Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CERES FOOD & AGRICULTURE OPPORTUNITY FUND, L.P. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667300 Filed Document 0001667300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Revere High Yield Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568309 Filed Document 0001568309-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE PLANET ENERGY SYSTEMS, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $2,431,000 Associated Brokers / Dealers N/A CIK Number 0001667219 Filed Document 0001667219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Saba Labs, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001594979 Filed Document 0001594979-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
AnKap Partners, L.P. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund That Flip, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001631102 Filed Document 0001631102-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Ridge Equity Partners II-B, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HARKEN CAPITAL SECURITIES, LLC CIK Number 0001666080 Filed Document 0001666079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Learned Insights Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001667520 Filed Document 0001667520-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Lone Oak Minerals, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650310 Filed Document 0001650310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Earth Equity Farms, Inc. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised $822,623 Associated Brokers / Dealers N/A CIK Number 0001598552 Filed Document 0001598552-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Vicarious Surgical Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $2,385,158 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Weathergage Venture Capital IV LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001664470 Filed Document 0001664470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cerberus Offshore Levered Loan Opportunities Fund III, L.P. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660083 Filed Document 0000905718-16-001238 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Visium, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001532029 Filed Document 0001532029-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
21Mercantile, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001667925 Filed Document 0001667925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zappenin, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666000 Filed Document 0001666000-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Numerai Fund 1, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667103 Filed Document 0001667103-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Glenview, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001612668 Filed Document 0001612668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Eminence, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001532025 Filed Document 0001532025-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moms Online, Inc. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001619174 Filed Document 0001078782-16-002344 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SOUTHFIELD TIER ONE INVESTMENT LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001664158 Filed Document 0001405086-16-000408 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Crispin Inferential Partners, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633981 Filed Document 0001405086-16-000410 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MRG Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $750,002 Associated Brokers / Dealers N/A CIK Number 0001550725 Filed Document 0001550725-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Belle Isle Craft Spirits, Inc. See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598715 Filed Document 0001598715-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Port Capital MLP Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655263 Filed Document 0001655263-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Small Cap Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655264 Filed Document 0001655264-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-16-005933 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEIGHBORHOOD FINANCE Corp See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $13,050,000 Associated Brokers / Dealers N/A CIK Number 0000874312 Filed Document 0000874312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Signpost Capital Fund Ltd. See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-16-011214 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
XCINEX Corp See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639788 Filed Document 0001639788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Long Ridge Equity Partners II, LP See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HARKEN CAPITAL SECURITIES, LLC CIK Number 0001666079 Filed Document 0001666079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgeForum OZF, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526366 Filed Document 0001526366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Opportunity Fund, LP See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001496742 Filed Document 0001095449-16-000205 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealthy One, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001667018 Filed Document 0001667018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Port Logistics, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $993,000 Associated Brokers / Dealers N/A CIK Number 0001666919 Filed Document 0001666919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Claremont Living, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001666976 Filed Document 0001666976-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Metacapital, LLC See All Filings	D/A	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001584477 Filed Document 0001584477-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernoulli Fund, LLC See All Filings	D	2016-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised $12,766,372 Associated Brokers / Dealers MIP Global, Inc., Stillpoint Capital, LLC, and Saturn Capital, Inc. CIK Number 0001497598 Filed Document 0000898432-16-001902 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fischer Block, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $677,000 Associated Brokers / Dealers N/A CIK Number 0001666331 Filed Document 0001666331-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BeneVir Biopharm, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001626108 Filed Document 0001626108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Omni Projects, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $9,748,905 Associated Brokers / Dealers N/A CIK Number 0001666718 Filed Document 0001666718-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers John Barrasso, Carl Marcantonio, Rebecca Makas, John Scott Boyd, and Harry Dalessio CIK Number 0000729057 Filed Document 0001209191-16-098844 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ELLINGTON CREDIT OPPORTUNITIES PARTNERS LP See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435833 Filed Document 0001012975-16-001016 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NIOWAVE, INC. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666270 Filed Document 0001666270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Riffyn, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619420 Filed Document 0001619420-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orsini Alpha Fund, LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651477 Filed Document 0001651477-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
BlackBear Fund, LP See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631286 Filed Document 0001140361-16-053607 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSBO Holdings, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $6,866,970 Associated Brokers / Dealers N/A CIK Number 0001656837 Filed Document 0001656837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity