Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MOMMY DEAREST INC. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $46,000 Associated Brokers / Dealers N/A CIK Number 0001651013 Filed Document 0001651013-15-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Parametric Global Defensive Equity Fund LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650167 Filed Document 0001650167-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Partners International, Ltd. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC CIK Number 0001519605 Filed Document 0000902664-15-003432 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McCordsville Senior Investors, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers City Securities Corporation CIK Number 0001650660 Filed Document 0001650660-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
AbiliLife, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001651121 Filed Document 0001651121-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
West Ina Road Properties, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $5,755,000 Associated Brokers / Dealers N/A CIK Number 0001651149 Filed Document 0001651149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CONFLUENCE ON THIRD LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001651130 Filed Document 0001651130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kiltearn Global Equity SRI Fund See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584276 Filed Document 0001584276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Opportunity Fund Ltd See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646521 Filed Document 0000902664-15-003436 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Bridge Capital Partners, LP See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651219 Filed Document 0001651219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC CIK Number 0001343623 Filed Document 0001343623-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realm Partners Fund LP See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468013 Filed Document 0000950172-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Popvox, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $2,024,120 Associated Brokers / Dealers N/A CIK Number 0001651243 Filed Document 0001651243-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSE Rancho SD Manager, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $477,500 Associated Brokers / Dealers N/A CIK Number 0001650754 Filed Document 0001019687-15-003177 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEC Offshore Fund Ltd See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649583 Filed Document 0000902664-15-003443 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Terror Weekend Productions, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001651115 Filed Document 0001651115-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
hopTo Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $2,550,479 Associated Brokers / Dealers N/A CIK Number 0001021435 Filed Document 0001140361-15-032661 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Poached Jobs, Inc. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606630 Filed Document 0001606630-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Debt
Real Alliance Group, LLC See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616303 Filed Document 0001616303-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Supramed, Inc. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SAL Ethika Investments, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650968 Filed Document 0001650968-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOMMY DEAREST INC. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $43,000 Associated Brokers / Dealers N/A CIK Number 0001651013 Filed Document 0001651013-15-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Magnitude Private Partners, L.P. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC and Barclays Capital Inc. CIK Number 0001480411 Filed Document 0000902664-15-003429 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PokitDok, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $34,002,721 Associated Brokers / Dealers N/A CIK Number 0001534159 Filed Document 0001534159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OrangeHook, Inc. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-15-066886 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Prospero Opportunity Fund, L.P. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581763 Filed Document 0000935836-15-000440 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Leveraged International See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001476391 Filed Document 0000902664-15-003431 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envest Microfinance Fund, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis Opportunities Fund, L.P. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649936 Filed Document 0000935836-15-000438 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTouch Controls, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001535200 Filed Document 0001535200-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MAGNITUDE U.S. PARTNERS See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC CIK Number 0001280016 Filed Document 0000902664-15-003430 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Growth Bank Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $350,007 Associated Brokers / Dealers N/A CIK Number 0001539831 Filed Document 0000950103-15-006551 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Souktel Inc. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001565726 Filed Document 0001565726-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
REDWAVE ENERGY, INC. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Reelio, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $5,253,617 Associated Brokers / Dealers N/A CIK Number 0001601883 Filed Document 0001231919-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RWC Emerging Markets Equity Fund Ltd See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646690 Filed Document 0000902664-15-003435 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond SRI Ltd. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584106 Filed Document 0000943663-15-000186 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Staghound Credit Research Partners LP See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617809 Filed Document 0001617809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kombo Growth Fund I, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650872 Filed Document 0001493152-15-003858 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pelican Therapeutics, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610154 Filed Document 0001553350-15-000887 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Consumer Alpha Global Leaders Fund LP See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651103 Filed Document 0000902664-15-003428 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESP III Qualified, L.P. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651091 Filed Document 0001651126-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Equity
Celadon Technology Fund VII, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $2,530,723 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001651177 Filed Document 0001651177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EnSite USA, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001649418 Filed Document 0001649418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Engineered Marine Coatings, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001651188 Filed Document 0001651188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RealtyShares 87, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001648487 Filed Document 0001648487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SSI America Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001651059 Filed Document 0001651059-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OURHISTREE INC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nu-Med Plus, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-15-000341 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity