Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TULSA PRO HOOPS LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $3,524,776 Associated Brokers / Dealers N/A CIK Number 0001468433 Filed Document 0001140361-15-039752 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riverstone Strategic Credit Partners, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001657430 Filed Document 0001657430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thorofare Asset Based Lending REIT Fund IV, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001657288 Filed Document 0001657288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axel Balanced, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624181 Filed Document 0000919574-15-007636 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SeaTac 1, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001657723 Filed Document 0001657723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Redmile Capital Offshore Fund (ERISA), Ltd. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657545 Filed Document 0001657545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIESTA TEA Co See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001573391 Filed Document 0001573391-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Next Gauge, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001615894 Filed Document 0001615894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Foundation Specialty Financing Fund, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers n/a CIK Number 0001609281 Filed Document 0001609281-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AppCast, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001610281 Filed Document 0001610281-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Charter Capital Fund II, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542698 Filed Document 0001315863-15-000869 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlewood Select Opportunity Fund, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619934 Filed Document 0001619934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIP Capital Solutions Friends & Family Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623826 Filed Document 0001623826-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avana S/T Fixed Income Fund, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001657115 Filed Document 0001657115-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Avana L/T Fixed Income Fund, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001657123 Filed Document 0001657123-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ECOCHLOR INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001367991 Filed Document 0001367991-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BioDatomics, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001581018 Filed Document 0001581018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Global Infrastructure Partners Capital Solutions Feeder Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623824 Filed Document 0001623824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591028 Filed Document 0001315863-15-000865 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Coria RV Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624382-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price MCH, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656382 Filed Document 0001656382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $209,700 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
WAUD CAPITAL PARTNERS QP IV, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001655538 Filed Document 0001655538-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Switch Ventures, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655416 Filed Document 0001655416-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Capital, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Kovach CIK Number 0001526845 Filed Document 0001526845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Queue Software Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001620871 Filed Document 0001620871-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SQOOP, INC. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NB Strategic Co-Investment Partners III-B LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES (USA) LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001651223 Filed Document 0001651223-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORAMETRIX INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,084,559 Associated Brokers / Dealers N/A CIK Number 0001119087 Filed Document 0001119087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Foxway, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590529 Filed Document 0001590529-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QOR, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586733 Filed Document 0001586733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metropolitan Merchant Capital, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608839 Filed Document 0001608839-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Foxhaven Capital (Offshore), Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medalogix LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617512 Filed Document 0001617512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
LaserIQ Pain Therapy, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657556 Filed Document 0001657556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Arbiter Special Opportunities Fund II, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589656 Filed Document 0000947871-15-000794 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sbarro Holdings, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $6,000,007 Associated Brokers / Dealers N/A CIK Number 0001649468 Filed Document 0001209191-15-078665 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
Orion Labs, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $9,054,485 Associated Brokers / Dealers N/A CIK Number 0001584169 Filed Document 0001584169-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bring Back the Street, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001655184 Filed Document 0001655184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aboveground Holdings, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657448 Filed Document 0001657448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
T3 Select Fund, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570821 Filed Document 0001570821-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund II Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480774 Filed Document 0001480774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Coria RV Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners Capital Solutions Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623962 Filed Document 0001623962-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WARREN RESOURCES INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $53,028,666 Associated Brokers / Dealers Jeffries LLC CIK Number 0000892986 Filed Document 0001104659-15-076050 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoRion LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629679 Filed Document 0001629679-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge PWM Partners Fund, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thresher Partners, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-15-007634 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
balmoREAL REIT L/S Onshore, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625132 Filed Document 0001625132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECT MARKET OPPORTUNITY FUND See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656761 Filed Document 0001656761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund