Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
One Red Locker, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $150,480 Associated Brokers / Dealers N/A CIK Number 0001638077 Filed Document 0001638077-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OM Arbea Fund Ltd See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590577 Filed Document 0000943663-15-000222 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Global Financials Fund Ltd. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656484 Filed Document 0001315863-15-000845 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esulep LLC Permo Fund See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC, Kiley Partners, Inc., CCM Opportunistic Advisors, LLC, Silver Leaf Partners LLC, and Sliced Investing, Inc. CIK Number 0001598170 Filed Document 0001598170-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caremob, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001656688 Filed Document 0001656688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Niki Equitas, LP See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $3,552,750 Associated Brokers / Dealers N/A CIK Number 0001656850 Filed Document 0001656861-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Authenticated Digital, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654751 Filed Document 0001654751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PELHAM S2K SBIC, LP See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001656715 Filed Document 0001656715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RTN-12-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $53,500 Associated Brokers / Dealers N/A CIK Number 0001656820 Filed Document 0001656820-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Area360, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $3,528,263 Associated Brokers / Dealers N/A CIK Number 0001653749 Filed Document 0000905718-15-000859 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
A-BGP-37-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $168,025 Associated Brokers / Dealers N/A CIK Number 0001656793 Filed Document 0001656793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Yum-PR1-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $102,711 Associated Brokers / Dealers N/A CIK Number 0001656812 Filed Document 0001656812-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AAV-02-Fund, a series of AngelList-ArEs-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001656821 Filed Document 0001656821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCNEILL-DESTIN, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,328,000 Associated Brokers / Dealers N/A CIK Number 0001657151 Filed Document 0001140361-15-039031 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KOOLi Inc. See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,270,000 Associated Brokers / Dealers N/A CIK Number 0001651147 Filed Document 0001651147-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Climb Credit, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,222 Associated Brokers / Dealers N/A CIK Number 0001656838 Filed Document 0001656838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Geshem Equities, LP See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591536 Filed Document 0001591536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Stanhope Capital Real Estate Access Vehicle, SCS See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656767 Filed Document 0000945621-15-000298 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SaviBank See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001656902 Filed Document 0001656902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 165, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001656315 Filed Document 0001656315-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Ravinia Sponsor, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001656342 Filed Document 0001656342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Corre Opportunities Fund, LP See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001468086 Filed Document 0000919574-15-007515 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KNOWLEDGE HOLDINGS INC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001430394 Filed Document 0001430394-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FLAT WORLD KNOWLEDGE INC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001457550 Filed Document 0001457550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
THIRD AVENUE PROPERTY INVESTORS, L.L.C. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001656709 Filed Document 0001656709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CF SPECIAL SITUATION FUND I, LP See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates and Raymond James Financial Services CIK Number 0001380480 Filed Document 0001315863-15-000846 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Venture Partners XI, L.P. See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised $281,275,000 Associated Brokers / Dealers Olaf Neubert CIK Number 0001619539 Filed Document 0001619539-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Medallion International Ltd. See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561000 Filed Document 0001561000-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MDK Westminster, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656950 Filed Document 0001656950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PECO Real Estate Partners Net Lease Income REIT, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001648780 Filed Document 0001648780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cross II L.P. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $165,141,600 Associated Brokers / Dealers FirstPoint Equity Partnership LLP CIK Number 0001656824 Filed Document 0001144204-15-061232 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Bancorp, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ambassador Financial Group, Inc. CIK Number 0001609065 Filed Document 0001140361-15-038760 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
North Tide Capital Offshore, Ltd. See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532495 Filed Document 0001140361-15-038772 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 125, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001656977 Filed Document 0001656977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Blackbody Partners, LP See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651332 Filed Document 0001651332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
20/20 Capital Management, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001656866 Filed Document 0001140361-15-038777 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Iska J-Dek LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001656909 Filed Document 0001656909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A-SON-16-Fund, a series of AngelList-KB-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001656822 Filed Document 0001656822-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CZR-16-Fund, a series of AngelList-Saas-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $167,500 Associated Brokers / Dealers N/A CIK Number 0001656810 Filed Document 0001656810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Victoria Mining Company, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001402062 Filed Document 0001085037-15-000195 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $151,046 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001062993-15-005640 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ICloak Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643707 Filed Document 0001643707-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Family Thats Who Inc See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001656898 Filed Document 0001656898-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Costanoa Venture Capital QZ, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001656830 Filed Document 0001656830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WKM-19-Fund, a series of AngelList-Saas-Funds, LLC See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001656813 Filed Document 0001656813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alfalfa's Market, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001503837 Filed Document 0001503837-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $680,884 Associated Brokers / Dealers N/A CIK Number 0001378590 Filed Document 0001652565-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Akanda, Inc. See All Filings	D	2015-10-28 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001638905 Filed Document 0001638905-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Optech4D, Inc. See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers MNA Advisor, L.L.C. CIK Number 0001653078 Filed Document 0001653078-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OCA Ventures III, L.P. See All Filings	D/A	2015-10-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001621356 Filed Document 0001621356-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund