Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CVA Partners, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502721 Filed Document 0001502721-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Capital Partners Fund I LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609824 Filed Document 0001609824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378528-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DORSAL CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471880 Filed Document 0001214659-15-005537 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Equity Partners I, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648840 Filed Document 0001648840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LEANKIT, INC. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $17,496,437 Associated Brokers / Dealers N/A CIK Number 0001566103 Filed Document 0001566103-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Core Avalon Place Apartments LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $4,620,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001649097 Filed Document 0001649097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tosca Opportunity See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459292 Filed Document 0000919574-15-005536 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings M, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $3,875,000 Associated Brokers / Dealers N/A CIK Number 0001646674 Filed Document 0001646674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAP Fund, Ltd. - TAP Strategy Portfolio See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483676 Filed Document 0001140361-15-028524 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioTrace Medical, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,882,507 Associated Brokers / Dealers N/A CIK Number 0001600446 Filed Document 0001600446-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
United Realty Capital Operating Partnership, L.P. See All Filings	D	2015-07-23 14:55:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Forrest James CIK Number 0001646392 Filed Document 0001387131-15-002181 Exclusions or Exemptions 506b Accepted Date 2015-07-23 14:55:57 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Common
Opia Holdings, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001609855 Filed Document 0001609855-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OPGEN INC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,584,090 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ENTERCOM COMMUNICATIONS CORP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001067837 Filed Document 0001140361-15-028535 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001637418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Leuthold Strategies, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614284 Filed Document 0001614284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRTI, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001599423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
White River Mining, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001649086 Filed Document 0001649086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bulletproof Digital, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $12,999,987 Associated Brokers / Dealers N/A CIK Number 0001649078 Filed Document 0001649078-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AZG W 116-125 LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001648696 Filed Document 0001648696-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Levanto Financial, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001647852 Filed Document 0001647852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
xG TECHNOLOGY, INC. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,633,333 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001565228 Filed Document 0001144204-15-043871 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KARAMAAN GROUP FUND, LTD. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001456232 Filed Document 0000919574-15-005516 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dragoneer Opportunities Offshore Feeder II, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647579 Filed Document 0001647579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMedicor See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-15-003418 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Cordillera Investment Fund I, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648462 Filed Document 0000935836-15-000392 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VNUE, Inc. (OLD) See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643121 Filed Document 0001144204-15-044083 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ABS Capital Partners VIII, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Shannon Advisors, LLC CIK Number 0001648930 Filed Document 0001648930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BAMBOO ECOLOGIC, CORP. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584025 Filed Document 0001584025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
2929 CAMELBACK, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001649865 Filed Document 0001649865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SlamData, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,633,838 Associated Brokers / Dealers N/A CIK Number 0001648615 Filed Document 0001648615-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Listar, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001649041 Filed Document 0001649041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Series B - RMA Value Add Access, a Series of RMA Real Estate Access Fund Series, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001649235 Filed Document 0001649235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IQMS See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $39,477,200 Associated Brokers / Dealers N/A CIK Number 0001614720 Filed Document 0001614720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Holly Oaks 128, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001647792 Filed Document 0001647792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Paybook, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566697 Filed Document 0001566697-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PlatformQ, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $10,560,514 Associated Brokers / Dealers N/A CIK Number 0001400117 Filed Document 0001400117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
C VIII Real Estate Opportunities Onshore, L.P. 1000Channel Feeder Fund Series See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001648836 Filed Document 0001648836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRF HIGH VALUE, L.P. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371785 Filed Document 0000919574-15-005508 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MEDSPHERE SYSTEMS CORP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001266146 Filed Document 0001266146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares US Real Estate Development & Redevelopment Feeder Fund II, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001645186 Filed Document 0001645186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Daruma Ginkgo Fund, LP See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528431 Filed Document 0000919574-15-005522 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Murfreesboro/Integra Creek Investors LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,637,250 Associated Brokers / Dealers N/A CIK Number 0001561856 Filed Document 0001561856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BENNETT OFFSHORE RESTRUCTURING FUND INC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314686 Filed Document 0000919574-15-005510 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ApprenNet, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001647924 Filed Document 0001647924-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Segovia Technology Co. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $14,787,140 Associated Brokers / Dealers N/A CIK Number 0001648236 Filed Document 0001648236-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 23W LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $646,105 Associated Brokers / Dealers N/A CIK Number 0001648040 Filed Document 0001648040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund