Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global View Film Fund See All Filings	D	2015-09-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001532641 Filed Document 0001532641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Marathon Credit Opportunity Fund, LP See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467125 Filed Document 0001467125-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valo Group Fund, L.P. See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470538 Filed Document 0001470538-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIDANI CAPITAL PARTNERS INC See All Filings	D	2015-09-21 00:00:00 UTC
Amount To Be Raised $871,578 Associated Brokers / Dealers N/A CIK Number 0001653441 Filed Document 0001653441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AYTU BIOSCIENCE, INC See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001385818 Filed Document 0001209191-15-071755 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Non-US Equity Managers: Portfolio 5 LLC See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001419008 Filed Document 0001650328-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tidewater Inn, LLC See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers None CIK Number 0001473658 Filed Document 0001473658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ilex Partners (Asia) Feeder, LP See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586994 Filed Document 0001140361-15-035606 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VONTOBEL: NON-US EQUITY LLC See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001413072 Filed Document 0001650328-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISIONGATE INC See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001339362 Filed Document 0001339362-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558922 Filed Document 0001558922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oppleo Security, Inc. See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612925 Filed Document 0001445866-15-001093 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
YuppTV, Inc. See All Filings	D	2015-09-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001601381 Filed Document 0001601381-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lateef: Dynamic Equity Offshore LP See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001415768 Filed Document 0001650328-15-000041 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Park Partners, L.P. See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609444 Filed Document 0000935836-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Occasional Publishing, Inc. See All Filings	D	2015-09-20 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001652503 Filed Document 0001652503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sun Clinical Laboratory, LLC - Series 10 See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001652664 Filed Document 0001652664-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Pinnacle Investment Corp. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $8,441,545 Associated Brokers / Dealers n/a CIK Number 0001520682 Filed Document 0001652813-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Diagonal DST See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers Corbin S. Thomas, Robert L. Boggess, and Preston P. Mokris CIK Number 0001649712 Filed Document 0001649712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530984 Filed Document 0001507943-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UV Partners, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001553173 Filed Document 0001553173-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nant Health, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001566469 Filed Document 0001566469-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vernonville Asset Management MF Partners I, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652609 Filed Document 0001652609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KKR Global Special Situations II Trust See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001653148 Filed Document 0001653148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baikal 2015 Series I-A, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001651711 Filed Document 0001015325-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis Non-Life Fund See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586567 Filed Document 0000902664-15-003697 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Striking, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $4,899,955 Associated Brokers / Dealers N/A CIK Number 0001653522 Filed Document 0001653522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Room Choice, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NantOmics, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $906,617 Associated Brokers / Dealers N/A CIK Number 0001631644 Filed Document 0001631644-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Trend Following Onshore Feeder Fund LLC See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001632399 Filed Document 0001632399-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Structured Credit Harvest Fund, Ltd See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555443 Filed Document 0001555443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Mosaic, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470219 Filed Document 0001507943-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROOY, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624081 Filed Document 0001624081-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Richland State Professional Building, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001653250 Filed Document 0001653250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448477 Filed Document 0000919574-15-006948 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Mill Green Opportunity Fund II, LLC See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers Stillpoint Capital, LLC, Pariter Securities, LLC, and Sunbelt Securities, Inc. CIK Number 0001644911 Filed Document 0000897069-15-000466 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Special Situations II Cayman Access LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001653146 Filed Document 0001653146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ivWatch LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234246 Filed Document 0000919574-15-006967 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Income Fund, L.P. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001653489 Filed Document 0001653489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIRNAD II FUND LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620754 Filed Document 0001405086-15-000248 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Intrexon Enterprise Fund I, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001653049 Filed Document 0001653049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heart Test Laboratories, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Andre John Peschong and David C. Lopez CIK Number 0001468492 Filed Document 0001468492-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vanner Noteholders, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001653005 Filed Document 0001653005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Meridian, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001653471 Filed Document 0001653471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kyruus, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $36,997,236 Associated Brokers / Dealers N/A CIK Number 0001522805 Filed Document 0001522805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
APPIAN INVESTMENTS I, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653701 Filed Document 0001653701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tayan Partners, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459311 Filed Document 0001095449-15-000135 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACTIVECARE, INC. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001429896 Filed Document 0001096906-15-001006 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt