Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NAVIGANT CONSULTING INC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001019737 Filed Document 0001209191-16-090808 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
C4 Therapeutics, Inc. See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $73,485,000 Associated Brokers / Dealers N/A CIK Number 0001662579 Filed Document 0001662579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spiral Genetics, Inc. See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001555798 Filed Document 0001052918-16-000728 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Piedmont Stone Center PLLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $124,500 Associated Brokers / Dealers N/A CIK Number 0001331342 Filed Document 0001503249-16-000040 Exclusions or Exemptions 504 and 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised $3,214,912 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, Rhonda Miller, and Chris Parker CIK Number 0001135856 Filed Document 0001135856-16-000393 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neuberger Berman Senior Floating Rate Income Fund LLC See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576161 Filed Document 0001576161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUNTAIN AVENUE PARTNERS LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0001038103-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERTRAM GROWTH CAPITAL III-A, L.P. See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001661550 Filed Document 0001661551-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peach Tree #1, LP See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001663557 Filed Document 0001354488-16-005920 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Rialto Real Estate Fund III - Property, LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654792 Filed Document 0001654792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TBC PARTNERS LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595870 Filed Document 0001140361-16-047483 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY CAPITAL INVESTMENT INCOME FUND, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001609707 Filed Document 0001609707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Vista Student Housing Select Strategies Fund, L.P. See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001627472 Filed Document 0001627472-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRI Nine Market Square LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663755 Filed Document 0001140361-16-047868 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ebbets Field Partners Qualified LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594875 Filed Document 0001594875-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acacia Conservation Fund (Offshore), Ltd. See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416229 Filed Document 0000919574-16-009132 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffis Premium Apartment Fund III, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001662236 Filed Document 0001104659-16-089079 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KHI Investors, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001662975 Filed Document 0001662975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ALPHA INSURANCE ANALYSTS LTD See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N-A CIK Number 0001454220 Filed Document 0001454220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
AQR Style Premia PM Offshore Fund II, L.P. See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661096 Filed Document 0001660752-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluebridge, LLC See All Filings	D/A	2016-01-10 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001603748 Filed Document 0001603748-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Xigent Automation Systems, Inc. See All Filings	D	2016-01-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629975 Filed Document 0000949265-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-01-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iSplack, Inc. See All Filings	D	2016-01-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001653543 Filed Document 0001653543-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
QuantConnect Corp See All Filings	D	2016-01-09 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001666598 Filed Document 0001666598-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSI ENTERPRISES, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634558 Filed Document 0001634558-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HUIZENGA MANAGERS FUND LTD See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001355027 Filed Document 0001355027-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teza Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627321 Filed Document 0001627321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000380 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DFP FUND, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001334811 Filed Document 0001334811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomic Cancer Institute, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001663181 Filed Document 0001663181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP Equity Market Neutral Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566305 Filed Document 0001566305-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&P 500 INDEX EQUALLY WEIGHTED FUND L P See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031276 Filed Document 0001031276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $13,572,904 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEVEN BRIDGES EQUITY ACCESS FUND LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630201 Filed Document 0001630201-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYnd Analytics, Inc. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000822370 Filed Document 0001615774-16-003848 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $28,349,490 Associated Brokers / Dealers Michael Moorhead, Jennifer Kephart, Monte Herrick, and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-16-000385 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Renaissance Oil Corp. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $430,756 Associated Brokers / Dealers N/A CIK Number 0001591476 Filed Document 0001140361-16-047321 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NMRKT Inc See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001598498 Filed Document 0001598498-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Genesis Drilling Program VIII LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dean Matsumoto CIK Number 0001633418 Filed Document 0001633418-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Holiday Ham Holdings, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660561 Filed Document 0001660561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CEP Equity Market Neutral Fund Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566313 Filed Document 0001566313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVEY BRANCH INVESTORS, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $5,141,500 Associated Brokers / Dealers BRIDGE CAPITAL ASSOCIATES INC. and BRIDGE CAPITAL ASSOCIATES INC. CIK Number 0001661684 Filed Document 0001661684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Janus Cash Collateral Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597521 Filed Document 0001597521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001042477 Filed Document 0001042477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VO2 Partners V LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $469,870 Associated Brokers / Dealers N/A CIK Number 0001662873 Filed Document 0001144204-16-075805 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BounceChat, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,110,098 Associated Brokers / Dealers N/A CIK Number 0001657899 Filed Document 0001657899-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
INTECH International Large Cap Core Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595978 Filed Document 0001595978-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #65 See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655256 Filed Document 0001655256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safety Quick Lighting & Fans Corp. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001598981 Filed Document 0001598981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity