Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AssetAvenue 107, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001649159 Filed Document 0001649159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Primal Space Systems Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650718 Filed Document 0001650718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MetaStat, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001404943 Filed Document 0001415889-15-002746 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Paragon Bioservices, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623394 Filed Document 0001014100-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Goldstone Group, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650905 Filed Document 0001192482-15-000377 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $23,453 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-15-000218 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pacific Ag, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascendant Financial Partners, LLC CIK Number 0001650867 Filed Document 0001650867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LLCP CO-INVESTMENT PARALLEL FUND, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001650460 Filed Document 0001650460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527860 Filed Document 0000902664-15-003353 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envision Solar International, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001398805 Filed Document 0001065949-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trustfuel, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001650971 Filed Document 0001650971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Seia Global Macro Fund LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650657 Filed Document 0000902664-15-003346 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund II Ascent Offshore Co-Investment, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $487,933 Associated Brokers / Dealers N/A CIK Number 0001585633 Filed Document 0001585633-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petroleum Equity Rho, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001649715 Filed Document 0001649715-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BSP Absolute Return Fund of Funds LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520290 Filed Document 0001315863-15-000677 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden State Bancorp See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $99,990 Associated Brokers / Dealers N/A CIK Number 0001651166 Filed Document 0001104659-15-060622 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Genomenon, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650557 Filed Document 0001650557-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Elm Park Credit Opportunities Fund II, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $315,000,000 Associated Brokers / Dealers Champlain Advisors LLC CIK Number 0001649302 Filed Document 0001649302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Risk Premia Cayman Fund, Ltd. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650763 Filed Document 0000919574-15-006192 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AMC Fund IV, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joey D Miller CIK Number 0001651003 Filed Document 0001651003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001617479 Filed Document 0001625257-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenville Cobblestone, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Greenville Cobblestone, LLC CIK Number 0001651038 Filed Document 0001651038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CAPTIVA VERDE INDUSTRIES LTD See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,881,648 Associated Brokers / Dealers CV Brokerage, Inc. CIK Number 0001645724 Filed Document 0001183740-15-000219 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberation Way, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers John Stanier and Bruce Roberts CIK Number 0001650974 Filed Document 0001650974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Carlyle Power Partners II, L.P. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Avalon Wealth Management, LLC, Etgal Holdings, Ltd., and Butterfield Asset Management Limited CIK Number 0001610053 Filed Document 0001140361-15-032347 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Specialty Holdings, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $14,789,000 Associated Brokers / Dealers N/A CIK Number 0001650690 Filed Document 0001650690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INTERCLOUD SYSTEMS, INC. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,631,579 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001128725 Filed Document 0001213900-15-006217 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SI Chino Investor, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $10,105,000 Associated Brokers / Dealers N/A CIK Number 0001650410 Filed Document 0001650410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Risk Consulting, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001649655 Filed Document 0001493152-15-003708 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
7mb Technologies Corp See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590276 Filed Document 0001590276-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OCA EAGLE GLOBAL MLP LLC See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449774 Filed Document 0001449774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Fund LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611927 Filed Document 0000902664-15-003371 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Fund, LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank J. Goldman and John Daniel Sampietro Jr. CIK Number 0001177589 Filed Document 0001544824-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Point Resources, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001650875 Filed Document 0001650875-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wellcare Partners LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001650949 Filed Document 0001650949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Decheng Capital China Life Sciences USD Fund II, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001650291 Filed Document 0001650291-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $38,779,111 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001209191-15-066047 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Serengeti Multi-Series LLC - Series E See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584023 Filed Document 0000902664-15-003369 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund III Ascent Co-Investment, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $127,457,950 Associated Brokers / Dealers N/A CIK Number 0001650947 Filed Document 0001650947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Global Funds, LLC - BBH Credit Value Series See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596136 Filed Document 0001596136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRICAST HOLDINGS, LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $3,282,000 Associated Brokers / Dealers Griffin Securities, Inc. CIK Number 0001650637 Filed Document 0001650637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXV, LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,593,609,545 Associated Brokers / Dealers N/A CIK Number 0001601610 Filed Document 0001601610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Front Row Education, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $6,595,000 Associated Brokers / Dealers N/A CIK Number 0001650873 Filed Document 0001650873-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alatus UCITS - Inflection Long Only See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650841 Filed Document 0000919574-15-005915 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
KBA2 INC. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,232,500 Associated Brokers / Dealers N/A CIK Number 0001496909 Filed Document 0001496909-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Three Corner L/S Fund LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581909 Filed Document 0000902664-15-003325 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motion Intelligence Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001651239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AgriSmart Inc. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637466 Filed Document 0001637466-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
STEPSTONE REAL ESTATE PARTNERS III, L.P. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650844 Filed Document 0001650844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund