Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EUDORA INVESTMENT FUNDS PLC See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001593644 Filed Document 0001013594-15-000607 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Constant Health Solutions, INC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,884,276 Associated Brokers / Dealers N/A CIK Number 0001659751 Filed Document 0001659751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Natural Resources Partners X, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001627225 Filed Document 0001627225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revaluate Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001616790 Filed Document 0001616790-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Rising Tide Seed 2016, L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001660374 Filed Document 0001660374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ODEY EUROPEAN INC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272055 Filed Document 0001315863-15-000979 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Och-Ziff Real Estate Credit Fund Feeder, L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001661278 Filed Document 0001629643-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cask Data, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $20,363,157 Associated Brokers / Dealers N/A CIK Number 0001657886 Filed Document 0000905718-15-001002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CryptoMove, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001661312 Filed Document 0001661312-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MEDSOLIS, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001660402 Filed Document 0001660402-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Star Resources L.L.C. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,929,824 Associated Brokers / Dealers N/A CIK Number 0001654724 Filed Document 0001376474-15-000497 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
INANOVATE INC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001366325 Filed Document 0001192482-15-000442 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LSREF IV Investments, L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $131,796,233 Associated Brokers / Dealers N/A CIK Number 0001655471 Filed Document 0001655471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Jude Gomila AngelList Fund II, LP See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $99,000 Associated Brokers / Dealers N/A CIK Number 0001661319 Filed Document 0001661319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BANK OF THE JAMES FINANCIAL GROUP INC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $11,520,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001275101 Filed Document 0001209191-15-085837 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brevan Howard Argentina Fund Ltd See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001628076 Filed Document 0001628073-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Investment Partners, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-15-000164 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FineMark Holdings, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001586628 Filed Document 0001209191-15-085818 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Debt Strategies III (Feeder Fund) L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd. CIK Number 0001660717 Filed Document 0001660717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zachary Prell Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001595925 Filed Document 0001595925-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synodon Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $756,697 Associated Brokers / Dealers N/A CIK Number 0001614723 Filed Document 0001140361-15-045078 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIAM SELECT INTERNATIONAL EQUITY FUND, LLC See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001435353 Filed Document 0001295494-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVE SYSTEMS CORP See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0000919013 Filed Document 0000899140-15-000897 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001601342 Filed Document 0001013594-15-000608 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Lighthouse Tamarron REIT, LLC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001658750 Filed Document 0001658750-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Argentina Fund, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001628073 Filed Document 0001628073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westbon Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660735 Filed Document 0001660735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Resonate Core, LP See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638104 Filed Document 0001013594-15-000610 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fonality Inc See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised $15,072,830 Associated Brokers / Dealers N/A CIK Number 0001332344 Filed Document 0001332344-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAMCAP ENERGY OFFSHORE FUND, LTD. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382140 Filed Document 0001140361-15-044950 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRATIA CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562912 Filed Document 0000919574-15-008737 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VL BLUE PRIVATE INVESTMENT FUND I, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658246 Filed Document 0001658246-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Andrew Technologies LLC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $32,660,237 Associated Brokers / Dealers Walter Greenblatt & Associates, LLC CIK Number 0001516391 Filed Document 0001140361-15-044880 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nativis, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001254348 Filed Document 0001572426-15-000134 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rodman Spring Ridge, L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001660072 Filed Document 0001660072-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Vital Farms, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001579733 Filed Document 0001579733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INNERVATE, INC. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001650096 Filed Document 0001650096-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Och-Ziff Real Estate Credit Parallel Fund A, L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001661279 Filed Document 0001629643-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crowd Computing Systems, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $13,849,999 Associated Brokers / Dealers N/A CIK Number 0001608200 Filed Document 0001608200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nxt-ID, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001566826 Filed Document 0001213900-15-009552 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
AEOLUS PHARMACEUTICALS, INC. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $6,747,360 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. and Newport Coast Securities, Inc. CIK Number 0001261734 Filed Document 0001560208-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GL China Opportunities Fund II L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001628594 Filed Document 0001628594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARLON FOOD & AGRICULTURE PARTNERS II LP See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001660822 Filed Document 0001660838-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AAEB5 Fund 16 LLC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001657840 Filed Document 0001657840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTC Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001643839 Filed Document 0001643839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BSCH Parallel (REM) L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659201 Filed Document 0000950142-15-002634 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEVON ENERGY CORP/DE See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers N/A CIK Number 0001090012 Filed Document 0001209191-15-085799 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXCO RESOURCE CORP See All Filings	D	2015-12-16 16:35:27 UTC
Amount To Be Raised $706,246 Associated Brokers / Dealers N/A CIK Number 0001364128 Filed Document 0001140361-15-044763 Exclusions or Exemptions 506b Accepted Date 2015-12-16 16:35:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LOF Lincoln, LLC See All Filings	D	2015-12-16 09:09:11 UTC
Amount To Be Raised $3,669,564 Associated Brokers / Dealers Sandlapper Securities, LLC and JRL Capital Corporation CIK Number 0001659725 Filed Document 0001209191-15-085472 Exclusions or Exemptions 506b Accepted Date 2015-12-16 09:09:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Common