Found 649587 results

Name Type of Offering Accepted Date
GRBT 2, LLC See All Filings
D 2016-11-07 11:24:08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001689269
Filed Document 0001689269-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 11:24:08
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
ChassisLeaseCo LLC See All Filings
D 2016-11-04 13:20:52
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001689268
Filed Document 0001689268-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 13:20:52
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Equity
Aquesta Financial Holdings, Inc. See All Filings
D 2016-11-04 16:16:00
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001687884
Filed Document 0001687884-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 16:16:00
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
WXZ Retail Group/Ontario, LLC See All Filings
D 2016-11-04 13:31:04
Amount To Be Raised $345,000
Associated Brokers / Dealers N/A
CIK Number 0001688891
Filed Document 0001688890-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 13:31:04
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets No Revenues
Type of Security Equity
INFACARE PHARMACEUTICAL CORP See All Filings
D 2016-11-04 13:30:32
Amount To Be Raised $11,000,000
Associated Brokers / Dealers N/A
CIK Number 0001174264
Filed Document 0001174264-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 13:30:32
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Other
Redmile Capital Offshore Fund (ERISA), Ltd. See All Filings
D/A 2016-11-04 15:45:33
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001657545
Filed Document 0001657545-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 15:45:33
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings
D/A 2016-11-04 13:08:18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001579372
Filed Document 0000919574-16-016093
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 13:08:18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Foxway, LP See All Filings
D/A 2016-11-04 15:53:26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001590529
Filed Document 0001590529-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 15:53:26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Roscommon Analytics Fund LP See All Filings
D 2016-11-04 19:51:31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001689313
Filed Document 0001689313-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 19:51:31
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Hendricks Resources Ltd See All Filings
D 2016-11-04 15:50:58
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001637606
Filed Document 0001637606-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 15:50:58
Type of Offering D
Industry Coal Mining
Offering Tier N/A
Principal Place of Business JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
FishViews, Inc. See All Filings
D 2016-11-04 13:19:59
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001636632
Filed Document 0001636632-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 13:19:59
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Debt
Poly6 Technologies, Inc. See All Filings
D 2016-11-04 16:51:09
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001684397
Filed Document 0001684397-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 16:51:09
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Other
Griffin Capital Development Partners Fund I, LLC See All Filings
D/A 2016-11-04 15:57:44
Amount To Be Raised $33,000,000
Associated Brokers / Dealers N/A
CIK Number 0001656438
Filed Document 0001656438-16-000011
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 15:57:44
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
iCapital Arbitrage Fund, a series of iCapital Global Access Partnership II, L.P. See All Filings
D 2016-11-07 09:24:11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001689357
Filed Document 0001689357-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 09:24:11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CBC II RAF WAREHOUSE LLC See All Filings
D 2016-11-04 15:58:46
Amount To Be Raised $20,500,000
Associated Brokers / Dealers N/A
CIK Number 0001688799
Filed Document 0001688799-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 15:58:46
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
WINDOW ROCK CREDIT OPPORTUNITY FUND, LLC See All Filings
D/A 2016-11-04 18:00:17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001651499
Filed Document 0001651499-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 18:00:17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Blueberry Ventures 1, L.P. See All Filings
D/A 2016-11-04 16:34:19
Amount To Be Raised $22,000,000
Associated Brokers / Dealers N/A
CIK Number 0001646792
Filed Document 0001646792-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 16:34:19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2016-11-07 08:44:49
Amount To Be Raised $1,200,000
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-16-000684
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 08:44:49
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
CAPSTONE TURBINE Corp See All Filings
D 2016-11-04 16:30:27
Amount To Be Raised $7,533,000
Associated Brokers / Dealers N/A
CIK Number 0001009759
Filed Document 0001447591-16-000073
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 16:30:27
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
Concord Sierra 1100 Hotel Partners, LP See All Filings
D 2016-11-07 10:10:53
Amount To Be Raised $9,830,000
Associated Brokers / Dealers N/A
CIK Number 0001688658
Filed Document 0001688658-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 10:10:53
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets No Revenues
Type of Security Equity
Go Trashy Inc. See All Filings
D 2016-11-04 16:52:19
Amount To Be Raised $120,000
Associated Brokers / Dealers N/A
CIK Number 0001689365
Filed Document 0001689365-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 16:52:19
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Debt
Candlewood Financial Opportunities Fund, Ltd. See All Filings
D/A 2016-11-04 17:09:21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001583023
Filed Document 0001583023-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 17:09:21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Webaoo (USA) Inc. See All Filings
D 2016-11-04 18:04:23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001612166
Filed Document 0001612166-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 18:04:23
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
C360 Technologies, Inc. See All Filings
D 2016-11-07 11:27:09
Amount To Be Raised $635,000
Associated Brokers / Dealers N/A
CIK Number 0001689049
Filed Document 0001689049-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 11:27:09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
HPI Miramar Square, LLC See All Filings
D 2016-11-07 13:39:56
Amount To Be Raised $8,836,902
Associated Brokers / Dealers N/A
CIK Number 0001688923
Filed Document 0001688923-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 13:39:56
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Sterling Corporate Tax Credit Fund XXXIV, L.P. See All Filings
D 2016-11-04 18:14:32
Amount To Be Raised $103,630,004
Associated Brokers / Dealers N/A
CIK Number 0001688978
Filed Document 0001688978-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-04 18:14:32
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Over $100,000,000
Type of Security Equity
TIG SECURITIZED ASSET FUND, L.P. See All Filings
D/A 2016-11-07 09:54:02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001557739
Filed Document 0000919574-16-016106
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 09:54:02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
OCC Equity Members, LLC See All Filings
D 2016-11-07 11:48:59
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001510344
Filed Document 0001510344-16-000004
Exclusions or Exemptions 504
Accepted Date 2016-11-07 11:48:59
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Synedgen, Inc. See All Filings
D 2016-11-07 17:37:28
Amount To Be Raised $3,500,000
Associated Brokers / Dealers N/A
CIK Number 0001471618
Filed Document 0001471618-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 17:37:28
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Heart Test Laboratories, Inc. See All Filings
D 2016-11-07 13:24:30
Amount To Be Raised $7,000,000
Associated Brokers / Dealers N/A
CIK Number 0001468492
Filed Document 0001468492-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 13:24:30
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
Lake Forest Apartment Homes, LLC See All Filings
D 2016-11-07 12:54:09
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001689362
Filed Document 0001689362-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 12:54:09
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
ValiMail Inc. See All Filings
D 2016-11-07 13:45:22
Amount To Be Raised $11,999,995
Associated Brokers / Dealers N/A
CIK Number 0001689189
Filed Document 0001689189-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 13:45:22
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
GSV Ventures I LLC, Series H-12 See All Filings
D/A 2016-11-08 09:36:00
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001689267
Filed Document 0001689267-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 09:36:00
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
DST Investments XV, L.P. See All Filings
D 2016-11-08 11:27:26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001689496
Filed Document 0001689496-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 11:27:26
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Secturion Systems, Inc. See All Filings
D 2016-11-08 13:47:54
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001685115
Filed Document 0001685115-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 13:47:54
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
GOLDRICH MINING CO See All Filings
D 2016-11-08 13:23:10
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0000059860
Filed Document 0001140361-16-085363
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 13:23:10
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
Hyprloco, Inc. See All Filings
D 2016-11-08 11:45:26
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001648476
Filed Document 0001648476-16-000005
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 11:45:26
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Debt
Unilife Corp See All Filings
D 2016-11-07 16:17:12
Amount To Be Raised $10,600,000
Associated Brokers / Dealers N/A
CIK Number 0001476170
Filed Document 0001209191-16-148621
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 16:17:12
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Debt
Deja Mi, Inc. See All Filings
D 2016-11-07 13:57:09
Amount To Be Raised $900,000
Associated Brokers / Dealers N/A
CIK Number 0001517341
Filed Document 0001461373-16-000115
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 13:57:09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
Greenhouse Overseas Fund Ltd. See All Filings
D/A 2016-11-07 14:24:03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001591028
Filed Document 0001315863-16-001875
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 14:24:03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Equity
HTTP3D INC. See All Filings
D 2016-11-07 16:20:40
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001686625
Filed Document 0001686625-16-000001
Exclusions or Exemptions 504
Accepted Date 2016-11-07 16:20:40
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Sante Capital Fund, LP See All Filings
D 2016-11-07 13:49:47
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001688829
Filed Document 0000902664-16-008641
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 13:49:47
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Insense Ads, Inc See All Filings
D 2016-11-07 16:55:54
Amount To Be Raised $75,000
Associated Brokers / Dealers N/A
CIK Number 0001689396
Filed Document 0001689396-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 16:55:54
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets No Revenues
Type of Security Debt
NAUTO, INC. See All Filings
D 2016-11-07 19:40:52
Amount To Be Raised $9,000,000
Associated Brokers / Dealers N/A
CIK Number 0001657147
Filed Document 0001657147-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 19:40:52
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Crystals Sub REIT LLC See All Filings
D 2016-11-07 15:05:15
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001688738
Filed Document 0000909143-16-000109
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 15:05:15
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets Decline to Disclose
Type of Security Equity
Zoom Telephonics, Inc. See All Filings
D 2016-11-07 16:27:45
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001467761
Filed Document 0001654954-16-003582
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 16:27:45
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings
D/A 2016-11-09 12:54:34
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001261182
Filed Document 0001261182-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-09 12:54:34
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MAURITIUS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TP Woodland Stow It, LLC See All Filings
D/A 2016-11-08 13:16:03
Amount To Be Raised $4,800,000
Associated Brokers / Dealers N/A
CIK Number 0001688654
Filed Document 0001688654-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 13:16:03
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
Rancho Cordova Retail Center, L.L.C. See All Filings
D/A 2016-11-08 10:48:27
Amount To Be Raised $16,554,238
Associated Brokers / Dealers N/A
CIK Number 0001640163
Filed Document 0000950138-16-001461
Exclusions or Exemptions 506b
Accepted Date 2016-11-08 10:48:27
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
K2 Gold Corp See All Filings
D 2016-11-07 18:38:58
Amount To Be Raised $350,530
Associated Brokers / Dealers N/A
CIK Number 0001583962
Filed Document 0001583962-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-11-07 18:38:58
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity