Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LAM AVIATION, INC. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001470865 Filed Document 0001470865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Theory LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001393999 Filed Document 0001393999-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OZDPII Private Investors LLC See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001455514 Filed Document 0000950103-16-010875 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Incline A Aviation Limited Partnership See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001665804 Filed Document 0000950103-16-010899 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMG Boro I Theater REIT, L.L.C. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665687 Filed Document 0001665679-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
JZ REIT Florida Corp. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665682 Filed Document 0001665679-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TMG Acquisition E REIT, L.L.C. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665689 Filed Document 0001665679-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pacific International Energy Solutions Inc. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001441557-16-000049 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Garrison Middle Market Funding II LP See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001665465 Filed Document 0001665465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Howell Mill Real Estate Investors, LP See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001665906 Filed Document 0001665906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS EMERGING MARKETS DEBT FUND See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544906 Filed Document 0001405086-16-000347 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HSRE Cottages of Tempe LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001664978 Filed Document 0001664978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised $6,596,898 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
General Catalyst Group VIII Supplemental, L.P. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001663855 Filed Document 0001663855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Joylux, Inc. See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised $2,499,980 Associated Brokers / Dealers N/A CIK Number 0001581706 Filed Document 0001581706-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS ENERGY INFRASTRUCTURE FUND - EAGLE GLOBAL ADVISORS, LLC See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653796 Filed Document 0001405086-16-000354 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Volatility Voyageur, L.P. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661979 Filed Document 0001661979-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BMPP Howell Mill REIT, Inc. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001664827 Filed Document 0001664827-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PB Strategic Partners Feeder VII, L.P. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001665896 Filed Document 0001665896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kitov Pharmaceuticals Holdings Ltd. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614744 Filed Document 0001144204-16-078901 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
LC Fund VII, L.P. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665993 Filed Document 0001665993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
First Principles Structured Income Fund, LLC See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548357 Filed Document 0001548357-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BetaCat Feeder Fund I Ltd. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665324 Filed Document 0001665324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 9TA LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $130,600 Associated Brokers / Dealers N/A CIK Number 0001664888 Filed Document 0001664888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Courtney NC LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665695 Filed Document 0001665679-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Edge Global, Ltd See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554040 Filed Document 0000902664-16-005215 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW 200 Smith Street REIT LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001664872 Filed Document 0001664872-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Saracen Total Return Onshore Income Fund LP See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539585 Filed Document 0001539585-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pocket Teller, Inc. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001616313 Filed Document 0001616313-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SECURITY PROPERTIES MULTIFAMILY FUND III LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001665331 Filed Document 0001665331-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LASKER FUND L.P. See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460975 Filed Document 0001460975-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioroot Energy, Inc. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001665729 Filed Document 0001665729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Other
LUMA Capital Partners Venture Fund I, L.P. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC DBA Beal Private Capital CIK Number 0001657125 Filed Document 0001657125-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JZ REIT Design Corp. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665683 Filed Document 0001665679-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aithon Offshore II Ltd. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665582 Filed Document 0001315863-16-001099 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LUMINUS ENERGY PARTNERS LTD See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342506 Filed Document 0001666701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
OZOFII Private Investors Offshore Ltd. See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001456243 Filed Document 0000950103-16-010876 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIV REIT III, LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665696 Filed Document 0001665679-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Car Kno LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001649686 Filed Document 0001014108-16-000369 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
TMG Acquisition G REIT, L.L.C. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665690 Filed Document 0001665679-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Incline B Aviation (Cayman) Limited Partnership See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001665910 Filed Document 0000950103-16-010895 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellics Therapeutics, Inc. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $6,000,050 Associated Brokers / Dealers N/A CIK Number 0001611752 Filed Document 0001611752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perosphere Inc. See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001539923 Filed Document 0001539923-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Enjoei, Ltd. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $4,963,174 Associated Brokers / Dealers N/A CIK Number 0001585210 Filed Document 0001585210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sun Clinical Laboratory, LLC - Series 14 See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001656728 Filed Document 0001656728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Computational Physics, Inc. See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001659620 Filed Document 0001659620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BioInnovation Capital I LP See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001660831 Filed Document 0001660831-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUESTEM INVESTMENT FUND 2016, LLC See All Filings	D	2016-02-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001665449 Filed Document 0001665449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS GLOBAL EQUITY FUND-GENERATION INVESTMENT MANAGEMENT US LLP See All Filings	D/A	2016-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464036 Filed Document 0001405086-16-000348 Exclusions or Exemptions 506b Accepted Date 2016-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity