Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Primary Care Partners, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001527951 Filed Document 0001527951-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LTG Exam Prep Platform, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662791 Filed Document 0001662791-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MFG Houston Lake, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001662988 Filed Document 0001662988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Paulson DermTech Investments LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larry Cohen, Kevin Graetz, Minish Hede, Ahmed Gheith, William Pedersen, Peter Fogarty, Edmund Harelik, Harry Harelik, Starla Goff, Gary Saccaro, Dmitry Aksenov, Brian Czupek, Albert Landstrom, Timothy Touloukian, Marko Ugrenovic, John Cordin, Chris DeGroat, William Corbett, Jospeh Spinelli, Hazem Algendi, and Thomas Hoare CIK Number 0001649459 Filed Document 0001649459-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CareGuardian, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $30,256,434 Associated Brokers / Dealers N/A CIK Number 0001661672 Filed Document 0001661672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Wharf Real Estate Partners V, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001646277 Filed Document 0001646277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROI LAND INVESTMENTS LTD See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509879 Filed Document 0001019687-16-004696 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Marinus Analytics, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001662150 Filed Document 0001662150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CELERIDEM SYMBIONT A, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers NONE. CIK Number 0001662469 Filed Document 0001662469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bigstep Cloud Ltd See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001661996 Filed Document 0001661996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Arena Special Opportunities Fund (Cayman) LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662689 Filed Document 0001662689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662570 Filed Document 0001625257-16-000098 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melon Bluff Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001662742 Filed Document 0001662742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Farmhouse Culture, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001612139 Filed Document 0001612139-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENVILLE FACILITY INVESTORS LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001446056 Filed Document 0001446056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
PHASE FOUR, INC. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001662786 Filed Document 0001662786-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NSV 2016 Opportunities Fund, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001662717 Filed Document 0001662717-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D Bio Holdings LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662010 Filed Document 0001662010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MH RDM Properties REIT LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662415 Filed Document 0001662415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NXT Capital Senior Loan Fund IV Feeder Fund, LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658632 Filed Document 0000945621-16-000342 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rains Branch Investors LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,369,000 Associated Brokers / Dealers N/A CIK Number 0001662760 Filed Document 0001662760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Long Only Fund, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483251 Filed Document 0000919574-16-008883 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Financial Holdings LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660047 Filed Document 0001660047-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monomoy Properties REIT, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001662806 Filed Document 0001662806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trade Hill Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,701,000 Associated Brokers / Dealers N/A CIK Number 0001662743 Filed Document 0001662743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Bay Cove Holdings, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $11,577,745 Associated Brokers / Dealers DFPG Investments, Kalos Capital, Inc., Newbridge Securities Corporation, Orchard Securities, LLC, The Strategic Financial Alliance, Inc., Transam Securities, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001659480 Filed Document 0001659480-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STA Real Estate Fund 1, LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001581013 Filed Document 0001315863-16-000995 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662564 Filed Document 0001625257-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Springs Capital Trust Series C See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001662759 Filed Document 0001662759-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
DipJar Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,418,993 Associated Brokers / Dealers N/A CIK Number 0001662018 Filed Document 0000905718-16-001025 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Picayune Pearl Aggregates Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $22,750,000 Associated Brokers / Dealers Proscenium Pearl River, LLC CIK Number 0001659979 Filed Document 0001659979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BondLink Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662167 Filed Document 0001662167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pinyon Offshore Ltd. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620314 Filed Document 0000919574-16-008888 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Apellis Pharmaceuticals, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $32,135,952 Associated Brokers / Dealers N/A CIK Number 0001492422 Filed Document 0001492422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
GCP REIT IIA See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662663 Filed Document 0001662663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Offerpop Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,008,608 Associated Brokers / Dealers N/A CIK Number 0001504982 Filed Document 0001504982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synova Capital Fund III LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $206,095,300 Associated Brokers / Dealers FirstPoint Equity Limited CIK Number 0001662688 Filed Document 0001144204-16-073736 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CenterCore Branson Development, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001662507 Filed Document 0001662507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TCM Momentum Fund LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001569476 Filed Document 0001569476-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Beck Mack Limited Partnership See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626318 Filed Document 0000919574-16-008890 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dealer Tire Holdings, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629512 Filed Document 0001629512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652829 Filed Document 0001652829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellview, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662255 Filed Document 0001662255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Xola, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,072,000 Associated Brokers / Dealers N/A CIK Number 0001662407 Filed Document 0001662407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONDUCE INC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $6,022,385 Associated Brokers / Dealers N/A CIK Number 0001602451 Filed Document 0001602451-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leckner Nissan Two, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001662732 Filed Document 0001662732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AITV Momentum II LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662012 Filed Document 0001662012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTCS Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001436229 Filed Document 0001493152-16-006544 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt