Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BlueMountain Equity Alternatives Fund Ltd. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL INVESTMENTS, LLC CIK Number 0001547895 Filed Document 0000905718-15-000949 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Mountain Credit Alternatives Fund Ltd. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL INVESTMENTS, LLC, J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., and Teneo Partners Japan Limited CIK Number 0001547971 Filed Document 0000905718-15-000937 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duetto Research, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $30,076,604 Associated Brokers / Dealers N/A CIK Number 0001565601 Filed Document 0000905718-15-000956 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cordoba Minerals Corp. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $24,440 Associated Brokers / Dealers N/A CIK Number 0001545634 Filed Document 0001545634-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Pocket Teller, Inc. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $5,320,000 Associated Brokers / Dealers N/A CIK Number 0001616313 Filed Document 0001616313-16-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Green Vault Partners, LLC See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001657641 Filed Document 0001657641-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TPG Growth III (C), L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001659391 Filed Document 0001659391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Roy G. Niederhoffer Optimal Alpha Fund (Onshore) L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467720 Filed Document 0001315863-15-000953 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hive Travel, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001659770 Filed Document 0001659770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
LANSDOWNE DEVELOPED MARKETS FUND LTD. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372153 Filed Document 0000919574-15-008444 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Voya Mortgage Investment Fund See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554677 Filed Document 0001554677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Bison I, a Series Trust See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001591922 Filed Document 0001591922-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steve Knuttila CIK Number 0001619764 Filed Document 0001619764-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TIGO ENERGY INC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,470,873 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sonmundo, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001527602 Filed Document 0001527602-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Kerogen Zennor Co-investment Fund II, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001659805 Filed Document 0001659806-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
S&W Seed Co See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $4,899,996 Associated Brokers / Dealers N/A CIK Number 0001477246 Filed Document 0001249155-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Playlist Fitness Holdings, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001659630 Filed Document 0001659630-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OceanIQ Partners/Paxata Series, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645723 Filed Document 0001645723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Newburgh Retirement, L.L.C. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers None CIK Number 0001659577 Filed Document 0001659577-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
National Income Properties DST VI See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $6,844,000 Associated Brokers / Dealers Provasi Capial Partners LP CIK Number 0001659227 Filed Document 0001659227-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Human, Inc See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657200 Filed Document 0000927087-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MIDLAND BANCSHARES INC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001098921 Filed Document 0001098921-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lavis Properties Investors, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001659560 Filed Document 0001659560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlotte Student Housing DST See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $29,345,975 Associated Brokers / Dealers Jeffrey L. Tiona and Steven J. Yazbeck CIK Number 0001657795 Filed Document 0000950138-15-000710 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vital Plan, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659578 Filed Document 0001659578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Green Earth Fund One, LP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659325 Filed Document 0001659136-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arts & Analytics, Inc. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001592988 Filed Document 0001592988-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Extra Space Storage LP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $7,220,600 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BlueMountain CAIS CA Ltd. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001598413 Filed Document 0000905718-15-000943 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ash Resources Group LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,673,128 Associated Brokers / Dealers N/A CIK Number 0001658861 Filed Document 0001658861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Clearvest Partners LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659437 Filed Document 0001659437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citiesense LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001659586 Filed Document 0001659586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
USC, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001464941 Filed Document 0001464941-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND LTD See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569654 Filed Document 0000919574-15-008448 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Solutions, Inc. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001491525 Filed Document 0001065949-15-000288 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
White Bison I, a Series Trust See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001591922 Filed Document 0001591922-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,959,824 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000309 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND, L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555901 Filed Document 0000919574-15-008450 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Maveron 15-1, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $7,295,000 Associated Brokers / Dealers N/A CIK Number 0001659357 Filed Document 0001659357-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UPTAKE MEDICAL CORP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001316760 Filed Document 0001316760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GEM REALTY EVERGREEN FUND, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659111 Filed Document 0001621663-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INTERCLOUD SYSTEMS, INC. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001128725 Filed Document 0001213900-15-009174 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FFCM LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $9,803,922 Associated Brokers / Dealers N/A CIK Number 0001479598 Filed Document 0000897069-15-000532 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ThreatQuotient, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $10,250,739 Associated Brokers / Dealers N/A CIK Number 0001633381 Filed Document 0001633381-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Xcede Technologies, Inc. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589501 Filed Document 0001615594-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Riverchase Funding, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001659541 Filed Document 0001659541-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
R. G. NIEDERHOFFER GLOBAL FUND, L.P. I See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077571 Filed Document 0001315863-15-000954 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbor Group International Real Estate Securities Fund, L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584136 Filed Document 0001012975-15-000810 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NADG REAL ESTATE OPPORTUNITY FUND (U.S.) L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001659561 Filed Document 0001659561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity