Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avenue Gabriel Fund, L.P. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001653302 Filed Document 0000950142-15-002115 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Early Harvest Offshore Fund, Ltd. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648267 Filed Document 0001648267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurance Capital Fund, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526892 Filed Document 0001526892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Risk Premia Enhanced Fund, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652638 Filed Document 0000919574-15-006886 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MEPT Edgemoor LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amy Price CIK Number 0001503872 Filed Document 0001503872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PARKERGALE CAPITAL, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001651661 Filed Document 0001651661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THERANOSTICS HEALTH, INC. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Equity Cayman Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619273 Filed Document 0001619273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKPIER MARKET NEUTRAL FUND, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615916 Filed Document 0001615916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAE FUND Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514309 Filed Document 0000919574-15-006879 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ARI 1740 Fund, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652466 Filed Document 0001652466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Performance Direct Investments III, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001619405 Filed Document 0001144204-15-055427 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LAE P Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558468 Filed Document 0000919574-15-006881 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Chain, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $30,000,003 Associated Brokers / Dealers N/A CIK Number 0001572725 Filed Document 0001572725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Club Dazzle LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $847,350 Associated Brokers / Dealers N/A CIK Number 0001652428 Filed Document 0001652428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $4,373,175 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arosa Capital Management Opportunistic Fund LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-15-003635 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth Fund-MM, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,509,339 Associated Brokers / Dealers N/A CIK Number 0001652924 Filed Document 0001652924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantica Capital, AG Class A See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643842 Filed Document 0001643842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PEDEVCO CORP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $648,467 Associated Brokers / Dealers N/A CIK Number 0001141197 Filed Document 0001141197-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Labs, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,000,048 Associated Brokers / Dealers N/A CIK Number 0001652763 Filed Document 0001652763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC SV IV LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001653030 Filed Document 0001653030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EE Jordan Run, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $183,908 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001607435 Filed Document 0001607435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advantech Capital L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650757 Filed Document 0001650757-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PC Azul Holdings, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $807,321 Associated Brokers / Dealers N/A CIK Number 0001652976 Filed Document 0001652976-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CBT Financial Corp. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001652275 Filed Document 0001140361-15-035130 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FundersClub HGE LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $441,826 Associated Brokers / Dealers N/A CIK Number 0001652403 Filed Document 0001652403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirque on Broadway, L.L.C. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $25,200,000 Associated Brokers / Dealers N/A CIK Number 0001652040 Filed Document 0001652040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GOODRICH PETROLEUM CORP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0000943861 Filed Document 0001209191-15-070502 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EE Frisco Investors, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $11,922,228 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001612043 Filed Document 0001612043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THERANOSTICS HEALTH, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
WINONA PVD COATINGS LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001458281 Filed Document 0001458281-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
T24 Income Fund, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652965 Filed Document 0001652965-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHOICESTREAM INC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers N/A CIK Number 0001313668 Filed Document 0001313668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIAS Intelligence, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001653058 Filed Document 0001653058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
USC, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001464941 Filed Document 0001464941-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Artisan: Dynamic Equity (Global Equity) Offshore L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557554 Filed Document 0001650328-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightshed Healthcare Technologies LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652975 Filed Document 0001652975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VelociData, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,372,607 Associated Brokers / Dealers N/A CIK Number 0001541143 Filed Document 0001014108-15-000252 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
GOTHAM CAYMAN FUND Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619271 Filed Document 0001619271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koobe, Inc. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624796 Filed Document 0001624796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Manufacturing & Engineering, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001653075 Filed Document 0001653075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ARCHE CAPITAL, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619784 Filed Document 0001405086-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
APEG Palo Pinto, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,095,000 Associated Brokers / Dealers N/A CIK Number 0001653032 Filed Document 0001653032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orexigen Therapeutics, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001382911 Filed Document 0001382911-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ANSWERDASH, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001593798 Filed Document 0001593798-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Falcon CI I, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651055 Filed Document 0000902664-15-003621 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantica Capital, AG Class B See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643841 Filed Document 0001643842-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund