Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BHC PL Co-Invest LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001651279 Filed Document 0001015325-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Europe Special II L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,345,715 Associated Brokers / Dealers N/A CIK Number 0001652159 Filed Document 0001652159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Finlocker, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,260,213 Associated Brokers / Dealers N/A CIK Number 0001652335 Filed Document 0001652335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SFP MilPen 20, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,580,000 Associated Brokers / Dealers N/A CIK Number 0001650399 Filed Document 0001650399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GBB Preston 121 SGS, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652100 Filed Document 0001652100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tragara Pharmaceuticals, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $13,058,784 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001140361-15-034154 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LBM Acquisition, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652328 Filed Document 0001652328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roxbury KBA Fund ICAV See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652823 Filed Document 0001652823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Health Sciences, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,973,630 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spyglass-The Canopy 2, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $11,325,000 Associated Brokers / Dealers N/A CIK Number 0001651062 Filed Document 0000950138-15-000591 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hooky, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $4,710,428 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001560712 Filed Document 0001140361-15-033992 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stealth Software Holding BV See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001651876 Filed Document 0001651876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poseidon Holding, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $435,268,817 Associated Brokers / Dealers N/A CIK Number 0001652380 Filed Document 0001652380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAB REAL ESTATE OPPORTUNITY FUND V, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001647331 Filed Document 0001647331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
SILVER PEAK SYSTEMS INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,417,530 Associated Brokers / Dealers N/A CIK Number 0001301283 Filed Document 0001301283-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ascend Fitness, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596006 Filed Document 0001596006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Litespeed Partners, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325272 Filed Document 0000919574-15-006681 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Litespeed Offshore Fund, Ltd. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180924 Filed Document 0000919574-15-006679 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RELISH LABS LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652240 Filed Document 0001652240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,978,880 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001140361-15-034116 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Graycliff Capital Southeast Apartment Fund, LLC See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001577921 Filed Document 0001577921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BHC TC Co-Invest LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001651823 Filed Document 0001015325-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Sonata II LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001651690 Filed Document 0001651690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Epoch Properties Multi-Family Opportunity Fund IV, Ltd. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cobalt Capital, Inc., Kingsbury Capital, Inc., Proequities, Inc., VSR Financial Services, Allen C. Ewing & Co., Transam Securities, Inc., Newbridge Securities Corporation, Wilbanks Securities, Inc., DFPG Investments, Inc., Chauner Securities, Inc., Harbor Light Securities, LLC, Capital Guardian, LLC, Wall Street Strategies, Inc., and Sunbelt Securities, Inc. CIK Number 0001651797 Filed Document 0001651797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Associated Petroleum Inc See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers NA CIK Number 0001568870 Filed Document 0001568870-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Audentes Therapeutics, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628738 Filed Document 0001628738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockford Real Estate Fund III, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001652425 Filed Document 0001652425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Prep Store, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001651611 Filed Document 0001651611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCL Management, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers No one Received Compensation CIK Number 0001652299 Filed Document 0001652299-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MAC PARKVIEW ONE INVESTORS, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $8,895,000 Associated Brokers / Dealers N/A CIK Number 0001651947 Filed Document 0001651947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AgriVest Farmland Fund, Inc. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001368836 Filed Document 0001368836-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-006446 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Greenhouse Software, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $34,999,963 Associated Brokers / Dealers N/A CIK Number 0001550609 Filed Document 0001550609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PocketProtein, Inc. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $4,574,982 Associated Brokers / Dealers N/A CIK Number 0001559602 Filed Document 0001198912-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VN CAPITAL FUND I LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172086 Filed Document 0001172086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spredfast, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519482 Filed Document 0001519482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk & Style Premia Fund, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574336 Filed Document 0001402860-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jacobs Venture II, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,281,937 Associated Brokers / Dealers N/A CIK Number 0001652141 Filed Document 0001652141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Telecom Services, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001652134 Filed Document 0001652134-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Spin Hicks Street LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001653221 Filed Document 0001653221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Poly-Wood Mayfair, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001652118 Filed Document 0001015325-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Erie NY Limited Partnership See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001652142 Filed Document 0001652142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Summer Creek Station LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001652070 Filed Document 0001652070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SFP NewCam 20, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,230,000 Associated Brokers / Dealers N/A CIK Number 0001650401 Filed Document 0001650401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MeUndies, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $12,062,223 Associated Brokers / Dealers N/A CIK Number 0001539109 Filed Document 0001539109-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eva Medtec, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001648927 Filed Document 0001615594-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GOSHEN REAL ESTATE INVESTMENT INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers LUCIEN VIRGELIN CIK Number 0001650796 Filed Document 0001650796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Eli Nutrition, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652086 Filed Document 0001652086-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Spiral Toys Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001520108 Filed Document 0001511164-15-000451 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity