Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NewSpring Mezzanine Capital III, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001659651 Filed Document 0001192482-15-000437 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asymmetria Investors, LLC - Series H See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660230 Filed Document 0001660230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
BTC-Africa See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PINE CLIFF ENERGY LTD. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,392,137 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001621528 Filed Document 0001621528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BIOVENTRIX INC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAIL ENERGY HOLDINGS, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001562591 Filed Document 0001562591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR Global Asset Allocation Offshore Fund (USD) Ltd See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400339 Filed Document 0001400339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DT Arizona, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659945 Filed Document 0001659945-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Advent AH Limited Partnership See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648014 Filed Document 0001648014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioPharma Credit Investments IV (Cayman), LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653579 Filed Document 0001315863-15-000964 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAWKEYE CAPITAL, LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0001137663-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $43,110,307 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000331 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
entrotech life sciences, inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001660183 Filed Document 0001660183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000336 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hollar Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $12,000,012 Associated Brokers / Dealers N/A CIK Number 0001649563 Filed Document 0001649563-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SignaCert, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers National Securities Corporation and Burnham Securities Inc. CIK Number 0001622369 Filed Document 0001622369-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GSV VENTURES I LLC - SERIES J-1 See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001645823 Filed Document 0001645823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
iTherapyDocs, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660026 Filed Document 0001660026-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Sure People, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660327 Filed Document 0001015325-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $6,222,830 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-15-000329 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TekDry International, Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636546 Filed Document 0001636546-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TerraCotta Credit Fund, LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651744 Filed Document 0001144204-15-072970 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series A PI, as series of BTA Absolute Return CEE Strategy Platform, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Szele CIK Number 0001659331 Filed Document 0001659331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RECOVER TOGETHER, INC. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001659471 Filed Document 0001140361-15-043929 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OrthogenRx, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001584198 Filed Document 0001584198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Baines Creek Partners, LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627590 Filed Document 0001627590-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001277890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bath RiverWalk, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001660025 Filed Document 0001660025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greenbriar Capital Corp. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $777,761 Associated Brokers / Dealers CV Brokerage, Inc. CIK Number 0001570843 Filed Document 0001570843-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Schedule It LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660270 Filed Document 0001660270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
iGenomX International Genomics Corp See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,079,149 Associated Brokers / Dealers N/A CIK Number 0001659250 Filed Document 0001659250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioPharma Credit Investments IV, S.a.r.l. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653577 Filed Document 0001315863-15-000965 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearside Biomedical, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001539029 Filed Document 0001539029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Multi-Family Boston LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001660140 Filed Document 0001660140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Brewing Company, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001517778 Filed Document 0001517778-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Offshore Fund Ltd. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556305 Filed Document 0000919574-15-008582 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Red Hills Brewing Company, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001636122 Filed Document 0001636122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $33,449,202 Associated Brokers / Dealers John M. Nash and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000335 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,081,978 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $45,691,492 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000330 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sylvia Broadway Ltd Liability Co See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001645929 Filed Document 0001645929-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
QUANTUMSPHERE, INC. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387135 Filed Document 0001493152-15-006130 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Papyrus Capital Fund LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660264 Filed Document 0001660264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Norwalk, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,406,749 Associated Brokers / Dealers N/A CIK Number 0001661247 Filed Document 0001461373-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Minnesota Imaging & Engineering LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001660211 Filed Document 0001209191-15-083917 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowroot Capital II, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001658617 Filed Document 0001658617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEDICAL SIMULATION CORP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001099901 Filed Document 0001099901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NanoWatt Design, Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001554989 Filed Document 0001554989-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk-Waterford Place Apartments LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659907 Filed Document 0001546927-15-000299 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity