Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AVSF - Vector 2026, LLC See All Filings	D	2026-10-02 16:27:38 UTC
Amount To Be Raised $848,250 Associated Brokers / Dealers None CIK Number 0002153858 Filed Document 0002153858-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:27:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VPC Partners XX LLC See All Filings	D/A	2026-10-02 16:27:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002006220 Filed Document 0002006220-26-000006 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:27:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Z 1 LLC See All Filings	D/A	2026-10-02 16:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002144256 Filed Document 0002144256-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:26:22 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
LISATA THERAPEUTICS, INC. See All Filings	D	2026-10-02 16:23:49 UTC
Amount To Be Raised $351,903,103 Associated Brokers / Dealers H.C.WAINWRIGHT & CO., LLC, LEERINK PARTNERS LLC, and LIFESCI CAPITAL CIK Number 0000320017 Filed Document 0000320017-26-000039 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:23:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ribera AI, Inc. See All Filings	D/A	2026-10-02 16:20:24 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0002085628 Filed Document 0002085628-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:20:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Etra Health, Inc. See All Filings	D	2026-10-02 16:17:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002098194 Filed Document 0002098194-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:17:17 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Siftwell Analytics, Inc. See All Filings	D	2026-10-02 16:14:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001926185 Filed Document 0001926185-26-000004 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:14:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVSF - Beacon Biosignals 2026, LLC See All Filings	D	2026-10-02 16:14:03 UTC
Amount To Be Raised $541,000 Associated Brokers / Dealers None CIK Number 0002141770 Filed Document 0002141770-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:14:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Niobium Microsystems, Inc. See All Filings	D	2026-10-02 16:12:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002005917 Filed Document 0002005917-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:12:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Oak Capital Distressed & Special Situations Fund LP See All Filings	D/A	2026-10-02 16:10:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783392 Filed Document 0001783392-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:10:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GHPC SBIC Fund I, LP See All Filings	D	2026-10-02 16:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002154058 Filed Document 0002154058-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:10:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSCALE INC See All Filings	D	2026-10-02 16:04:24 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0002157925 Filed Document 0002157925-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Third Space Partners Fund I-A, LP See All Filings	D	2026-10-02 16:02:41 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0002132795 Filed Document 0000905148-26-004331 Exclusions or Exemptions 506b Accepted Date 2026-10-02 16:02:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augment Collective, LLC See All Filings	D	2026-10-02 15:52:05 UTC
Amount To Be Raised $778,173 Associated Brokers / Dealers Augment Capital, LLC CIK Number 0002023866 Filed Document 0002023866-26-000060 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:52:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G2 New Issue Fund QP LP See All Filings	D/A	2026-10-02 15:47:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001887094 Filed Document 0000919574-26-006642 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:47:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital Infrastructure Investments Access Fund, Ltd. See All Filings	D/A	2026-10-02 15:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RBC Capital Markets, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001995981 Filed Document 0001995981-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G2 Long Only Fund Offshore Ltd. See All Filings	D/A	2026-10-02 15:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790998 Filed Document 0000919574-26-006641 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
G2 Long Only Fund QP LP See All Filings	D/A	2026-10-02 15:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790364 Filed Document 0000919574-26-006640 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vantage Health, Inc. See All Filings	D	2026-10-02 15:43:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002157570 Filed Document 0002157570-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:43:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Fund FG-IDK, a series of Forge Investments LLC See All Filings	D	2026-10-02 15:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORGE SECURITIES LLC CIK Number 0002109675 Filed Document 0002109675-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:41:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVSF - Synchron 2026, LLC See All Filings	D	2026-10-02 15:38:08 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers None CIK Number 0002151323 Filed Document 0002151323-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:38:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gaingels Listo LLC See All Filings	D	2026-10-02 15:37:56 UTC
Amount To Be Raised $60,067 Associated Brokers / Dealers N/A CIK Number 0002141404 Filed Document 0002141404-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:37:56 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carebility, Inc. See All Filings	D	2026-10-02 15:34:24 UTC
Amount To Be Raised $8,835,000 Associated Brokers / Dealers N/A CIK Number 0002157421 Filed Document 0002157421-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:34:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
South Pacific Metals Corp. See All Filings	D	2026-10-02 15:34:12 UTC
Amount To Be Raised $25,838,334 Associated Brokers / Dealers BMO Capital Markets Corp. and Wedbush Securities Inc. CIK Number 0002056030 Filed Document 0002056030-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:34:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Xcelerated Recovery LLC See All Filings	D	2026-10-02 15:34:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002155774 Filed Document 0002155774-26-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2026-10-02 15:34:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ewing Morris Select Credit Fund LP See All Filings	D	2026-10-02 15:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002157942 Filed Document 0001405086-26-000779 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
QIM Partners Fund LLC See All Filings	D/A	2026-10-02 15:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566704 Filed Document 0001315863-26-000706 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-TER, a series of Forge Investments LLC See All Filings	D	2026-10-02 15:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORGE SECURITIES LLC CIK Number 0002109662 Filed Document 0002109662-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Space Partners Fund I, LP See All Filings	D	2026-10-02 15:23:19 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0002132796 Filed Document 0000905148-26-004329 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PG Austin Investors, LLC See All Filings	D/A	2026-10-02 15:23:01 UTC
Amount To Be Raised $80,300,000 Associated Brokers / Dealers N/A CIK Number 0002085101 Filed Document 0002085101-26-000021 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:23:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VeriLeaf, Inc. See All Filings	D	2026-10-02 15:22:54 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0002157439 Filed Document 0002157439-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:22:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JLLX Diversified 11, DST See All Filings	D/A	2026-10-02 15:21:55 UTC
Amount To Be Raised $197,043,478 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC, DOUGLAS ALAN FELLER, CHRISTINA SUZANNE NIELSON, William Joseph O'Neill, BRYAN JAY WERTZER, BRYAN PAUL HOPKINS, JANNEY MONTGOMERY SCOTT LLC, CHRISTOPHER, LPL FINANCIAL LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY, BRIAN JOSEPH WALSH, JORGE ALEJANDRO HOLLANDER, VICTOR JOSEPH ADINT, DOUGLAS RENE LABOSSIERE, ANDREW JAMES MOORE, Caleb Andrew Yeargain, NONDO DOMINIC CAPUANO, CRAIG M VANDERLEEST, Sean Michael Dempsey, JAMES J LEE, KYLIE ANNE ROMAN, Vincent Maimboti Dhliwayo, Eric Robert Staab, and John Alan Grosshans CIK Number 0002110003 Filed Document 0002110003-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:21:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tyme Wear, Inc. See All Filings	D/A	2026-10-02 15:16:50 UTC
Amount To Be Raised $3,955,220 Associated Brokers / Dealers N/A CIK Number 0002078668 Filed Document 0002078668-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:16:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ZymoChem, Inc. See All Filings	D	2026-10-02 15:10:56 UTC
Amount To Be Raised $34,181,603 Associated Brokers / Dealers N/A CIK Number 0002157555 Filed Document 0002157555-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:10:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestera Capital, LP See All Filings	D/A	2026-10-02 15:10:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002004435 Filed Document 0002004435-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marquis Apartments, LLC See All Filings	D	2026-10-02 15:08:16 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0002155057 Filed Document 0002155057-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:08:16 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Fund FG-CTJ, a series of Forge Investments See All Filings	D	2026-10-02 15:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORGE SECURITIES LLC CIK Number 0002127077 Filed Document 0002127077-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:08:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scenic Co-Invest Handshake II, LLC See All Filings	D	2026-10-02 15:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002142578 Filed Document 0001470831-26-000919 Exclusions or Exemptions 506b Accepted Date 2026-10-02 15:02:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM B (WT) LLC See All Filings	D	2026-10-02 14:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002154513 Filed Document 0002154513-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Alterna Bulk Co-Invest QP, LLC See All Filings	D	2026-10-02 14:57:45 UTC
Amount To Be Raised $4,554,076 Associated Brokers / Dealers N/A CIK Number 0001958991 Filed Document 0001958991-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:57:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM BLACKROCK EQUITY AS A SERIES OF DCM ONSHORE FUNDS LLC See All Filings	D/A	2026-10-02 14:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002088802 Filed Document 0000911916-26-000061 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alethios Inc. See All Filings	D	2026-10-02 14:57:31 UTC
Amount To Be Raised $2,191,763 Associated Brokers / Dealers N/A CIK Number 0002028034 Filed Document 0002028034-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:57:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alterna Bulk Co-Invest, LLC See All Filings	D	2026-10-02 14:55:45 UTC
Amount To Be Raised $10,466,907 Associated Brokers / Dealers N/A CIK Number 0001958990 Filed Document 0001958990-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DF Marquis, LLC See All Filings	D	2026-10-02 14:53:24 UTC
Amount To Be Raised $505,901 Associated Brokers / Dealers N/A CIK Number 0002155049 Filed Document 0002155049-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:53:24 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Superstorefront Inc. See All Filings	D	2026-10-02 14:50:46 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0002156160 Filed Document 0002156160-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:50:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Y'all Southern Brands LLC See All Filings	D	2026-10-02 14:50:16 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0002150804 Filed Document 0002150804-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:50:16 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TS Co-Invest Project Event, LP See All Filings	D	2026-10-02 14:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002154287 Filed Document 0000905148-26-004328 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:50:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peerlogic Technologies, Inc. See All Filings	D	2026-10-02 14:48:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001941802 Filed Document 0001941802-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:48:19 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Island Green AD-I LP See All Filings	D	2026-10-02 14:48:10 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0002153787 Filed Document 0002153787-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:48:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Island Green AD-I LP See All Filings	D	2026-10-02 14:46:35 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0002153787 Filed Document 0002153787-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-10-02 14:46:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund