Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-15-082448 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
HOUND PARTNERS CONCENTRATED FUND, LTD. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596995 Filed Document 0000919574-15-008402 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vici Partners, L.P., The See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544173 Filed Document 0001095449-15-000155 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Strategies DBT See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001451351 Filed Document 0000902664-15-004380 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
WSO Holdings, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001545328 Filed Document 0001659355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nerd Kingdom Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001557833 Filed Document 0001557833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OPEN ENGLISH HOLDINGS INC. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405367 Filed Document 0001405367-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Breakout Commerce, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001605636 Filed Document 0001605636-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pouschine Cook Investors, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659372 Filed Document 0000902664-15-004385 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, William H. Koptis, Joseph R. Crea, Milton H. Cohn Jr., and Shirley Ann Huang McMillan CIK Number 0001080429 Filed Document 0001209191-15-082443 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DZZOM Delaware Corp. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001658821 Filed Document 0000897069-15-000530 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Aperture Venture Partners IV, L.P. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659119 Filed Document 0001659119-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CQF-33-Fund, a series of AngelList-NeEs-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001659303 Filed Document 0001659303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENVIEW CAPITAL PARTNERS L P See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138979 Filed Document 0001138979-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kean Wind Turbines, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Kean Wind Turbines, Inc. CIK Number 0001563517 Filed Document 0001563517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
A&M Capital Opportunities Fund, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001659127 Filed Document 0001659127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Temnein Ventures I, L.P. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645703 Filed Document 0001315863-15-000952 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENEFIT STREET PARTNERS RE FR K-31 L.P. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586162 Filed Document 0001586162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-15-068153 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZEPHYR MINERALS LTD. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $67,400 Associated Brokers / Dealers N/A CIK Number 0001613979 Filed Document 0001613979-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
iSwapp, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001639979 Filed Document 0001639979-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONVOX, INC. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,300,805 Associated Brokers / Dealers N/A CIK Number 0001659135 Filed Document 0001659135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
A-WCY-12-Fund, a series of AX-DS-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $326,500 Associated Brokers / Dealers N/A CIK Number 0001658737 Filed Document 0001658737-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Dollar Senior Loan Offshore Fund, Ltd. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592923 Filed Document 0001592923-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wise Bull Fund, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658253 Filed Document 0001629312-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEACT CAPITAL INTERNATIONAL I L.P. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390598 Filed Document 0000950142-15-002516 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers Robert L. Scharff, Jr., Micharl Corry, Gwen Middeke, and Keith Krieg CIK Number 0001135856 Filed Document 0001135856-15-000305 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. and Michael Benson CIK Number 0001080429 Filed Document 0001209191-15-082451 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LGI Predictive Analytics LLC See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592416 Filed Document 0001592416-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$1 - $5,000,000 Type of Security Equity
First Texas BHC Inc See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001399443 Filed Document 0001399443-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Merger Arbitrage Offshore Fund, Ltd. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659322 Filed Document 0001659322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
KPQ DORAL FUND LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001659374 Filed Document 0001659374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CoastEdge Oaktree, LLC See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636367 Filed Document 0001636367-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
inKind, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001659526 Filed Document 0001659526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
HOUND PARTNERS LONG FUND, LTD. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597243 Filed Document 0000919574-15-008406 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BlackBear Fund, LP See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631286 Filed Document 0001140361-15-043222 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rachio, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $7,120,925 Associated Brokers / Dealers N/A CIK Number 0001592541 Filed Document 0001592541-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Varde Europe Fund, L.P. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001626544 Filed Document 0000950142-15-002504 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Waste Power Systems, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001545267 Filed Document 0001545267-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
POINT DIGITAL FINANCE CA1 FUND, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659110 Filed Document 0001659110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
filter14, fund 1, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001659269 Filed Document 0001659269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind and Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-15-082449 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
S&R Real Estate Fund III, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001658033 Filed Document 0001658033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
552 GATES LENDER, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658409 Filed Document 0000919574-15-008398 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CVSL INC. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001403085 Filed Document 0001144204-15-068102 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, Michael Corrigan, Daniel Wagner, and Shirley Ann Huang McMillan CIK Number 0001080429 Filed Document 0001209191-15-082444 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Arciterra Strategic Retail-Plainfield Village IN, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $3,025,000 Associated Brokers / Dealers Mark S. VanMourick CIK Number 0001659445 Filed Document 0001659445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
A-OJY-16-Fund, a series of AX-AR-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $132,999 Associated Brokers / Dealers N/A CIK Number 0001655611 Filed Document 0001655611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis Opportunities Offshore Fund, L.P. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659132 Filed Document 0000935836-15-000590 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVEDRO INC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001343304 Filed Document 0001343304-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity