Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000319 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $14,517,543 Associated Brokers / Dealers Scott Holton, William Holton, and Richard Devita CIK Number 0001135856 Filed Document 0001135856-15-000321 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trufa Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,066 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Triple Gate Partners, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660145 Filed Document 0001660145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Management Holdings, Inc. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyrcadia Inc See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001557418 Filed Document 0001214659-15-008207 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Real Estate CMBS Fund L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001463385 Filed Document 0001463385-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT REALTY TRUST, INC. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001634006 Filed Document 0001634006-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Park Ainslie LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659389 Filed Document 0001659389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
RP 33 Ninth REIT, L.L.C. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001660099 Filed Document 0001660099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BFY Acquisition Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656601 Filed Document 0000895345-15-000306 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benton INV, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001659996 Filed Document 0001659996-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Crow Holdings Realty Partners VII-A, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001659776 Filed Document 0001659776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $20,700,000 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
JDCPHOSPHATE, INC. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $4,786,035 Associated Brokers / Dealers N/A CIK Number 0001544512 Filed Document 0001544512-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Around The World Ltd Liability Co See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001659768 Filed Document 0001659768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Centre Capital Investors VI, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001593319 Filed Document 0001593319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Archway Commodities Ltd. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New Market Analytics CIK Number 0001653744 Filed Document 0001486944-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CommercialTribe Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001607576 Filed Document 0001607576-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Tom Snow CIK Number 0001633523 Filed Document 0001633523-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Terry Cross CIK Number 0001633523 Filed Document 0001633523-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DSF Multi-Family Real Estate Fund III-A, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659492 Filed Document 0001659491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF Master Fund LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505289 Filed Document 0000926877-15-000348 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
LEE Fund Ltd See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-15-008508 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $803,667 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001506114-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K India Opportunities Fund Ltd See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628225 Filed Document 0001628225-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symic Holdings, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $25,399,988 Associated Brokers / Dealers N/A CIK Number 0001626358 Filed Document 0001626358-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Go Elevator, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659567 Filed Document 0001168404-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SLCKET INC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660015 Filed Document 0001660015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $20,115,141 Associated Brokers / Dealers Richard Devita, Jr., Scott Holton, and Patrick Dicerbo CIK Number 0001135856 Filed Document 0001135856-15-000313 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zinn Fund LLLP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-15-000542 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Coachman Energy VII Offshore Feeder Fund, Ltd. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001630891 Filed Document 0001630891-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Ross Tower Investor, LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $7,437,500 Associated Brokers / Dealers N/A CIK Number 0001659993 Filed Document 0001659993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clough Access LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518552 Filed Document 0001518552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makren LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658825 Filed Document 0001658825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BLUE LOTUS INVESTMENT FUND See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660282 Filed Document 0001660282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Prime Income Properties - Elim, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001660020 Filed Document 0001380389-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
11715 South Glen, LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001660028 Filed Document 0001660028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Atreca, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $57,261,706 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001532346 Filed Document 0001532346-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POLYERA CORP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001422458 Filed Document 0001422458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Figma, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $14,000,003 Associated Brokers / Dealers N/A CIK Number 0001579878 Filed Document 0001579878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $504,640 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001506114-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASSET MANAGEMENT FUND See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000705318 Filed Document 0001566114-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tecnos Research of America, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001658850 Filed Document 0001658850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CORECOMMODITY MANAGEMENT - FOUNDERS III FUND LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631359 Filed Document 0001264128-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Personalized Beauty Discovery, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $148,470 Associated Brokers / Dealers N/A CIK Number 0001535189 Filed Document 0001535189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Earnings Capital LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660045 Filed Document 0001660045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GROUPIZE, INC. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt