Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
McGraw-Hill Education, Inc. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $115,695,619 Associated Brokers / Dealers N/A CIK Number 0001651444 Filed Document 0000950142-15-001990 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CMDTY SPV1, LP See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651416 Filed Document 0000902664-15-003492 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadArch Long/Short Fund (U.S.), L.P. See All Filings	D/A	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482516 Filed Document 0001482516-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loci Controls, Inc. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001601611 Filed Document 0001601611-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Private Equity Access Blocker Fund 2014, L.P. See All Filings	D/A	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001628562 Filed Document 0001628562-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WG DST 1 See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $18,530,000 Associated Brokers / Dealers CANTOR FITZGERALD & CO. CIK Number 0001652259 Filed Document 0001652259-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Investment Alliance, L.P. See All Filings	D/A	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558180 Filed Document 0001558180-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Simility, Inc. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $5,704,701 Associated Brokers / Dealers N/A CIK Number 0001651484 Filed Document 0001651484-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Partners Venture Capital Fund IV-B, L.P. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001634336 Filed Document 0001634449-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IU Health East Washington Ambulatory Surgery Center, LLC See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001652136 Filed Document 0001140361-15-034021 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Evolve Biosystems, Inc. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $8,999,996 Associated Brokers / Dealers N/A CIK Number 0001651891 Filed Document 0001651891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RackWare, Inc. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001570666 Filed Document 0001570666-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Houston HSR Investors, LLC See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $8,944,500 Associated Brokers / Dealers N/A CIK Number 0001651381 Filed Document 0001651381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PNC Real Estate Tax Credit Capital Institutional Fund 58, LLC See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $125,100,000 Associated Brokers / Dealers N/A, N/A, Aline R. Lavelle, Sean Hannan, N/A, and N/A CIK Number 0001649860 Filed Document 0001649860-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Till Mobile Corp See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001649839 Filed Document 0001649839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
MV VC Fund VI LLC See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001651206 Filed Document 0001651206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Summit Partners Growth Equity Fund IX-A, L.P. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers Raptor International, LLC CIK Number 0001634415 Filed Document 0001634415-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CK Diversified Fund LLC See All Filings	D/A	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558319 Filed Document 0000945621-15-000272 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Hill Capital Partners IV (Offshore), L.P. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co., Limited CIK Number 0001649170 Filed Document 0000950142-15-001984 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
i3 Verticals LLC See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599436 Filed Document 0001599436-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY SPV2, LP See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651415 Filed Document 0000902664-15-003491 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Real Estate Funding, LLC See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648643 Filed Document 0001648644-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
K2 Commodities Fund, Ltd. See All Filings	D/A	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473677 Filed Document 0001507943-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMAG Diversified Opportunity Fund, L.P. See All Filings	D/A	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492955 Filed Document 0000905718-15-000755 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commerce Ventures II, L.P. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651581 Filed Document 0001651581-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Care Capital Properties, Inc. See All Filings	D	2015-08-25 00:00:00 UTC
Amount To Be Raised $11,546,444 Associated Brokers / Dealers N/A CIK Number 0001639947 Filed Document 0000898822-15-000219 Exclusions or Exemptions 506b Accepted Date 2015-08-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Tree Line Direct Lending Co-Investment, LP See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001651446 Filed Document 0001651446-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alder Somerset II, LLC See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $3,002,109 Associated Brokers / Dealers N/A CIK Number 0001616194 Filed Document 0001616194-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Saba Labs, LLC See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001594979 Filed Document 0001594979-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
HEDGENERGY PARTNERS, L.P. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277130 Filed Document 0001315863-15-000731 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COTTON EXCHANGE VENTURES, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001651410 Filed Document 0001651410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PREVENT BIOMETRICS, INC. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651864 Filed Document 0001362118-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TGS-NOPEC Geophysical Co ASA See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $5,582,125 Associated Brokers / Dealers N/A CIK Number 0001403840 Filed Document 0001403840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Small Victory, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001650409 Filed Document 0001650409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HART & BEAUTY, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001651606 Filed Document 0001651606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Fort Global Contrarian (PV), L.P. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608101 Filed Document 0001507943-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Opera LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001651504 Filed Document 0001651504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Spare5, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001626650 Filed Document 0001626650-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD PHILADELPHIA INVESTORS, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $15,575,000 Associated Brokers / Dealers N/A and N/A CIK Number 0001651183 Filed Document 0001140361-15-033229 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND L P See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363208 Filed Document 0001393725-15-000114 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Absolute Pharmacy, LLC See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001618748 Filed Document 0001618748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Inflight Warning Systems, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $103,362 Associated Brokers / Dealers N/A CIK Number 0001651709 Filed Document 0001127855-15-000360 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riverstone Credit Partners Co-Investment, L.P. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644382 Filed Document 0001644382-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DreamBox Learning, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001490896 Filed Document 0001490896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Patient Ready Clinicians, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001650790 Filed Document 0001376474-15-000349 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MONDRIAN EMERGING MARKETS DEBT FUND, L.P. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447880 Filed Document 0001393725-15-000107 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1319 South Capitol Investors, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $5,040,000 Associated Brokers / Dealers N/A CIK Number 0001652241 Filed Document 0001652241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CONCEIVEX INC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001388576 Filed Document 0001388576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
BROOKWOOD PHILADELPHIA INVESTOR CO-INVESTMENT BLOCKER, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001651180 Filed Document 0001140361-15-033224 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BBL COMMODITIES VALUE FUND, LP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586180 Filed Document 0000919574-15-006429 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity