Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cambridge Partners, LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627314 Filed Document 0001627314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers David Segarra CIK Number 0001633523 Filed Document 0001633523-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cognotion, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001625233 Filed Document 0001625233-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DxNA LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001547714 Filed Document 0001547714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BioQ Pharma Inc See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001278320 Filed Document 0001278320-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers Thomas Cook, Francis Andrew Moran, Eddie B. Allen Sr., and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000351 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenville CCM MOB, LP See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001660978 Filed Document 0001660978-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,544,737 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-15-000356 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MARATHON-LONDON GLOBAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,100,001 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-15-000349 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GW&K International Small Cap Fund, L.P. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627427 Filed Document 0001627427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Alternatives Distressed Credit Fund Ltd See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001487218 Filed Document 0001315863-15-000976 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFC FLUIDICS INC. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001352226 Filed Document 0001352226-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Westfield-Mapleton, LLLP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $8,525,000 Associated Brokers / Dealers N/A CIK Number 0001660370 Filed Document 0001660370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SP FOUNTAIN GLEN VENTURE LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001660914 Filed Document 0001660914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WV Feeder III (ALKU), L.P. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661374 Filed Document 0001661374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM-Starstan, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001660923 Filed Document 0001660923-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Jet Fund 1, LLC See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001637807 Filed Document 0001637807-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Baynote Inc See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001322585 Filed Document 0001168404-15-000030 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Passport Offshore Ltd See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378880 Filed Document 0001378880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWS Credit Opportunity Offshore Fund III, Ltd. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660806 Filed Document 0000902664-15-004520 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Woven Orthopedic Technologies, LLC See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers Viscogliosi & Company, LLC CIK Number 0001594517 Filed Document 0001594517-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXXII LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001658758 Filed Document 0001658758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NORTH COAST ANGEL FUND III, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660887 Filed Document 0001660887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Growth Fund LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001659920 Filed Document 0001659920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WV AIV III (ALKU), LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661373 Filed Document 0001661373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smokey Joe's Cafe Broadway Revival Ltd Liability Co See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001660661 Filed Document 0001660661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ResiModel, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531354 Filed Document 0001531354-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Crosswise - II) LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $112,560 Associated Brokers / Dealers N/A CIK Number 0001651998 Filed Document 0001465818-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
J.C. Flowers IV L.P. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC and Credit Suisse Securities (USA) LLC CIK Number 0001658593 Filed Document 0001658593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Toro Capital Fund II, LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $448,430,493 Associated Brokers / Dealers N/A CIK Number 0001660793 Filed Document 0001660793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers John Bussa CIK Number 0001633523 Filed Document 0001633523-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HCM EV, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001658932 Filed Document 0001140361-15-044555 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Learning Health, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,208,987 Associated Brokers / Dealers N/A CIK Number 0001660901 Filed Document 0001660901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AZTEC LAND & CATTLE CO LTD See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,338,140 Associated Brokers / Dealers N/A CIK Number 0001440034 Filed Document 0001140361-15-044353 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Dual Momentum Fund, LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657697 Filed Document 0001657697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duet Global Endowment Fund See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660475 Filed Document 0000919574-15-008680 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Business Rockstars LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,919,139 Associated Brokers / Dealers N/A CIK Number 0001660687 Filed Document 0001140361-16-047663 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCRDCLUB Corp See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001532127 Filed Document 0001532127-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Granite Holdings, Inc. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638375 Filed Document 0001140361-15-044718 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,477,238 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MARATHON-LONDON INTERNATIONAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932058 Filed Document 0000932058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
FI Navigator Corp See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656754 Filed Document 0001656754-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Totem Point Partners, LP See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583564 Filed Document 0000919574-15-008684 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $11,370,204 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-15-000350 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NB Diversified Arbitrage Fund II L.P. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001323454 Filed Document 0000902664-15-004512 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopper Radar, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658790 Filed Document 0001658790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
T4V3, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $12,020,000 Associated Brokers / Dealers N/A CIK Number 0001661200 Filed Document 0001661200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THOSE ANIMALS, INC. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001638976 Filed Document 0001638976-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt