Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TRACKAHEAD, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001664118 Filed Document 0001664118-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
CQS Directional Opportunities Feeder Fund, LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537124 Filed Document 0001537124-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 179, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001664064 Filed Document 0001664064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Northwood Real Estate Co-Investors LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001523468 Filed Document 0001523468-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vyne on Central Partners, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001664003 Filed Document 0001664003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND PARTNERS FUND I LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001121653 Filed Document 0001405086-16-000333 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis USLV SubREIT 1, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis J. Beck CIK Number 0001664161 Filed Document 0001664161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412711 Filed Document 0001412711-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluDiagnostics, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001663674 Filed Document 0001663674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $Not Applicable Type of Security Debt
GROWLIFE, INC. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000624 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PolicyGenius Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers N/A CIK Number 0001663729 Filed Document 0000905718-16-001073 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Side-by-Side Umbrella Partnership L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663886 Filed Document 0001663886-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2016-01-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TA GCIV I LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001649968 Filed Document 0001461373-16-000059 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Archeio Technologies, LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600183 Filed Document 0001600183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
tenKsolar, Inc. See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $25,200,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001482954 Filed Document 0001482954-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Epic Extremity, LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001664501 Filed Document 0000906318-16-000078 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Dimensional Funds plc - Global Short-Term Investment Grade Fixed Income Fund See All Filings	D/A	2016-01-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595917 Filed Document 0000945621-16-000377 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fully Committed Broadway LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001664409 Filed Document 0001664409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Adamant Energy LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648730 Filed Document 0001648730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BioPoly, LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001465704 Filed Document 0001465704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maven Capital Group LP See All Filings	D	2016-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671075 Filed Document 0001671075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Adaptive Sensory Technology, Inc. See All Filings	D	2016-01-17 00:00:00 UTC
Amount To Be Raised $1,797,972 Associated Brokers / Dealers N/A CIK Number 0001664729 Filed Document 0001664729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAM Fund LLC See All Filings	D	2016-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities CIK Number 0001451325 Filed Document 0001451325-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HCM CP, LLC See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $27,420,000 Associated Brokers / Dealers N/A CIK Number 0001657955 Filed Document 0001140361-16-047989 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GT U.S. QP Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379739 Filed Document 0001379739-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma U.S. Small Cap Core Equity Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488779 Filed Document 0000919574-16-009376 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GT Institutional Fixed Income Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630498 Filed Document 0001630498-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PackPar Fund See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503506 Filed Document 0000902664-16-004833 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV VICTORY BLOCK G REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663838 Filed Document 0001663838-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2019 See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626614 Filed Document 0001663524-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Risk Premia Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652639 Filed Document 0000919574-16-009357 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Asia (USD) Feeder II, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001624881 Filed Document 0001315863-16-001035 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCM FLEXIBLE GLOBAL FUND LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001065716 Filed Document 0001066886-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Notes Fund QP III LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001664578 Filed Document 0001664578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Page Southerland Page, Inc. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $3,922,644 Associated Brokers / Dealers N/A CIK Number 0001601446 Filed Document 0001601446-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne International (ERISA) Fund, Ltd. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001539575 Filed Document 0000919574-16-009390 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Fixed Income Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379742 Filed Document 0001379742-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hvmken, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657015 Filed Document 0000943663-16-000240 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-16-004821 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAMA Select Energy Plus LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341206 Filed Document 0000919574-16-009345 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Empire Capital Partners, L.P. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC CIK Number 0001170998 Filed Document 0000902664-16-004819 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV BLOOMINGTON REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663850 Filed Document 0001663838-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EMROSE PARTNERS LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001453586 Filed Document 0000935836-16-000662 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443190 Filed Document 0001144204-16-075975 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Macro Offshore Fund, SPC. on behalf of & for the account of the Real Estate Risk Transfer Segregated Portfolio See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662204 Filed Document 0001507943-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV MILLENIA II REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663843 Filed Document 0001663838-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (US FEEDER) FUND LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488632 Filed Document 0001209191-16-091886 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTO Benefits, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001623564 Filed Document 0001623564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jaystreet Technologies, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664177 Filed Document 0001664177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity