Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Unified Office, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556859 Filed Document 0001556859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Phenom People, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $7,970,000 Associated Brokers / Dealers N/A CIK Number 0001657212 Filed Document 0001657212-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SolidOpinion, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001629593-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Opportunities Partners, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468155 Filed Document 0001012975-15-000714 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-15-000775 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seeing Interactive, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $694,999 Associated Brokers / Dealers N/A CIK Number 0001658674 Filed Document 0001658674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Royal Mesa Minerals LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001657203 Filed Document 0001214782-15-000184 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RECSOLU, INC. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656492 Filed Document 0001656492-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CANARC RESOURCE CORP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $664,495 Associated Brokers / Dealers Euro Pacific Capital, Inc. CIK Number 0000868822 Filed Document 0000868822-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Scandy, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Kidron Capital Advisors, LLC CIK Number 0001656878 Filed Document 0001656878-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HIGHBRIDGE CAPITAL CORP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, NEWEDGE USA, LLC, and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0000931921 Filed Document 0000899140-15-000770 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drip Drop, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,000,400 Associated Brokers / Dealers N/A CIK Number 0001560582 Filed Document 0001560582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Olympia Media Group LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001589952 Filed Document 0001140361-15-039787 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Vista Hill Investments, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc CIK Number 0001656997 Filed Document 0001656997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
JANS LTD See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001657173 Filed Document 0001657173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Hunter Peak Investments Fund, LP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653320 Filed Document 0001653320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIO-NEMS Corp See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,062,500 Associated Brokers / Dealers N/A CIK Number 0001562529 Filed Document 0001562529-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Urological Services, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $69,322 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AR Shamrocks, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,845,000 Associated Brokers / Dealers N/A CIK Number 0001657034 Filed Document 0001657034-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kazzit, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656934 Filed Document 0001656934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Guidon Growth Holdings, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658254 Filed Document 0001658254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VisiQuate, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001503068 Filed Document 0001462156-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Woodbridge Mortgage Investment Fund 3A, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650165 Filed Document 0001650165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DONORS UNITE MANAGEMENT CORP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654982 Filed Document 0001654982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greybrook Miami US Limited Partnership See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $37,370,000 Associated Brokers / Dealers N/A CIK Number 0001656917 Filed Document 0001656917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Tree Offshore Fund, Ltd. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657165 Filed Document 0000919574-15-007565 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PC Wrangler Fund, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590052 Filed Document 0000902664-15-004060 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Electric Power LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,499,998 Associated Brokers / Dealers N/A CIK Number 0001571426 Filed Document 0001571426-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Optima Fund Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502396 Filed Document 0001463851-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Japan Fund Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504295 Filed Document 0001463851-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001341615 Filed Document 0001463851-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMB Mezzanine Capital III, L.P. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Equus Financial Consulting LLC and CoBiz, Inc. CIK Number 0001652408 Filed Document 0001652408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Healthcare Integrators, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001656758 Filed Document 0001140361-15-039072 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478104 Filed Document 0001478104-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Univa Corp See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001337739 Filed Document 0001337739-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Ellington Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468154 Filed Document 0001012975-15-000715 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KNEWTON, INC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $47,250,017 Associated Brokers / Dealers N/A CIK Number 0001435090 Filed Document 0001435090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-15-000776 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMVARA FUND LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600235 Filed Document 0000913849-15-000287 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Hope Valley Pointe, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001656007 Filed Document 0001656007-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Wattage Finance-OH, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $131,612,334 Associated Brokers / Dealers N/A CIK Number 0001656161 Filed Document 0001656161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities Fund 5, L.P. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655023 Filed Document 0001655023-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC INDIA PRINCIPALS V LTD. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657029 Filed Document 0001657029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE BIOSCIENCE, INC. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001006028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Houghton Investments, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001657058 Filed Document 0001657058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JENOP GLOBAL HEALTHCARE FUND Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001562185 Filed Document 0001463851-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Advisors Small Co Private Equity Fund VII, LP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001657189 Filed Document 0001657189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inmobly, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001588591 Filed Document 0001588591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kodak Brothers Real Estate Cash Flow Fund, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001649866 Filed Document 0001649866-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity