Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GAVEKAL GLOBAL ASSET ALLOCATION UCITS FUND See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652681 Filed Document 0001405086-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon BH Funding, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001652764 Filed Document 0001652764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DOTS DEVICES, INC. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,512,000 Associated Brokers / Dealers N/A CIK Number 0001652512 Filed Document 0001140361-15-034644 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SeaView Income Partners, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652137 Filed Document 0001652137-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Americas Silver Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,278,645 Associated Brokers / Dealers N/A CIK Number 0001286973 Filed Document 0001062993-15-004972 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Share2Give, Inc. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623699 Filed Document 0001623699-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CLUTTER INC. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,341,748 Associated Brokers / Dealers N/A CIK Number 0001640279 Filed Document 0001640279-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Research Alpha Fund, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651294 Filed Document 0001144204-15-054358 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERNORTH MUNICIPAL PARTNERS, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500640 Filed Document 0001500640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Codefied Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,217,264 Associated Brokers / Dealers N/A CIK Number 0001583975 Filed Document 0001583975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REACH Health, Inc. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001500088 Filed Document 0001500088-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cathay Capital North American-Sino Fund (A), LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652487 Filed Document 0001652487-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Crescent Park FOF Partners, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618219 Filed Document 0000935836-15-000475 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granular, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $21,058,523 Associated Brokers / Dealers N/A CIK Number 0001482838 Filed Document 0001243233-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #52 See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651781 Filed Document 0001651781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eco Oro Minerals Corp. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,954,990 Associated Brokers / Dealers N/A CIK Number 0001408679 Filed Document 0001140361-15-034707 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund I Feeder, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001638924 Filed Document 0001638924-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CXI Properties, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001652366 Filed Document 0001652366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Artivest Private Equity Venture Capital Program, LP - Artivest KKR Europe IV Access Fund See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652171 Filed Document 0001652171-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Online, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001628983 Filed Document 0001628983-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ADESTO TECHNOLOGIES Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001395848 Filed Document 0001168404-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IPM Systematic Macro Fund See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001644332 Filed Document 0001315863-15-000757 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroupZoom Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SunCap IV-Penn Dutch LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,560,000 Associated Brokers / Dealers N/A CIK Number 0001652377 Filed Document 0001652377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Fund I LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001651190 Filed Document 0001651190-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sol Boards, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Health Hero Florida Fund, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001650693 Filed Document 0001415889-15-003058 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Research Alpha Fund, Ltd. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651295 Filed Document 0001144204-15-054357 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWN Group Holdings, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $31,066,239 Associated Brokers / Dealers N/A CIK Number 0001651986 Filed Document 0001651986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SpineThera, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $400,025 Associated Brokers / Dealers N/A CIK Number 0001608110 Filed Document 0001637765-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Orion Capital, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652473 Filed Document 0001652473-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KiwiTech LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Stout Causey Capital Corporation CIK Number 0001526155 Filed Document 0001526155-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
DYNAMIC FOOD INGREDIENTS Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001455683 Filed Document 0001362118-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Norwich Partners Fund XIII LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001652270 Filed Document 0001652270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Jefferson Fund, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-15-000670 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AngelList-Goor-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001652649 Filed Document 0001652649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuWave Large Cap Active Alpha L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619335 Filed Document 0001619335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Snowball Offshore Fund, Ltd. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473406 Filed Document 0001473405-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Alpha UX, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,462,519 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AquaNovus, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001652770 Filed Document 0001652770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-HOI-31-Fund, a series of AngelList-500-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $128,835 Associated Brokers / Dealers N/A CIK Number 0001652650 Filed Document 0001652650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR GREENBRIDGE IV LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001652745 Filed Document 0001652745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Nine Energy Service, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $999,922 Associated Brokers / Dealers N/A CIK Number 0001532286 Filed Document 0001532286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WMD Capital Partners Fund II, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481176 Filed Document 0001481176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rokapital Partners, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Philip Wright CIK Number 0001587161 Filed Document 0001587161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thuzio, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001554477 Filed Document 0001554477-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS Private Loan Opportunities, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652803 Filed Document 0001652803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSRA Columbus OH Fitness, DST See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $18,777,000 Associated Brokers / Dealers N/A CIK Number 0001652715 Filed Document 0001652715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
DSTM HOLDINGS, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652718 Filed Document 0001652718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saurus, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,999,994 Associated Brokers / Dealers N/A CIK Number 0001650610 Filed Document 0001650610-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity