associated Brokers / Dealers N/A CIK Number 0001638052 Filed Document 0001638052-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBUS CAPITAL QP PARTNERS, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547357 Filed Document 0001405086-15-000129 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Capital, LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458331 Filed Document 0001013594-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lakeside Preferred, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640430 Filed Document 0001640430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ESA Toxicology LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
13 ESKENDEREYA/SAMBORA, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $189,000 Associated Brokers / Dealers N/A CIK Number 0001640386 Filed Document 0001640386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
a-Parent Media Co. Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $572,500 Associated Brokers / Dealers N/A CIK Number 0001640519 Filed Document 0001140361-15-016359 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kalytera Therapeutics, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001639643 Filed Document 0001639643-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REAMERGE 103, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001633282 Filed Document 0001632255-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Kirkwood Warehouse Investors, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001640216 Filed Document 0001640216-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AG REDI, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515644 Filed Document 0001515644-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Normal Ears, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589447 Filed Document 0001589447-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ideal Implant Inc See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001360739 Filed Document 0001360739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER NATURAL RESOURCES INC. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606264 Filed Document 0001606264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hawk Ridge Partners LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001410879 Filed Document 0001410879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Generating Systems I, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639719 Filed Document 0001639719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
JSDI Celmark Cedar Park, L.P. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,690,000 Associated Brokers / Dealers N/A CIK Number 0001640381 Filed Document 0001640381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ESA Toxicology LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AG Diversified Income Fund, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA Select Network, LLC CIK Number 0001558006 Filed Document 0001558006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUATION RESEARCH CORP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $65,700 Associated Brokers / Dealers N/A CIK Number 0000765243 Filed Document 0001042167-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Shyp Inc See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $50,721,250 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor Offshore I Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404194 Filed Document 0001140361-15-016291 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Blocker Y (Cayman), L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548174 Filed Document 0001548174-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Partners, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001458580 Filed Document 0001458580-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARF Holdings Blue, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548162 Filed Document 0001548162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTAGG, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534049 Filed Document 0001534049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Recro Pharma, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $7,778,364 Associated Brokers / Dealers N/A CIK Number 0001588972 Filed Document 0001192482-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire