Found 750030 results

Name Type of Offering Accepted Date
Solar Power, Inc. See All Filings
D 2009-10-05
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001210618
Filed Document 0001209191-09-048110
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
TORTOISE CAPITAL MLP FUND, LP See All Filings
D 2009-12-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001478306
Filed Document 0001478306-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
GMRC Holdings, Ltd See All Filings
D/A 2009-10-02
Amount To Be Raised $22,500,000
Associated Brokers / Dealers N/A
CIK Number 0001451856
Filed Document 0001451856-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-10-02
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business BARBADOS
Revenue or Assets Decline to Disclose
Type of Security Equity
Novelix Pharmaceuticals Inc See All Filings
D 2009-10-22
Amount To Be Raised $1,750,000
Associated Brokers / Dealers N/A
CIK Number 0001333263
Filed Document 0001333263-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Ore Hill SLV-2 L.P. See All Filings
D 2009-11-19
Amount To Be Raised $8,487,383
Associated Brokers / Dealers N/A
CIK Number 0001475874
Filed Document 0001475872-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-19
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
KAMCO THRIFT PARTNERS LP See All Filings
D 2009-11-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001027991
Filed Document 0001027991-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Naples Bancorp, Inc. See All Filings
D 2009-12-07
Amount To Be Raised $25,000,000
Associated Brokers / Dealers N/A
CIK Number 0001478123
Filed Document 0001478123-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
TOWER FINANCIAL CORP See All Filings
D 2009-10-07
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001072847
Filed Document 0001140361-09-022848
Exclusions or Exemptions N/A
Accepted Date 2009-10-07
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
SOLARGREEN INC See All Filings
D/A 2009-09-09
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001437898
Filed Document 0001437898-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-09-09
Type of Offering D/A
Industry Energy Conservation
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets No Revenues
Type of Security Equity
Treflie Global Emerging Markets Fund, L.P. See All Filings
D/A 2009-08-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001373508
Filed Document 0000919574-09-014778
Exclusions or Exemptions N/A
Accepted Date 2009-08-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Strassberg Investment LLC See All Filings
D 2009-11-25
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001477512
Filed Document 0001477512-09-000001
Exclusions or Exemptions 505
Accepted Date 2009-11-25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
PAYSIMPLE INC See All Filings
D 2009-09-24
Amount To Be Raised $6,024,999
Associated Brokers / Dealers N/A
CIK Number 0001432831
Filed Document 0001432831-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-09-24
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Ten Oak CMBS/TALF Income & Opportunity Fund, Ltd. See All Filings
D 2009-10-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474170
Filed Document 0001019056-09-001006
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LONGWEI PETROLEUM INVESTMENT HOLDING LTD See All Filings
D 2009-11-12
Amount To Be Raised $14,849,201
Associated Brokers / Dealers N/A
CIK Number 0001111817
Filed Document 0001013762-09-002041
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets Over $100,000,000
Type of Security Other
DCM DIP Opportunities Fund (onshore) LLC See All Filings
D 2009-11-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474162
Filed Document 0001474162-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
L & S VIRTUS DIRECT III, LP See All Filings
D 2009-11-06
Amount To Be Raised $4,290,000
Associated Brokers / Dealers N/A
CIK Number 0001476319
Filed Document 0001476319-09-000002
Exclusions or Exemptions 505
Accepted Date 2009-11-06
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED STATES
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
AUTOVIRT INC See All Filings
D 2009-11-16
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001406267
Filed Document 0001406267-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-16
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW HAMPSHIRE
Revenue or Assets Decline to Disclose
Type of Security Equity
Walpar LLC See All Filings
D 2009-07-24
Amount To Be Raised $6,025,000
Associated Brokers / Dealers N/A
CIK Number 0001468903
Filed Document 0000914760-09-000162
Exclusions or Exemptions N/A
Accepted Date 2009-07-24
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business ALABAMA
Revenue or Assets Decline to Disclose
Type of Security Equity
LOCAL EYE SITE LLC See All Filings
D 2009-11-18
Amount To Be Raised $10,000
Associated Brokers / Dealers N/A
CIK Number 0001422467
Filed Document 0001422467-09-000002
Exclusions or Exemptions 504
Accepted Date 2009-11-18
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets $1 - $1,000,000
Type of Security Other
Loma Novia Joint Venture See All Filings
D 2009-11-23
Amount To Be Raised $1,284,500
Associated Brokers / Dealers N/A
CIK Number 0001476813
Filed Document 0001476813-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-23
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
NEXTRACTION ENERGY CORP. See All Filings
D 2009-11-20
Amount To Be Raised $731,810
Associated Brokers / Dealers N/A
CIK Number 0001450950
Filed Document 0001450950-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-20
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
Original Brooklyn Water Bagel Co., Inc. See All Filings
D 2009-09-24
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001472714
Filed Document 0001218396-09-000020
Exclusions or Exemptions N/A
Accepted Date 2009-09-24
Type of Offering D
Industry Restaurants
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings
D 2009-12-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001080429
Filed Document 0001209191-09-056942
Exclusions or Exemptions N/A
Accepted Date 2009-12-14
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
Neiman Marcus, Inc. See All Filings
D 2009-12-16
Amount To Be Raised $7,832,355
Associated Brokers / Dealers N/A
CIK Number 0001358651
Filed Document 0001358651-09-000009
Exclusions or Exemptions N/A
Accepted Date 2009-12-16
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Over $100,000,000
Type of Security Equity
TIGER SELECT BRIC PLUS FUND L P See All Filings
D/A 2009-07-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001374272
Filed Document 0000919574-09-014785
Exclusions or Exemptions N/A
Accepted Date 2009-07-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MAN IN 306 LLC See All Filings
D 2009-11-03
Amount To Be Raised $40,000
Associated Brokers / Dealers N/A
CIK Number 0001475832
Filed Document 0001475832-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-03
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $1,000,000
Type of Security Equity
MAXWEST ENVIRONMENTAL SYSTEMS INC See All Filings
D 2009-11-13
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001444525
Filed Document 0001444525-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-13
Type of Offering D
Industry Environmental Services
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
PERSYSTENT TECHNOLOGY CORP See All Filings
D 2009-11-30
Amount To Be Raised $2,860,663
Associated Brokers / Dealers N/A
CIK Number 0001235228
Filed Document 0001235228-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-30
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Planet Payment Inc See All Filings
D 2009-11-17
Amount To Be Raised $3,998,800
Associated Brokers / Dealers N/A
CIK Number 0001362925
Filed Document 0001362925-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-17
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
NISSWA ACQUISITION FUND LTD See All Filings
D/A 2009-10-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001448879
Filed Document 0001448879-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
QUANTUM GROUP INC /FL See All Filings
D 2009-11-02
Amount To Be Raised $1,596,250
Associated Brokers / Dealers N/A
CIK Number 0001118847
Filed Document 0001118847-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NUON THERAPEUTICS INC See All Filings
D 2009-08-24
Amount To Be Raised $13,662,500
Associated Brokers / Dealers N/A
CIK Number 0001432580
Filed Document 0001432580-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
TALAMOD CAPITAL PARTNERS LP See All Filings
D/A 2009-09-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001449020
Filed Document 0001449020-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-09-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
PENDLETON WOOLEN MILLS, INC. See All Filings
D 2009-07-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467512
Filed Document 0001467512-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-06
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Debt
PREMIER GROCERY INC See All Filings
D/A 2009-10-02
Amount To Be Raised $24,400,000
Associated Brokers / Dealers N/A
CIK Number 0001456043
Filed Document 0001456043-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-02
Type of Offering D/A
Industry Retailing
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
MAR Systems, Inc. See All Filings
D 2009-11-02
Amount To Be Raised $1,512,278
Associated Brokers / Dealers N/A
CIK Number 0001475010
Filed Document 0001475010-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Maxima Analytics, Inc, See All Filings
D 2009-10-22
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474664
Filed Document 0001474664-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
SA Investment Partnership IV LLC See All Filings
D/A 2009-11-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001476602
Filed Document 0001476602-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings
D 2009-10-02
Amount To Be Raised $2,500
Associated Brokers / Dealers N/A
CIK Number 0001456663
Filed Document 0001456663-09-000013
Exclusions or Exemptions N/A
Accepted Date 2009-10-02
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Talon Fund I, LP See All Filings
D 2009-11-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001477053
Filed Document 0001477053-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-19
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Segetis, Inc. See All Filings
D/A 2009-10-15
Amount To Be Raised $6,005,000
Associated Brokers / Dealers N/A
CIK Number 0001455921
Filed Document 0001455921-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-10-15
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Debt
Obi Partners, L.P. See All Filings
D 2009-06-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467699
Filed Document 0001095449-09-000203
Exclusions or Exemptions N/A
Accepted Date 2009-06-29
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Milton Emerging Opportunities Fund Ltd. See All Filings
D 2009-08-11
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001468892
Filed Document 0001468892-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-08-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets $1 - $5,000,000
Type of Security Equity
PEDIAVISION HOLDINGS LLC See All Filings
D 2009-07-22
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001439608
Filed Document 0001439608-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-07-22
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
GLOBAL DEVELOPING MARKETS PARTNERSHIP LP See All Filings
D/A 2009-06-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001170883
Filed Document 0000919574-09-012811
Exclusions or Exemptions N/A
Accepted Date 2009-06-29
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PACIFICA CAPITAL FUND, L.P. See All Filings
D 2009-09-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471026
Filed Document 0001471026-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-08
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL QUANTITATIVE US EQUITY FUND See All Filings
D/A 2009-12-29
Amount To Be Raised $10,000,000,000
Associated Brokers / Dealers N/A
CIK Number 0001440781
Filed Document 0001440914-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Trime Industries See All Filings
D 2009-10-07
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001473975
Filed Document 0001473975-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-07
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets No Revenues
Type of Security Debt
PETRO GRANDE LLC See All Filings
D 2009-10-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001430352
Filed Document 0001430352-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-19
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Debt
Theralogix Women's Health, L.L.C. See All Filings
D 2009-12-04
Amount To Be Raised $1,200,000
Associated Brokers / Dealers N/A
CIK Number 0001477141
Filed Document 0001477141-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-04
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Equity