Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PetroWolf Resources, LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001603421 Filed Document 0001603421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Palm Beach Capital Fund IV, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001660491 Filed Document 0001660491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cruise Automation, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653160 Filed Document 0001653160-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Palisades Medical Properties, LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001659595 Filed Document 0001659595-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
POLLY PORTFOLIO, INC. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $2,052,500 Associated Brokers / Dealers N/A CIK Number 0001627618 Filed Document 0001627618-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
everyStory, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001643217 Filed Document 0001643217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mission Viejo Physician Partners I, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $4,880,000 Associated Brokers / Dealers N/A CIK Number 0001659821 Filed Document 0001658922-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Breg Distributor Investors, LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001655842 Filed Document 0001655842-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wolverine Technologies Corp. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001424404 Filed Document 0001424404-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aperimus Socorro, LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535302 Filed Document 0001144204-15-068873 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCG Portage, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001660018 Filed Document 0001660018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Renewable Power Fund II (B), L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659800 Filed Document 0001659796-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCC Villages at Pecan Grove LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers N/A CIK Number 0001659780 Filed Document 0001659780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
uSens, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001584428 Filed Document 0001584428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
India Discovery Fund Ltd. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626565 Filed Document 0001626565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jim Rasberry CIK Number 0001619764 Filed Document 0001619764-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VAPOTHERM INC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001253176 Filed Document 0001253176-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Garland SGI LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001658962 Filed Document 0001658962-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myrtle West Resort Holdings, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $9,735,390 Associated Brokers / Dealers N/A CIK Number 0001659508 Filed Document 0001659508-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL143 See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001617360 Filed Document 0001617360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilogy Cayman Feeder Ltd See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619442 Filed Document 0000945621-15-000313 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 1 Onshore, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657319 Filed Document 0000902664-15-004516 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tactical Command Apps, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001658578 Filed Document 0001658578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MeshNet, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001658598 Filed Document 0001658598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TPH MLP Fund, LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571217 Filed Document 0000902664-15-004415 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PhageTech, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001659912 Filed Document 0001659912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Disruptive Innovation Fund, L.P. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620257 Filed Document 0001620257-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackbird Broadway Ltd Liability Co See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001657764 Filed Document 0001657764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
MA ENDOWMENT PARTNERS, LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515408 Filed Document 0001515408-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icon Bioscience, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $9,821,504 Associated Brokers / Dealers N/A CIK Number 0001401912 Filed Document 0001437749-15-021722 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Velicept Therapeutics, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $21,050,003 Associated Brokers / Dealers MTS Securities, LLC and William Blair & Company CIK Number 0001659819 Filed Document 0001659819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Renewable Power Fund II (A), L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659796 Filed Document 0001659796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fractal Industries, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fractal Industries, Inc CIK Number 0001649674 Filed Document 0001649674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Zettie Miller's Haven, LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $16,178,000 Associated Brokers / Dealers N/A CIK Number 0001665520 Filed Document 0001665520-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Zebra Biologics, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,000,060 Associated Brokers / Dealers N/A CIK Number 0001588698 Filed Document 0001588698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Davenforth LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625512 Filed Document 0001625512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
uSens, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,220,000 Associated Brokers / Dealers N/A CIK Number 0001584428 Filed Document 0001584428-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tamarack Aerospace Group, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $978,000 Associated Brokers / Dealers Monarch Bay Securities LLC CIK Number 0001507045 Filed Document 0001507045-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Union Grove Partners Venture Access Fund II-B, LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001659469 Filed Document 0000898432-15-001404 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilogy Master Fund Ltd See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619443 Filed Document 0000945621-15-000312 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE RIDGE BANKSHARES, INC. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0000842717 Filed Document 0000842717-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
GSV Ventures I LLC, Series I-6 See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001659484 Filed Document 0001659484-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longwood Preserve Investors, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001659486 Filed Document 0001659486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EKA SOLUTIONS, INC. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648590 Filed Document 0000892712-15-001107 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Fund, LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562852 Filed Document 0000902664-15-004414 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jewel Fund, L, P, See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Fin Capital LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659521 Filed Document 0000935836-15-000592 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moroni, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660137 Filed Document 0001660137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-KV Seed C Access Fund, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659691 Filed Document 0000897069-15-000538 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AutoTech Fund I, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001658108 Filed Document 0001658108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund