Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lift Credit, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001663442 Filed Document 0001663442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Ashmore Emerging Markets Corporate High Yield Fund Ltd See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566883 Filed Document 0001566883-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edenbrook Value Fund, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins//Bay Island Securities, LLC CIK Number 0001540090 Filed Document 0000919574-16-009152 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Contingent Asset Portfolio, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001629941 Filed Document 0001629941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Capital Partners, LP See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663122 Filed Document 0001140361-16-047691 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GTIS Brazil III Feeder Fund (DE) LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001630192 Filed Document 0000947871-16-000917 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Local Currency Debt Portfolio See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566891 Filed Document 0001566891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Energy Fund, LP See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658323 Filed Document 0001658323-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Event Driven Fund LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540833 Filed Document 0001540833-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Movista, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528340 Filed Document 0001245105-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Hapten Sciences, Inc. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001526465 Filed Document 0001526465-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
RETAILNEXT, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $5,978,362 Associated Brokers / Dealers N/A CIK Number 0001429970 Filed Document 0001429970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harlan Special Opportunities Fund II LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598159 Filed Document 0000945621-16-000372 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TalentSky, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOPKINS U S FUND LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001396153 Filed Document 0001396153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Debt
Harvest Intrexon Enterprise Fund I, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $245,156,250 Associated Brokers / Dealers N/A CIK Number 0001653049 Filed Document 0001653049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park Ave Self Storage Investments, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001663744 Filed Document 0001663744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratocom Solutions Corp. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $20,191 Associated Brokers / Dealers N/A CIK Number 0001664206 Filed Document 0001664206-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RANT, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001592559 Filed Document 0001415889-16-004400 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Infinite Conferencing Partners, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001662534 Filed Document 0001662534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
KLH Capital Fund III, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $45,750,000 Associated Brokers / Dealers N/A CIK Number 0001663141 Filed Document 0001192482-16-000471 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L Catterton Growth Partners III, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001656181 Filed Document 0001656181-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP Alliance Laundry, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663359 Filed Document 0001663359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $53,412,459 Associated Brokers / Dealers Mendel Melzer, Michael Leonard, and Kenneth Catanella CIK Number 0001135856 Filed Document 0001135856-16-000399 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braeside Capital II, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-16-001021 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Manager Cayman Portfolio, Ltd. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595913 Filed Document 0001663269-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RD LEGAL FUNDING PARTNERS, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536540 Filed Document 0000919574-16-009140 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Clarivoy, Inc. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001618074 Filed Document 0001618074-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CIP 2014 REIT LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663412 Filed Document 0001663412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Venture Partners IV, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001663384 Filed Document 0001663384-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 10, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572800 Filed Document 0001593973-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desta PLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers None CIK Number 0001663464 Filed Document 0001663464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ETHIOPIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sutherland Perennials Investments, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $36,085,000 Associated Brokers / Dealers N/A CIK Number 0001663292 Filed Document 0001663292-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Equity Market Neutral Company, SPC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001595938 Filed Document 0001595938-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Realty Investments, Ltd. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $58,127,500 Associated Brokers / Dealers N/A CIK Number 0001609160 Filed Document 0000949265-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ECHO 360 INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001419859 Filed Document 0001419859-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Basin Scientific, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $24,880,765 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001512138 Filed Document 0001140361-16-047658 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Mojo Fund, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663419 Filed Document 0001663419-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FoodEx Corp See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001663403 Filed Document 0001663403-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aben Resources Ltd. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $45,517 Associated Brokers / Dealers N/A CIK Number 0000873612 Filed Document 0001183740-16-000278 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lifesize, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001663452 Filed Document 0001663452-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allison Apartments V, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001664094 Filed Document 0001079973-16-000750 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LSREF4 Skyline REIT (AL), LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001663357 Filed Document 0001663357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SETnet America Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $258,500 Associated Brokers / Dealers Growth Capital Services CIK Number 0001663209 Filed Document 0001663209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AG Core Plus IV Corp. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628624 Filed Document 0001628624-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Capital Recovery Partners Europe VIII, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001630475 Filed Document 0001630475-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Funds Cityplace REIT Corp. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628626 Filed Document 0001628626-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001661817 Filed Document 0001661817-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other