Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001648883-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellTok, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001140361-15-043839 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund VI, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627136 Filed Document 0001172661-15-002111 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
COMMONFUND MULTI-STRATEGY GLOBAL HEDGED PARTNERS LLC See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001365313 Filed Document 0001365313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AperiSys, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
IDI, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $155,333,500 Associated Brokers / Dealers N/A CIK Number 0001460329 Filed Document 0001460329-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1600 PREFERRED LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001659316 Filed Document 0001659316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BLENHEIM COMMODITY FUND LTD See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001446842 Filed Document 0001446842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Massar Macro Commodity Fund, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640609 Filed Document 0001640609-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scipion African Opportunities Fund SPC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659799 Filed Document 0001659799-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Blenheim Diversified Dynamic Alpha Fund, LLC See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001558981 Filed Document 0001558981-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Showalter Capital LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660171 Filed Document 0001660171-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
IMAGE VISION LABS, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001503991 Filed Document 0001503991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Amundi Smith Breeden Institutional Short Duration Fund Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-15-008562 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Concepts Restaurant Group, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001445918 Filed Document 0001079973-15-000695 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: MULTISECTOR FULL DISCRETION TRUST See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433432 Filed Document 0001433432-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Shearwater International Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,265,109 Associated Brokers / Dealers N/A CIK Number 0001660002 Filed Document 0001660002-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spell Capital Partners Fund V for Qualified Purchasers, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001659371 Filed Document 0001659371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Mountain Brook Partners Offshore Fund, Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627712 Filed Document 0001627712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161270 Filed Document 0001315863-15-000962 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo Real Estate IV (Americas), L.P. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $44,800,000 Associated Brokers / Dealers N/A CIK Number 0001656324 Filed Document 0001656324-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tropichem Holdings, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $20,350,000 Associated Brokers / Dealers N/A CIK Number 0001660195 Filed Document 0001660195-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Accolade, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $53,600,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-15-000435 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CRC Resources Fund II-A LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622089 Filed Document 0001622089-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Midland-Olympus Strategic Income Fund, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660178 Filed Document 0001660178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Cynvec LLC See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ameritech Advisors CIK Number 0001385095 Filed Document 0001385095-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AETNA PARTNERS DIVERSIFIED FUND (CAYMAN) LTD See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Advisory Group Equity Services Ltd., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001460020 Filed Document 0001460020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
Perle Bioscience, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001605829 Filed Document 0001605829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Niki VW, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $695,960 Associated Brokers / Dealers N/A CIK Number 0001660192 Filed Document 0001660187-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIFEFACTORY, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001503925 Filed Document 0001288320-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RADIENT TECHNOLOGIES INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $84,206 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-15-043989 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
When Change Comes Ltd Liability Co See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001659926 Filed Document 0001659926-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AQR Global Asset Allocation Offshore Fund (USD) IV Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454208 Filed Document 0001454208-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellTok, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $37,999,849 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001140361-15-043840 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $7,400 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
1600 PREFERRED LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NORTH CAPITAL PRIVATE SECURITIES CORPORATION CIK Number 0001659316 Filed Document 0001659316-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AZTherapies, INC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Bailard Fundamental Long/Short Equity Fund, L.P. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660186 Filed Document 0000935836-15-000600 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Bancorp Inc See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001419536 Filed Document 0001419536-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Hecht Peabody Newbury, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $432,000 Associated Brokers / Dealers N/A CIK Number 0001657911 Filed Document 0001657911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ledgestone Global Partners, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628643 Filed Document 0001140361-15-044140 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blenheim Diversified Dynamic Alpha Fund, Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001590745 Filed Document 0001590745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Amundi Smith Breeden Institutional Short Duration Fund See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-15-008554 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund II Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480774 Filed Document 0001480774-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XCR Diagnostics Inc See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers ACAP Financial Inc CIK Number 0001656921 Filed Document 0001656921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Osmium Diamond, LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savara Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $21,006,246 Associated Brokers / Dealers N/A CIK Number 0001461492 Filed Document 0001461492-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LONG FOCUS CAPITAL OFFSHORE, LTD. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613054 Filed Document 0001613054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hemingway Joint Venture See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,094,800 Associated Brokers / Dealers NA CIK Number 0001660232 Filed Document 0001660232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
HudCo Real Estate IV (International), L.P. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001658487 Filed Document 0001658487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity