|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579543
- Filed Document
- 0001579543-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- GrowthPoint Technology Partners, LLC
- CIK Number
- 0001370924
- Filed Document
- 0001370924-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,151,777
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602923
- Filed Document
- 0001602923-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503871
- Filed Document
- 0001503871-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $2,147,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567235
- Filed Document
- 0001567235-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $15,600,013
- Associated Brokers / Dealers
- Eric Wittenmyer
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651485
- Filed Document
- 0001651485-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None
- CIK Number
- 0001528455
- Filed Document
- 0001528455-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557474
- Filed Document
- 0000919574-15-006491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $3,253,637
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651822
- Filed Document
- 0001651822-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $12,775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651437
- Filed Document
- 0000919574-15-006509
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649141
- Filed Document
- 0000897069-15-000437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001651637
- Filed Document
- 0001651637-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651833
- Filed Document
- 0001651833-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557976
- Filed Document
- 0001095449-15-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $407,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651613
- Filed Document
- 0001651613-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $408,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651133
- Filed Document
- 0001651133-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,626,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651467
- Filed Document
- 0001651467-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $456,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651601
- Filed Document
- 0001651601-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC
- CIK Number
- 0001640753
- Filed Document
- 0001640753-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651568
- Filed Document
- 0000902664-15-003497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $653,951
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384233
- Filed Document
- 0001384233-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IOWA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650936
- Filed Document
- 0001650936-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $7,200,003
- Associated Brokers / Dealers
- Eric Wittenmyer
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520379
- Filed Document
- 0001520379-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $9,280,262
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651742
- Filed Document
- 0001651742-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $229,710
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651612
- Filed Document
- 0001651612-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $26,400,000
- Associated Brokers / Dealers
- Ladenburg Thalmann & Co. Inc. and Roth Capital Partners, LLC
- CIK Number
- 0001650779
- Filed Document
- 0001571049-15-007038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646184
- Filed Document
- 0001209191-15-068132
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651787
- Filed Document
- 0001651787-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651719
- Filed Document
- 0001651719-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $5,278,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001076722
- Filed Document
- 0001140361-15-033489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $44,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584961
- Filed Document
- 0001584961-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651832
- Filed Document
- 0001651832-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $108,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646082
- Filed Document
- 0001646082-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651452
- Filed Document
- 0001651452-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557974
- Filed Document
- 0001095449-15-000113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None
- CIK Number
- 0001537810
- Filed Document
- 0001537810-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $4,151,470
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640396
- Filed Document
- 0001640396-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $2,039,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651933
- Filed Document
- 0001651933-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $5,348,572
- Associated Brokers / Dealers
- Broadmark Capital, LLC
- CIK Number
- 0001651487
- Filed Document
- 0001651487-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584441
- Filed Document
- 0001584441-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001283259
- Filed Document
- 0001283259-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226544
- Filed Document
- 0000919574-15-006495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529543
- Filed Document
- 0001140361-15-033561
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $258,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651603
- Filed Document
- 0001651603-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-25 18:49:21 UTC |
- Amount To Be Raised
- $14,701,050
- Associated Brokers / Dealers
- Rance Kinq Securities Corporation, Colorado Financial Service Corporation, Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Heritage Financial Systems, Inc., Independent Financial Group, Morris Financial, Inc., Newport Coast Securities, Inc., Oak Tree Securities, Inc., Sammons Securities Company, LLC, Sigma Financial Corporation, Whitehall - Parker Securities, Inc., Willbanks Securities, and Strategic Financial Advisors Corporation
- CIK Number
- 0001651578
- Filed Document
- 0001144204-15-051834
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-25 18:49:21 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Common
|
|
|
D |
2015-08-25 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000,000
- Associated Brokers / Dealers
- Lazard Freres & Co. LLC and Lazard & Co., Limited
- CIK Number
- 0001649171
- Filed Document
- 0000950142-15-001985
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-25 00:00:00 UTC |
- Amount To Be Raised
- $14,308,958
- Associated Brokers / Dealers
- Joral Schmalle, Concorde Investment Services LLC, Gregory P. Hunter, David B. Levinson, Michael Stieglitz, David C. Pitcher, Christina S. Nielson, Investacorp Inc., Mark J. Rychel, James D. Warring, Jason Freeman, Miki Hashimoto, Deborah S. Anderson, Brian D. Vosberg, Lincoln Financial Advisors Corporation, Martin J. Mulligan, Scott Sheehan, Dwight Kay, John S. Weiss, Jacob Tujian, and Christopher A. Pratt
- CIK Number
- 0001643081
- Filed Document
- 0000950138-15-000593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-25 00:00:00 UTC |
- Amount To Be Raised
- $18,724,346
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651489
- Filed Document
- 0001651489-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|