Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bring Back the Street, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001655184 Filed Document 0001655184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aboveground Holdings, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657448 Filed Document 0001657448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
T3 Select Fund, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570821 Filed Document 0001570821-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund II Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480774 Filed Document 0001480774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Coria RV Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners Capital Solutions Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623962 Filed Document 0001623962-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WARREN RESOURCES INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $53,028,666 Associated Brokers / Dealers Jeffries LLC CIK Number 0000892986 Filed Document 0001104659-15-076050 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoRion LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629679 Filed Document 0001629679-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge PWM Partners Fund, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thresher Partners, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-15-007634 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
balmoREAL REIT L/S Onshore, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625132 Filed Document 0001625132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECT MARKET OPPORTUNITY FUND See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656761 Filed Document 0001656761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Ventures XII, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001656496 Filed Document 0001656496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQOOP, INC. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Next Games Oy See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $5,640,000 Associated Brokers / Dealers N/A CIK Number 0001597535 Filed Document 0001597535-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FINLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Genius Brands International, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,330,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001355848 Filed Document 0001019687-15-003926 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accion Frontier Inclusion Fund, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657690 Filed Document 0001657690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GENERATIONS AT AHWATUKEE INVESTMENT LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $13,205,391 Associated Brokers / Dealers N/A CIK Number 0001657761 Filed Document 0001657761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Elan Fund LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001623777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HerdX, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001522041 Filed Document 0001522041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
True Arrow China Investments, Ltd. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC CIK Number 0001657483 Filed Document 0000919574-15-007640 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Glenhaven Global II LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563268 Filed Document 0001563268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTT Communications, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $11,249,033 Associated Brokers / Dealers N/A CIK Number 0001315255 Filed Document 0001104659-15-076667 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Silk Labs, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,527,300 Associated Brokers / Dealers N/A CIK Number 0001657047 Filed Document 0001657047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspiration Growth Opportunities II, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001657939 Filed Document 0001657939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regan Credit Opportunities Fund, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Sadowski and Mike Noel CIK Number 0001654234 Filed Document 0001654234-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surefire Medical, Inc. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $15,047,357 Associated Brokers / Dealers N/A CIK Number 0001518906 Filed Document 0001518906-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Metamorphic Ventures FD, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $9,985,000 Associated Brokers / Dealers N/A CIK Number 0001657736 Filed Document 0001657736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purvi Ventures I, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656930 Filed Document 0001656930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $275,875 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-15-000252 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Renal Management II LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $602,916 Associated Brokers / Dealers N/A CIK Number 0001657576 Filed Document 0001657576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Casetabs, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657760 Filed Document 0001657760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontline Desert Shadows, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,414,980 Associated Brokers / Dealers N/A CIK Number 0001657347 Filed Document 0001657347-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HGI KF10 Select, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $26,301,000 Associated Brokers / Dealers N/A CIK Number 0001657280 Filed Document 0001657280-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Edesia Alpha 2X Fund LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502027 Filed Document 0000902664-15-004165 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewell Mortgage Fund LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001657976 Filed Document 0001214659-15-007646 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CSRA MOB TX IV, DST See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $7,070,000 Associated Brokers / Dealers N/A CIK Number 0001657743 Filed Document 0001657743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Two Bit Circus, Inc. See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $6,676,855 Associated Brokers / Dealers N/A CIK Number 0001657485 Filed Document 0001657485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TSL Investors IV, LLC See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $6,035,000 Associated Brokers / Dealers N/A CIK Number 0001657431 Filed Document 0001657431-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Surgery Center of Independence, L.P. See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $236,192 Associated Brokers / Dealers None CIK Number 0001656653 Filed Document 0001656653-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PRONG, INC. See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001544578 Filed Document 0001544578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWAPONZ, INC. See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Deepwater Desal Investments, LLC See All Filings	D/A	2015-11-04 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001650245 Filed Document 0001288230-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mail My Meds, LLC See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $107,800 Associated Brokers / Dealers N/A CIK Number 0001657848 Filed Document 0001657848-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iPosi, Inc. See All Filings	D/A	2015-11-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rootstock Partners LLC See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657587 Filed Document 0001657587-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rentberry Inc. See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001657493 Filed Document 0001657493-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Waveland Resource Partners III, LP See All Filings	D	2015-11-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity